D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$667M |
| 2 |
NVIDIA
NVDA
|
+$584M |
| 3 |
ConocoPhillips
COP
|
+$432M |
| 4 |
Amazon
AMZN
|
+$418M |
| 5 |
Johnson & Johnson
JNJ
|
+$377M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Qualcomm
QCOM
|
+$836M |
| 2 |
Meta Platforms (Facebook)
META
|
+$525M |
| 3 |
Apple
AAPL
|
+$453M |
| 4 |
CELG
Celgene Corp
CELG
|
+$349M |
| 5 |
Pfizer
PFE
|
+$306M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.58% |
| 2 | Consumer Discretionary | 13.65% |
| 3 | Healthcare | 12.98% |
| 4 | Industrials | 7.3% |
| 5 | Financials | 7.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
926
CALL
Ford
F
$58.5B
| $14.1M | 0.02% |
1,375,000
-34,300
| -2% | -$338K |
|
927
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
| $14M | 0.02% |
123,736
-60,549
| -33% | -$6.67M |
|
|
UMPQ
928
DELISTED
Umpqua Holdings Corp
UMPQ
| $14M | 0.02% |
844,375
-317,233
| -27% | -$5.36M |
|
929
JB Hunt Transport Services
JBHT
$26.4B
| $14M | 0.02% |
152,677
-84,992
| -36% | -$8.02M |
|
930
Realty Income
O
$61.1B
| $13.9M | 0.02% |
208,389
+191,940
| +1,167% | +$13.1M |
|
|
IBKC
931
DELISTED
IBERIABANK Corp
IBKC
| $13.9M | 0.02% |
183,441
+53,863
| +42% | +$4.09M |
|
932
Wingstop
WING
$3.74B
| $13.9M | 0.02% |
146,457
-32,660
| -18% | -$2.66M |
|
933
CAE Inc. Common Shares
CAE
$8.3B
| $13.8M | 0.02% |
514,469
-170,600
| -25% | -$4.17M |
|
934
PACCAR
PCAR
$70.2B
| $13.8M | 0.02% |
289,590
+74,638
| +35% | +$3.47M |
|
|
TGI
935
DELISTED
Triumph Group
TGI
| $13.8M | 0.02% |
603,839
+217,673
| +56% | +$4.68M |
|
|
FLOW
936
DELISTED
SPX FLOW, Inc.
FLOW
| $13.8M | 0.02% |
329,987
-128,036
| -28% | -$4.74M |
|
937
Acco Brands
ACCO
$381M
| $13.8M | 0.02% |
1,752,897
-122,804
| -7% | -$1.01M |
|
938
PUT
Paycom
PAYC
$7.05B
| $13.8M | 0.02% |
60,800
+48,100
| +379% | +$9.88M |
|
|
DFS
939
DELISTED
Discover Financial Services
DFS
| $13.8M | 0.02% |
177,284
+88,543
| +100% | +$6.86M |
|
|
PPL
940
PPL Corp
PPL
$27.1B
| $13.7M | 0.02% |
442,306
+142,231
| +47% | +$4.41M |
|
941
Camden Property Trust
CPT
$11.2B
| $13.7M | 0.02% |
131,370
+79,472
| +153% | +$8.15M |
|
|
PETQ
942
DELISTED
PetIQ, Inc. Class A Common Stock
PETQ
| $13.7M | 0.02% |
415,539
-249,824
| -38% | -$7.37M |
|
943
FirstEnergy
FE
$28.5B
| $13.6M | 0.02% |
318,291
+53,283
| +20% | +$2.24M |
|
944
Scotiabank
BNS
$106B
| $13.6M | 0.02% |
250,106
+74,280
| +42% | +$3.97M |
|
945
CALL
Roku
ROKU
$21.2B
| $13.6M | 0.02% |
150,000
-100,000
| -40% | -$8.03M |
|
946
PUT
Union Pacific
UNP
$178B
| $13.5M | 0.02% |
80,000
-10,400
| -12% | -$1.78M |
|
947
New Oriental
EDU
$7.94B
| $13.5M | 0.02% |
140,026
-22,406
| -14% | -$2.01M |
|
948
Imperial Oil
IMO
$60.8B
| $13.5M | 0.02% |
488,325
+53,156
| +12% | +$1.49M |
|
949
Elastic
ESTC
$6.37B
| $13.4M | 0.02% |
179,857
+140,256
| +354% | +$11.4M |
|
950
PUT
Kohl's
KSS
$2.1B
| $13.4M | 0.02% |
281,400
+207,800
| +282% | +$12.5M |
|
Similar funds
D.E. Shaw & Co's Q2 2019 Portfolio in Review
As of Q2 2019, D.E. Shaw & Co held 4,048 positions worth $80.2B, up 3.6% from $77.4B the previous quarter. Its ten largest holdings account for 9.8% of the portfolio.
D.E. Shaw & Co's Q2 2019 filing shows 499 new, 1,419 increased, 1,452 reduced and 416 closed positions. Its largest new stake was Zayo Group Holdings, Inc.: 5,926,898 shares worth $195M. The largest sale was Qualcomm, an estimated $836M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- D.E. Shaw & Co's largest Q2 2019 buy was Zayo Group Holdings, Inc.: 5,926,898 shares worth $195M.
- D.E. Shaw & Co added most to Alibaba in Q2 2019, an estimated $667M increase.
- D.E. Shaw & Co's biggest Q2 2019 reduction was Qualcomm, cutting an estimated $836M.
- D.E. Shaw & Co fully exited iShares Core S&P 500 ETF in Q2 2019, selling an estimated $42.7M.
- D.E. Shaw & Co's ten largest holdings make up 9.8% of its $80.2B portfolio in Q2 2019.
- D.E. Shaw & Co opened 499 new positions and closed 416 in Q2 2019.
- D.E. Shaw & Co's portfolio value rose 3.6% quarter-over-quarter to $80.2B.
Based on D.E. Shaw & Co's 13F filing for Q2 2019, filed 14 Aug 2019.