Curian Capital’s SPDR NUVEEN BARCLAYS N Y MUN BD ETF INY Stock Holding History

Curian Capital’s Portfolio INY Stock Details INY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-19,471	Closed	-$439K	–	595
2013 Q3	$439K	Sell	19,471 -3,316	-15%	-$72.6K	0.01%	523
2013 Q2	$518K	Buy	+22,787	New	+$537K	0.01%	478

Other funds holding INY

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Laidlaw Group Bedford Hills, New York $210M AUM 6.2% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Howe & Rusling Rochester, New York $1.53B AUM 21.45% 1-Year Est. Return

Curian Capital's INY Position: Q4 2013 in Review

Curian Capital sold out of SPDR NUVEEN BARCLAYS N Y MUN BD ETF (INY) in Q4 2013, closing a stake of 19,471 shares — an estimated $439K sold.

Curian Capital first reported a position in INY in Q2 2013 and held it in 2 quarters. The position peaked at $518K in Q2 2013. 14 funds tracked by Wall St. Rank hold INY as of Q4 2013.

Curian Capital reported no remaining SPDR NUVEEN BARCLAYS N Y MUN BD ETF position as of Q4 2013 after selling out during the quarter.
Curian Capital sold 19,471 SPDR NUVEEN BARCLAYS N Y MUN BD ETF shares in Q4 2013, an estimated $439K.
Curian Capital first reported a position in SPDR NUVEEN BARCLAYS N Y MUN BD ETF in Q2 2013 and held it in 2 quarters.
Curian Capital's SPDR NUVEEN BARCLAYS N Y MUN BD ETF position peaked at $518K in Q2 2013.
14 funds tracked by Wall St. Rank held SPDR NUVEEN BARCLAYS N Y MUN BD ETF as of Q4 2013.

Based on Curian Capital's 13F filing for Q4 2013, filed 10 Feb 2014.