Curi RMB Capital’s Apollo Senior Floating Rate Fund Inc. AFT Stock Holding History

Curi RMB Capital’s Portfolio AFT Stock Details AFT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-178,054	Closed	-$2.56M	–	575
2020 Q4	$2.56M	Buy	+178,054	New	+$2.39M	0.09%	183
2020 Q2	–	Sell	-19,947	Closed	-$232K	–	707
2020 Q1	$232K	Buy	+19,947	New	+$284K	0.01%	537
2019 Q4	–	Sell	-63,458	Closed	-$941K	–	753
2019 Q3	$941K	Buy	63,458 +2,815	+5%	+$41.7K	0.02%	394
2019 Q2	$907K	Sell	60,643 -2,865	-5%	-$43K	0.02%	435
2019 Q1	$942K	Sell	63,508 -18,315	-22%	-$271K	0.02%	462
2018 Q4	$1.18M	Buy	81,823 +47,480	+138%	+$719K	0.03%	467
2018 Q3	$549K	Buy	+34,343	New	+$553K	0.01%	618
2018 Q1	–	Sell	-99,359	Closed	-$1.61M	–	988
2017 Q4	$1.61M	Sell	99,359 -14,379	-13%	-$237K	0.04%	412
2017 Q3	$1.91M	Buy	113,738 +95,183	+513%	+$1.6M	0.05%	363
2017 Q2	$313K	Buy	+18,555	New	+$321K	0.01%	599
2015 Q4	–	Sell	-62,993	Closed	-$988K	–	506
2015 Q3	$988K	Buy	+62,993	New	+$1.08M	0.07%	268

Other funds holding AFT

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

OIA

OneDigital Investment Advisors Overland Park, Kansas $10.2B AUM 16.58% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

NCM

Next Capital Management New York $330M AUM 11.54% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Curi RMB Capital's AFT Position: Q1 2021 in Review

Curi RMB Capital sold out of Apollo Senior Floating Rate Fund Inc. (AFT) in Q1 2021, closing a stake of 178,054 shares — an estimated $2.56M sold.

Curi RMB Capital first reported a position in AFT in Q3 2015 and held it in 11 quarters. The position peaked at $2.56M in Q4 2020. 57 funds tracked by Wall St. Rank hold AFT as of Q1 2021.

Curi RMB Capital reported no remaining Apollo Senior Floating Rate Fund Inc. position as of Q1 2021 after selling out during the quarter.
Curi RMB Capital sold 178,054 Apollo Senior Floating Rate Fund Inc. shares in Q1 2021, an estimated $2.56M.
Curi RMB Capital first reported a position in Apollo Senior Floating Rate Fund Inc. in Q3 2015 and held it in 11 quarters.
Curi RMB Capital's Apollo Senior Floating Rate Fund Inc. position peaked at $2.56M in Q4 2020.
57 funds tracked by Wall St. Rank held Apollo Senior Floating Rate Fund Inc. as of Q1 2021.

Based on Curi RMB Capital's 13F filing for Q1 2021, filed 12 May 2021.