D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DELL
DELL INC
DELL
|
+$528M |
| 2 |
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
|
+$447M |
| 3 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$242M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$233M |
| 5 |
Meta Platforms (Facebook)
META
|
+$209M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$751M |
| 2 |
Pfizer
PFE
|
+$320M |
| 3 |
BMC
BMC SOFTWARE, INC
BMC
|
+$264M |
| 4 |
Visa
V
|
+$201M |
| 5 |
McDonald's
MCD
|
+$161M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.21% |
| 2 | Consumer Discretionary | 6.91% |
| 3 | Financials | 6.83% |
| 4 | Healthcare | 6.5% |
| 5 | Communication Services | 5.83% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
TWX
751
PUT
DELISTED
Time Warner Inc
TWX
| $14.4M | 0.02% |
228,521
+97,312
| +74% | +$5.82M |
|
752
Keurig Dr Pepper
KDP
$42.3B
| $14.4M | 0.02% |
321,386
-275,437
| -46% | -$12.7M |
|
753
PUT
Watsco Inc
WSO
$15.1B
| $14.3M | 0.02% |
152,200
+50,000
| +49% | +$4.58M |
|
754
PUT
Campbell Soup
CPB
$6.8B
| $14.3M | 0.02% |
351,700
+116,200
| +49% | +$5.21M |
|
|
MDAS
755
DELISTED
MEDASSETS INC COM STK (DE)
MDAS
| $14.3M | 0.02% |
562,899
-249,818
| -31% | -$5.59M |
|
|
TIF
756
PUT
DELISTED
Tiffany & Co.
TIF
| $14.3M | 0.02% |
186,300
+20,000
| +12% | +$1.57M |
|
757
CALL
AbbVie
ABBV
$465B
| $14.3M | 0.02% |
318,800
+78,000
| +32% | +$3.46M |
|
758
CALL
Medtronic
MDT
$111B
| $14.3M | 0.02% |
267,800
+135,700
| +103% | +$7.3M |
|
759
PUT
ASML
ASML
$608B
| $14.2M | 0.02% |
144,000
+17,600
| +14% | +$1.58M |
|
|
KRFT
760
PUT
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
| $14.2M | 0.02% |
271,100
+71,700
| +36% | +$3.93M |
|
|
SPN
761
DELISTED
Superior Energy Services, Inc.
SPN
| $14.2M | 0.02% |
56,763
+17,246
| +44% | +$4.49M |
|
|
RKT
762
PUT
DELISTED
ROCK-TENN COMPANY CL-A
RKT
| $14.2M | 0.02% |
280,400
+132,400
| +89% | +$7.4M |
|
763
Iron Mountain
IRM
$37.4B
| $14.2M | 0.02% |
568,388
-381,815
| -40% | -$9.7M |
|
764
CALL
Aflac
AFL
$65.9B
| $14.2M | 0.02% |
457,000
+126,400
| +38% | +$3.81M |
|
765
PUT
Travelers Companies
TRV
$82.9B
| $14.2M | 0.02% |
167,000
+65,700
| +65% | +$5.43M |
|
|
RKT
766
CALL
DELISTED
ROCK-TENN COMPANY CL-A
RKT
| $14.1M | 0.02% |
279,200
+115,200
| +70% | +$6.44M |
|
767
PUT
Conagra Brands
CAG
$7.39B
| $14.1M | 0.02% |
597,525
+192,750
| +48% | +$5.2M |
|
768
Murphy USA
MUSA
$11.1B
| $14.1M | 0.02% |
+348,414
| New | +$13.9M |
|
|
HES
769
CALL
DELISTED
Hess
HES
| $14.1M | 0.02% |
181,900
+39,900
| +28% | +$2.97M |
|
770
CALL
Best Buy
BBY
$18.9B
| $14M | 0.02% |
373,600
+204,800
| +121% | +$6.8M |
|
771
Incyte
INCY
$25.9B
| $14M | 0.02% |
366,889
+198,454
| +118% | +$5.86M |
|
|
LL
772
PUT
DELISTED
LL Flooring Holdings, Inc.
LL
| $14M | 0.02% |
131,200
+20,000
| +18% | +$1.94M |
|
773
CALL
Emerson Electric
EMR
$85B
| $13.9M | 0.02% |
215,500
+77,100
| +56% | +$4.72M |
|
774
CALL
Darden Restaurants
DRI
$23.7B
| $13.9M | 0.02% |
335,832
+45,979
| +16% | +$2M |
|
775
PUT
Sempra
SRE
$59.2B
| $13.8M | 0.02% |
323,000
+39,200
| +14% | +$1.67M |
|
Similar funds
D.E. Shaw & Co's Q3 2013 Portfolio in Review
As of Q3 2013, D.E. Shaw & Co held 4,679 positions worth $62.7B, up 18% from $53.2B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
D.E. Shaw & Co deployed $4.08B of net new capital in Q3 2013, opening 738 new positions and adding to 1,785 existing holdings. Its largest new stake was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 9.6% a quarter earlier, followed by Consumer Discretionary and Financials.
On the sell side, the largest reduction was Apple, an estimated $751M trimmed.
- D.E. Shaw & Co's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
- D.E. Shaw & Co added most to DELL INC in Q3 2013, an estimated $528M increase.
- D.E. Shaw & Co's biggest Q3 2013 reduction was Apple, cutting an estimated $751M.
- D.E. Shaw & Co fully exited BMC SOFTWARE, INC in Q3 2013, selling an estimated $264M.
- D.E. Shaw & Co's ten largest holdings make up 14% of its $62.7B portfolio in Q3 2013.
- D.E. Shaw & Co opened 738 new positions and closed 426 in Q3 2013.
- D.E. Shaw & Co's portfolio value rose 18% quarter-over-quarter to $62.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2013, filed 14 Nov 2013.