D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Liberty Media Series C
FWONK
|
+$430M |
| 2 |
Alibaba
BABA
|
+$364M |
| 3 |
HP
HPQ
|
+$298M |
| 4 |
Pfizer
PFE
|
+$258M |
| 5 |
Booking.com
BKNG
|
+$244M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
FRX
FOREST LABORATORIES INC
FRX
|
+$602M |
| 2 |
Liberty Media Series A
FWONA
|
+$321M |
| 3 |
AbbVie
ABBV
|
+$312M |
| 4 |
GE Aerospace
GE
|
+$233M |
| 5 |
SNDK
SANDISK CORP
SNDK
|
+$183M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.89% |
| 2 | Consumer Discretionary | 8.28% |
| 3 | Energy | 7.75% |
| 4 | Healthcare | 6.77% |
| 5 | Communication Services | 6.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
651
Edgewell Personal Care
EPC
$1.28B
| $21.7M | 0.03% |
237,763
-430,796
| -64% | -$38.6M |
|
|
HDS
652
DELISTED
HD Supply Holdings, Inc.
HDS
| $21.7M | 0.03% |
795,169
+567,167
| +249% | +$15.5M |
|
653
CALL
Morgan Stanley
MS
$337B
| $21.6M | 0.03% |
626,000
-154,800
| -20% | -$5.16M |
|
654
Rayonier Advanced Materials
RYAM
$573M
| $21.6M | 0.03% |
+657,281
| New | +$23.1M |
|
655
PUT
Viatris
VTRS
$20.5B
| $21.6M | 0.03% |
475,400
+90,000
| +23% | +$4.37M |
|
656
CALL
Eastman Chemical
EMN
$7.74B
| $21.5M | 0.03% |
266,300
-57,000
| -18% | -$4.76M |
|
657
PUT
Illinois Tool Works
ITW
$81.9B
| $21.5M | 0.03% |
255,100
-10,500
| -4% | -$908K |
|
658
CALL
Valero Energy
VLO
$90.5B
| $21.5M | 0.03% |
464,900
+80,700
| +21% | +$4.07M |
|
659
Ryman Hospitality Properties
RHP
$8.52B
| $21.5M | 0.03% |
454,637
-421,223
| -48% | -$20.5M |
|
660
Oceaneering
OII
$5.19B
| $21.5M | 0.03% |
329,300
+235,996
| +253% | +$16.3M |
|
|
LVNTA
661
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
| $21.4M | 0.03% |
565,071
-3,336,079
| -86% | -$122M |
|
662
PUT
Royal Caribbean
RCL
$81.8B
| $21.4M | 0.03% |
318,300
+161,100
| +102% | +$9.99M |
|
|
WLL
663
PUT
DELISTED
Whiting Petroleum Corporation
WLL
| $21.4M | 0.03% |
919
+166
| +22% | +$4.23M |
|
664
PNC Financial Services
PNC
$99.6B
| $21.3M | 0.03% |
249,174
-55,308
| -18% | -$4.7M |
|
|
RDS.A
665
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $21.3M | 0.03% |
279,494
+185,949
| +199% | +$14.9M |
|
666
PUT
American International
AIG
$42B
| $21.3M | 0.03% |
393,400
-57,600
| -13% | -$3.15M |
|
|
CVA
667
CALL
DELISTED
Covanta Holding Corporation
CVA
| $21.2M | 0.03% |
1,000,000
| – | – |
|
|
HES
668
CALL
DELISTED
Hess
HES
| $21.1M | 0.03% |
224,000
-105,900
| -32% | -$10.5M |
|
669
Analog Devices
ADI
$181B
| $20.9M | 0.03% |
421,672
+167,881
| +66% | +$8.6M |
|
670
CALL
Yelp
YELP
$1.45B
| $20.9M | 0.03% |
305,600
+229,200
| +300% | +$17.1M |
|
671
CALL
Stryker
SYK
$129B
| $20.8M | 0.03% |
257,900
-1,500
| -0.6% | -$123K |
|
|
BRCM
672
CALL
DELISTED
BROADCOM CORP CL-A
BRCM
| $20.8M | 0.03% |
514,400
+256,700
| +100% | +$9.98M |
|
673
Lands' End
LE
$375M
| $20.7M | 0.03% |
502,587
-48,219
| -9% | -$1.78M |
|
674
CALL
Travelers Companies
TRV
$81.4B
| $20.7M | 0.03% |
220,000
+10,000
| +5% | +$932K |
|
675
CALL
Cboe Global Markets
CBOE
$30.2B
| $20.6M | 0.03% |
385,500
-77,600
| -17% | -$3.97M |
|
Similar funds
D.E. Shaw & Co's Q3 2014 Portfolio in Review
As of Q3 2014, D.E. Shaw & Co held 4,729 positions worth $77.2B, up 5.1% from $73.4B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
D.E. Shaw & Co deployed $3.39B of net new capital in Q3 2014, opening 599 new positions and adding to 1,385 existing holdings. Its largest new stake was Liberty Media Series C: 16,804,239 shares worth $422M.
By sector, the portfolio is most concentrated in Technology at 8.9% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Energy.
On the sell side, the largest reduction was Liberty Media Series A, an estimated $321M trimmed.
- D.E. Shaw & Co's largest Q3 2014 buy was Liberty Media Series C: 16,804,239 shares worth $422M.
- D.E. Shaw & Co added most to HP in Q3 2014, an estimated $298M increase.
- D.E. Shaw & Co's biggest Q3 2014 reduction was Liberty Media Series A, cutting an estimated $321M.
- D.E. Shaw & Co fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $602M.
- D.E. Shaw & Co's ten largest holdings make up 12% of its $77.2B portfolio in Q3 2014.
- D.E. Shaw & Co opened 599 new positions and closed 674 in Q3 2014.
- D.E. Shaw & Co's portfolio value rose 5.1% quarter-over-quarter to $77.2B.
Based on D.E. Shaw & Co's 13F filing for Q3 2014, filed 14 Nov 2014.