DADC

D.A. Davidson & Co Portfolio holdings

AUM $14.2B
This Quarter Return
+18.06%
1 Year Return
+16.05%
3 Year Return
+57.83%
5 Year Return
+96.99%
10 Year Return
+189.22%
AUM
$5.36B
AUM Growth
+$232M
Cap. Flow
-$617M
Cap. Flow %
-11.52%
Top 10 Hldgs %
36.03%
Holding
1,052
New
66
Increased
270
Reduced
517
Closed
114

Top Buys

1
EUSA icon
iShares MSCI USA Equal Weighted ETF
EUSA
$20M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
$14.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
$5.96M
4
IXUS icon
iShares Core MSCI Total International Stock ETF
IXUS
$5.7M
5
IMTB icon
iShares Core 5-10 Year USD Bond ETF
IMTB
$5.46M

Top Sells

1
AAPL icon
Apple
AAPL
$40.2M
2
MSFT icon
Microsoft
MSFT
$30M
3
VOO icon
Vanguard S&P 500 ETF
VOO
$23.2M
4
MRK icon
Merck
MRK
$20.7M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
$20.5M

Sector Composition

1 Technology 9.88%
2 Financials 6.55%
3 Healthcare 6.03%
4 Industrials 4.61%
5 Consumer Staples 4.41%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TEAF
1001
Ecofin Sustainable & Social Impact Term Fund
TEAF
$162M
– –
-183,555
Closed -$1.85M
TME icon
1002
Tencent Music
TME
$38.5B
– –
-28,672
Closed -$288K
TOON icon
1003
Kartoon Studios
TOON
$39.8M
– –
-2,640
Closed -$7K
TRU icon
1004
TransUnion
TRU
$16.8B
– –
-3,509
Closed -$232K
TU icon
1005
Telus
TU
$25.1B
– –
-10,519
Closed -$166K
TWST icon
1006
Twist Bioscience
TWST
$1.57B
– –
-9,753
Closed -$298K
TYG
1007
Tortoise Energy Infrastructure Corp
TYG
$736M
– –
-25,973
Closed -$264K
UHS icon
1008
Universal Health Services
UHS
$11.6B
– –
-2,113
Closed -$209K
VAW icon
1009
Vanguard Materials ETF
VAW
$2.86B
– –
-3,135
Closed -$302K
VIOG icon
1010
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$855M
– –
-5,148
Closed -$305K
VMBS icon
1011
Vanguard Mortgage-Backed Securities ETF
VMBS
$14.6B
– –
-3,700
Closed -$202K
XSLV icon
1012
Invesco S&P SmallCap Low Volatility ETF
XSLV
$262M
– –
-8,961
Closed -$297K
ROIC
1013
DELISTED
Retail Opportunity Investments Corp.
ROIC
– –
-96,815
Closed -$803K
FSD
1014
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
– –
-11,910
Closed -$145K
LTHM
1015
DELISTED
Livent Corporation
LTHM
– –
-14,977
Closed -$79K
ICPT
1016
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
-4,420
Closed -$278K
WWE
1017
DELISTED
World Wrestling Entertainment
WWE
– –
-11,800
Closed -$400K
COUP
1018
DELISTED
Coupa Software Incorporated
COUP
– –
-3,525
Closed -$493K
TWTR
1019
DELISTED
Twitter, Inc.
TWTR
– –
-15,006
Closed -$369K
FRTA
1020
DELISTED
Forterra, Inc
FRTA
– –
-15,400
Closed -$90K
BOCH
1021
DELISTED
Bank of Commerce Holdings (CA)
BOCH
– –
-12,307
Closed -$97K
FLIR
1022
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
– –
-8,225
Closed -$263K
CBL
1023
DELISTED
CBL& Associates Properties, Inc.
CBL
– –
-17,136
Closed -$3K
LK
1024
DELISTED
Luckin Coffee Inc. American Depositary Shares
LK
– –
-7,650
Closed -$208K
AGN
1025
DELISTED
Allergan plc
AGN
– –
-5,473
Closed -$969K
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