CL

CSS LLC Portfolio holdings

AUM $1.58B
1-Year Return 16.3%
This Quarter Return
+7.91%
1 Year Return
+16.3%
3 Year Return
+40.05%
5 Year Return
+68.7%
10 Year Return
+161.54%
AUM
$1.2B
AUM Growth
+$226M
Cap. Flow
-$483M
Cap. Flow %
-40.4%
Top 10 Hldgs %
31.61%
Holding
625
New
103
Increased
66
Reduced
87
Closed
107

Top Buys

1
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$57.9M
2
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$29.4M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$21.4M
4
PCG icon
PG&E
PCG
+$21M
5
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
+$13.7M

Top Sells

1
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$44.5M
2
IAC icon
IAC Inc
IAC
+$13.3M
3
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$6.7M
4
RTX icon
RTX Corp
RTX
+$5.48M
5
RARX
Ra Pharmaceuticals, Inc. Common Stock
RARX
+$4.27M

Sector Composition

1 Healthcare 3.76%
2 Industrials 3.56%
3 Utilities 2.68%
4 Technology 2.63%
5 Consumer Discretionary 2.34%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LK
351
DELISTED
Luckin Coffee Inc. American Depositary Shares
LK
– –
-2,500
Closed -$68K
AXE
352
DELISTED
Anixter International Inc
AXE
– –
-7,329
Closed -$644K
PGNX
353
DELISTED
Progenics Pharmaceuticals Inc
PGNX
– –
-350,672
Closed -$1.33M
PAACR
354
DELISTED
Proficient Alpha Acquisition Corp. Rights
PAACR
– –
-1,000
Closed -$10K
PAACW
355
DELISTED
Proficient Alpha Acquisition Corp. Warrant
PAACW
– –
-25,000
Closed -$1K
MUDSW
356
DELISTED
Mudrick Capital Acquisition Corporation Warrant
MUDSW
– –
-27,900
Closed -$10K
SRF
357
DELISTED
THE CUSHING ROYALTY & INCOME FUND
SRF
– –
-46,128
Closed -$122K
SWP
358
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
– –
-22,016
Closed -$1.61M
BDXA
359
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
– –
-809,281
Closed -$44.5M
MLNX
360
DELISTED
Mellanox Technologies, Ltd.
MLNX
– –
-3,400
Closed -$413K
FTSV
361
DELISTED
Forty Seven, Inc. Common Stock
FTSV
– –
-10,000
Closed -$954K
WRLSW
362
DELISTED
Pensare Acquisition Corp. Warrant
WRLSW
– –
-15,000
Closed -$1K
RARX
363
DELISTED
Ra Pharmaceuticals, Inc. Common Stock
RARX
– –
-88,973
Closed -$4.27M
OMN
364
DELISTED
OMNOVA Solutions Inc.
OMN
– –
-113,744
Closed -$1.15M
S
365
DELISTED
Sprint Corporation
S
– –
-60,500
Closed -$522K
ONCS
366
DELISTED
OncoSec Medical Incorporated
ONCS
– –
-1,921
Closed -$54K
GTT
367
DELISTED
GTT Communications, Inc.
GTT
– –
-39,089
Closed -$311K
ZIONW
368
DELISTED
Zions Bancorporation N.A. Warrants
ZIONW
– –
-5,850,674
Closed -$1.77M
KEM
369
DELISTED
KEMET Corporation
KEM
– –
0
– –
CY
370
DELISTED
Cypress Semiconductor
CY
– –
0
– –
ENV
371
DELISTED
ENVESTNET, INC.
ENV
– –
-500
Closed -$27K
BHVN
372
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
– –
-2,781
Closed -$95K
LBTYB
373
DELISTED
Liberty Global plc Class B
LBTYB
– –
-9,194
Closed -$156K
ADN icon
374
Advent Technologies
ADN
$8.44M
– –
-167
Closed -$51K
LLY icon
375
Eli Lilly
LLY
$662B
– –
0
– –
13 14
15
16 17