D.A. Davidson & Co’s ClearBridge American Energy MLP CBA Stock Holding History

D.A. Davidson & Co’s Portfolio CBA Stock Details CBA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-1,200	Closed	-$10K	–	2416
2017 Q2	$10K	Buy	1,200 +600	+100%	+$5.58K	﹤0.01%	2057
2017 Q1	$5K	Buy	+600	New	+$5.88K	﹤0.01%	2194
2016 Q1	–	Sell	-882	Closed	-$7K	–	2461
2015 Q4	$7K	Buy	882 +11	+1%	+$109	﹤0.01%	1985
2015 Q3	$8K	Buy	871 +456	+110%	+$5.56K	﹤0.01%	1935
2015 Q2	$5K	Buy	+415	New	+$6.47K	﹤0.01%	2026
2014 Q4	–	Sell	-7,000	Closed	-$127K	–	2284
2014 Q3	$127K	Hold	7,000	–	–	﹤0.01%	1025
2014 Q2	$130K	Hold	7,000	–	–	﹤0.01%	1037
2014 Q1	$113K	Buy	7,000 +1,300	+23%	+$22.2K	﹤0.01%	1076
2013 Q4	$101K	Buy	5,700 +954	+20%	+$17.4K	﹤0.01%	1060
2013 Q3	$89K	Buy	+4,746	New	+$93.5K	﹤0.01%	937

Other funds holding CBA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

RPA

Rock Point Advisors Burlington, Vermont $409M AUM 30.68% 1-Year Est. Return

Terril Brothers St. Louis, Missouri $388M AUM 29.38% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.66B AUM 59.71% 1-Year Est. Return

1832 Asset Management Toronto, Ontario, Canada $109B AUM 35.56% 1-Year Est. Return

D.A. Davidson & Co's CBA Position: Q3 2017 in Review

D.A. Davidson & Co sold out of ClearBridge American Energy MLP (CBA) in Q3 2017, closing a stake of 1,200 shares — an estimated $10K sold.

D.A. Davidson & Co first reported a position in CBA in Q3 2013 and held it in 10 quarters. The position peaked at $130K in Q2 2014. 46 funds tracked by Wall St. Rank hold CBA as of Q3 2017.

D.A. Davidson & Co reported no remaining ClearBridge American Energy MLP position as of Q3 2017 after selling out during the quarter.
D.A. Davidson & Co sold 1,200 ClearBridge American Energy MLP shares in Q3 2017, an estimated $10K.
D.A. Davidson & Co first reported a position in ClearBridge American Energy MLP in Q3 2013 and held it in 10 quarters.
D.A. Davidson & Co's ClearBridge American Energy MLP position peaked at $130K in Q2 2014.
46 funds tracked by Wall St. Rank held ClearBridge American Energy MLP as of Q3 2017.

Based on D.A. Davidson & Co's 13F filing for Q3 2017, filed 8 Nov 2017.