D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DELL
DELL INC
DELL
|
+$528M |
| 2 |
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
|
+$447M |
| 3 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$242M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$233M |
| 5 |
Meta Platforms (Facebook)
META
|
+$209M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$751M |
| 2 |
Pfizer
PFE
|
+$320M |
| 3 |
BMC
BMC SOFTWARE, INC
BMC
|
+$264M |
| 4 |
Visa
V
|
+$201M |
| 5 |
McDonald's
MCD
|
+$161M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.21% |
| 2 | Consumer Discretionary | 6.91% |
| 3 | Financials | 6.83% |
| 4 | Healthcare | 6.5% |
| 5 | Communication Services | 5.83% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
VR
526
DELISTED
Validus Hold Ltd
VR
| $22.6M | 0.04% |
609,919
+89,938
| +17% | +$3.18M |
|
527
CALL
Union Pacific
UNP
$178B
| $22.5M | 0.04% |
290,000
+14,600
| +5% | +$1.15M |
|
528
Signet Jewelers
SIG
$3.72B
| $22.5M | 0.04% |
314,049
-91,261
| -23% | -$6.47M |
|
|
WCG
529
DELISTED
Wellcare Health Plans, Inc.
WCG
| $22.5M | 0.04% |
322,093
+14,296
| +5% | +$915K |
|
|
INXN
530
DELISTED
Interxion Holding N.V.
INXN
| $22.4M | 0.04% |
1,008,625
-8,588
| -0.8% | -$212K |
|
|
ITMN
531
DELISTED
INTERMUNE INC
ITMN
| $22.4M | 0.04% |
1,456,909
+528,155
| +57% | +$7.41M |
|
532
GameStop
GME
$9.66B
| $22.4M | 0.04% |
1,801,176
+1,693,028
| +1,565% | +$20.2M |
|
|
LVLT
533
DELISTED
Level 3 Communications Inc
LVLT
| $22.2M | 0.04% |
832,276
+771,370
| +1,266% | +$17.8M |
|
|
GRP.U
534
DELISTED
Granite Real Estate Investment Trust
GRP.U
| $22.1M | 0.04% |
619,541
-16,130
| -3% | -$559K |
|
535
CALL
NextEra Energy
NEE
$185B
| $22.1M | 0.04% |
1,102,000
+395,200
| +56% | +$8.16M |
|
536
CALL
Stanley Black & Decker
SWK
$14.6B
| $22.1M | 0.04% |
243,700
+80,000
| +49% | +$6.86M |
|
537
Ubiquiti
UI
$32.7B
| $22M | 0.04% |
655,250
+170,126
| +35% | +$4.56M |
|
|
OWW
538
DELISTED
ORBITZ WORLDWIDE, INC
OWW
| $22M | 0.04% |
2,283,557
-624,408
| -21% | -$6.16M |
|
539
Nabors Industries
NBR
$1.16B
| $22M | 0.04% |
27,355
+22,015
| +412% | +$17.3M |
|
540
PUT
Novartis
NVS
$297B
| $21.9M | 0.03% |
318,841
+133,920
| +72% | +$8.86M |
|
541
PUT
Sherwin-Williams
SHW
$80.7B
| $21.9M | 0.03% |
360,300
| – | – |
|
542
PUT
J.M. Smucker
SJM
$12.9B
| $21.9M | 0.03% |
208,200
+87,500
| +72% | +$9.47M |
|
543
PUT
Marathon Petroleum
MPC
$91.2B
| $21.9M | 0.03% |
679,600
-312,400
| -31% | -$11M |
|
544
Wheaton Precious Metals
WPM
$50.9B
| $21.8M | 0.03% |
878,292
+121,146
| +16% | +$2.88M |
|
|
ALR
545
DELISTED
Alere Inc
ALR
| $21.7M | 0.03% |
708,906
-70,847
| -9% | -$2.16M |
|
|
546
PUT
Union Pacific
UNP
$178B
| $21.7M | 0.03% |
279,000
+166,200
| +147% | +$13.1M |
|
547
PUT
Middleby
MIDD
$6.15B
| $21.6M | 0.03% |
+310,500
| New | +$19.9M |
|
|
SPRD
548
DELISTED
SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS)
SPRD
| $21.6M | 0.03% |
708,703
+516,597
| +269% | +$15.3M |
|
549
PUT
DuPont de Nemours
DD
$18.9B
| $21.6M | 0.03% |
221,805
+83,597
| +60% | +$7.79M |
|
550
CALL
Target
TGT
$63.7B
| $21.5M | 0.03% |
335,300
| – | – |
|
Similar funds
D.E. Shaw & Co's Q3 2013 Portfolio in Review
As of Q3 2013, D.E. Shaw & Co held 4,679 positions worth $62.7B, up 18% from $53.2B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
D.E. Shaw & Co deployed $4.08B of net new capital in Q3 2013, opening 738 new positions and adding to 1,785 existing holdings. Its largest new stake was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 9.6% a quarter earlier, followed by Consumer Discretionary and Financials.
On the sell side, the largest reduction was Apple, an estimated $751M trimmed.
- D.E. Shaw & Co's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
- D.E. Shaw & Co added most to DELL INC in Q3 2013, an estimated $528M increase.
- D.E. Shaw & Co's biggest Q3 2013 reduction was Apple, cutting an estimated $751M.
- D.E. Shaw & Co fully exited BMC SOFTWARE, INC in Q3 2013, selling an estimated $264M.
- D.E. Shaw & Co's ten largest holdings make up 14% of its $62.7B portfolio in Q3 2013.
- D.E. Shaw & Co opened 738 new positions and closed 426 in Q3 2013.
- D.E. Shaw & Co's portfolio value rose 18% quarter-over-quarter to $62.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2013, filed 14 Nov 2013.