D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DELL
DELL INC
DELL
|
+$528M |
| 2 |
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
|
+$447M |
| 3 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$242M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$233M |
| 5 |
Meta Platforms (Facebook)
META
|
+$209M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$751M |
| 2 |
Pfizer
PFE
|
+$320M |
| 3 |
BMC
BMC SOFTWARE, INC
BMC
|
+$264M |
| 4 |
Visa
V
|
+$201M |
| 5 |
McDonald's
MCD
|
+$161M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.21% |
| 2 | Consumer Discretionary | 6.91% |
| 3 | Financials | 6.83% |
| 4 | Healthcare | 6.5% |
| 5 | Communication Services | 5.83% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CNQR
951
CALL
DELISTED
CONCUR TECHNOLOGIES INC
CNQR
| $10.6M | 0.02% |
+95,500
| New | +$9.3M |
|
952
PUT
Lincoln National
LNC
$8.19B
| $10.5M | 0.02% |
251,200
+83,800
| +50% | +$3.54M |
|
953
PUT
Copa Holdings
CPA
$5.71B
| $10.4M | 0.02% |
75,100
| – | – |
|
|
GMCR
954
PUT
DELISTED
KEURIG GREEN MTN INC
GMCR
| $10.4M | 0.02% |
138,200
+84,000
| +155% | +$6.63M |
|
|
CQB
955
DELISTED
CHIQUITA BRANDS INTL (NEW)
CQB
| $10.4M | 0.02% |
822,061
+425,463
| +107% | +$5.32M |
|
|
CB
956
DELISTED
CHUBB CORPORATION
CB
| $10.4M | 0.02% |
116,508
-156,933
| -57% | -$13.6M |
|
957
AGCO
AGCO
$8.96B
| $10.4M | 0.02% |
171,986
-252,178
| -59% | -$14.3M |
|
|
CHK
958
DELISTED
Chesapeake Energy Corporation
CHK
| $10.4M | 0.02% |
2,118
-2,319
| -52% | -$10.8M |
|
|
B
959
CALL
Barrick Mining
B
$61.5B
| $10.4M | 0.02% |
556,800
+107,100
| +24% | +$1.89M |
|
960
Ares Capital
ARCC
$13.7B
| $10.4M | 0.02% |
598,893
-376,745
| -39% | -$6.6M |
|
|
BYI
961
CALL
DELISTED
BALLY TECHNOLOGIES, INC.
BYI
| $10.3M | 0.02% |
143,600
+135,400
| +1,651% | +$9.54M |
|
962
PUT
Ziff Davis
ZD
$1.95B
| $10.3M | 0.02% |
240,235
+129,375
| +117% | +$5.42M |
|
963
CALL
Equinix
EQIX
$102B
| $10.3M | 0.02% |
56,300
+30,000
| +114% | +$5.43M |
|
|
COV
964
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
| $10.3M | 0.02% |
169,619
-675,359
| -80% | -$41.2M |
|
|
MWW
965
DELISTED
Monster Worldwide Inc
MWW
| $10.3M | 0.02% |
2,329,228
+567,622
| +32% | +$2.78M |
|
966
CALL
Rockwell Automation
ROK
$52.4B
| $10.3M | 0.02% |
96,200
+76,200
| +381% | +$7.44M |
|
967
Medtronic
MDT
$111B
| $10.3M | 0.02% |
192,895
-70,983
| -27% | -$3.82M |
|
968
CALL
Norfolk Southern
NSC
$76.1B
| $10.3M | 0.02% |
132,600
| – | – |
|
969
Flowserve
FLS
$9.38B
| $10.3M | 0.02% |
164,303
+123,955
| +307% | +$7.17M |
|
970
Vale
VALE
$62.6B
| $10.3M | 0.02% |
656,624
-441,562
| -40% | -$6.53M |
|
|
RJET
971
DELISTED
REPUBLIC AWYS HLDGS INC
RJET
| $10.2M | 0.02% |
860,051
+55,933
| +7% | +$691K |
|
972
RLJ Lodging Trust
RLJ
$1.89B
| $10.2M | 0.02% |
434,027
-329,423
| -43% | -$7.79M |
|
973
PUT
Akamai
AKAM
$16.3B
| $10.2M | 0.02% |
197,100
+9,300
| +5% | +$439K |
|
974
PUT
CarMax
KMX
$8.36B
| $10.2M | 0.02% |
210,100
+135,100
| +180% | +$6.61M |
|
|
975
CALL
Lincoln National
LNC
$8.19B
| $10.2M | 0.02% |
242,500
-92,900
| -28% | -$3.92M |
|
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D.E. Shaw & Co's Q3 2013 Portfolio in Review
As of Q3 2013, D.E. Shaw & Co held 4,679 positions worth $62.7B, up 18% from $53.2B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
D.E. Shaw & Co deployed $4.08B of net new capital in Q3 2013, opening 738 new positions and adding to 1,785 existing holdings. Its largest new stake was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 9.6% a quarter earlier, followed by Consumer Discretionary and Financials.
On the sell side, the largest reduction was Apple, an estimated $751M trimmed.
- D.E. Shaw & Co's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
- D.E. Shaw & Co added most to DELL INC in Q3 2013, an estimated $528M increase.
- D.E. Shaw & Co's biggest Q3 2013 reduction was Apple, cutting an estimated $751M.
- D.E. Shaw & Co fully exited BMC SOFTWARE, INC in Q3 2013, selling an estimated $264M.
- D.E. Shaw & Co's ten largest holdings make up 14% of its $62.7B portfolio in Q3 2013.
- D.E. Shaw & Co opened 738 new positions and closed 426 in Q3 2013.
- D.E. Shaw & Co's portfolio value rose 18% quarter-over-quarter to $62.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2013, filed 14 Nov 2013.