D.E. Shaw & Co’s Ultra Petroleum Corp. Common Stock UPL Stock Holding History

D.E. Shaw & Co’s Portfolio UPL Stock Details UPL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-75,000	Closed	-$46K	–	4004
2019 Q1	$46K	Hold	75,000	–	–	﹤0.01%	3523
2018 Q4	$57K	Hold	75,000	–	–	﹤0.01%	3678
2018 Q3	$84K	Hold	75,000	–	–	﹤0.01%	3627
2018 Q2	$173K	Sell	75,000 -5,000	-6%	-$12.2K	﹤0.01%	3577
2018 Q1	$334K	Buy	+80,000	New	+$468K	﹤0.01%	3101
2015 Q2	–	Sell	-25,000	Closed	-$391K	–	3957
2015 Q1	$391K	Hold	25,000	–	–	﹤0.01%	3185
2014 Q4	$329K	Buy	+25,000	New	+$504K	﹤0.01%	3603
2014 Q3	–	Sell	-7,700	Closed	-$229K	–	4532
2014 Q2	$229K	Buy	+7,700	New	+$219K	﹤0.01%	3937
2014 Q1	–	Sell	-15,000	Closed	-$325K	–	4790
2013 Q4	$325K	Hold	15,000	–	–	﹤0.01%	4011
2013 Q3	$309K	Hold	15,000	–	–	﹤0.01%	3885
2013 Q2	$297K	Buy	+15,000	New	+$321K	﹤0.01%	3578

Other funds holding UPL

DGI

Disciplined Growth Investors Minneapolis, Minnesota $4.89B AUM 33.85% 1-Year Est. Return

Ohio Public Employees Retirement System (OPERS) Columbus, Ohio $30.9B AUM 29.72% 1-Year Est. Return

OCM

Oaktree Capital Management Los Angeles, California $6.56B AUM 42.97% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

MCM

MAI Capital Management Independence, Ohio $17.7B AUM 18.87% 1-Year Est. Return

Victory Capital Management San Antonio, Texas $156B AUM 27.51% 1-Year Est. Return

ADL

Asset Dedication LLC San Francisco, California $1.43B AUM 22.07% 1-Year Est. Return

Rockefeller Capital Management New York $56.4B AUM 24.96% 1-Year Est. Return

Woodstock Corp Boston, Massachusetts $1.2B AUM 26.37% 1-Year Est. Return

CFB

Cullen/Frost Bankers San Antonio, Texas $8.81B AUM 22.47% 1-Year Est. Return

D.E. Shaw & Co's UPL Position: Q3 2019 in Review

D.E. Shaw & Co sold out of Ultra Petroleum Corp. Common Stock (UPL) in Q3 2019, closing a stake of 12,030 shares — an estimated $2K sold.

D.E. Shaw & Co first reported a position in UPL in Q2 2013 and held it in 19 quarters. The position peaked at $12.6M in Q2 2014. 17 funds tracked by Wall St. Rank hold UPL as of Q3 2019.

D.E. Shaw & Co reported no remaining Ultra Petroleum Corp. Common Stock position as of Q3 2019 after selling out during the quarter.
D.E. Shaw & Co sold 12,030 Ultra Petroleum Corp. Common Stock shares in Q3 2019, an estimated $2K.
D.E. Shaw & Co first reported a position in Ultra Petroleum Corp. Common Stock in Q2 2013 and held it in 19 quarters.
D.E. Shaw & Co's Ultra Petroleum Corp. Common Stock position peaked at $12.6M in Q2 2014.
17 funds tracked by Wall St. Rank held Ultra Petroleum Corp. Common Stock as of Q3 2019.

Based on D.E. Shaw & Co's 13F filing for Q3 2019, filed 14 Nov 2019.