D.A. Davidson & Co’s Capstead Mortgage Corp. CMO Stock Holding History

D.A. Davidson & Co’s Portfolio CMO Stock Details CMO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-35,874	Closed	-$437K	–	2274
2014 Q3	$437K	Buy	35,874 +5,993	+20%	+$78.2K	0.01%	631
2014 Q2	$392K	Buy	29,881 +20,181	+208%	+$262K	0.01%	662
2014 Q1	$122K	Buy	9,700 +9,644	+17,221%	+$122K	﹤0.01%	1042
2013 Q4	$0	Hold	56	–	–	﹤0.01%	2213
2013 Q3	$0	Hold	56	–	–	﹤0.01%	1877
2013 Q2	$0	Buy	+56	New	+$709	﹤0.01%	1776

Other funds holding CMO

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

TIM

Thornburg Investment Management Santa Fe, New Mexico $9.63B AUM 35.65% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Jennison Associates New York $145B AUM 34.61% 1-Year Est. Return

American Century Companies Kansas City, Missouri $194B AUM 35% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

EAM

Edge Asset Management Seattle, Washington $13.2B AUM 19.52% 1-Year Est. Return

D.A. Davidson & Co's CMO Position: Q4 2014 in Review

D.A. Davidson & Co sold out of Capstead Mortgage Corp. (CMO) in Q4 2014, closing a stake of 35,874 shares — an estimated $437K sold.

D.A. Davidson & Co first reported a position in CMO in Q2 2013 and held it in 6 quarters. The position peaked at $437K in Q3 2014. 211 funds tracked by Wall St. Rank hold CMO as of Q4 2014.

D.A. Davidson & Co reported no remaining Capstead Mortgage Corp. position as of Q4 2014 after selling out during the quarter.
D.A. Davidson & Co sold 35,874 Capstead Mortgage Corp. shares in Q4 2014, an estimated $437K.
D.A. Davidson & Co first reported a position in Capstead Mortgage Corp. in Q2 2013 and held it in 6 quarters.
D.A. Davidson & Co's Capstead Mortgage Corp. position peaked at $437K in Q3 2014.
211 funds tracked by Wall St. Rank held Capstead Mortgage Corp. as of Q4 2014.

Based on D.A. Davidson & Co's 13F filing for Q4 2014, filed 12 Feb 2015.