CPP

Crow Point Partners Portfolio holdings

AUM $58.8M
1-Year Return 32.62%
This Quarter Return
+4.65%
1 Year Return
+32.62%
3 Year Return
+55.82%
5 Year Return
–
10 Year Return
–
AUM
$772M
AUM Growth
-$12K
Cap. Flow
-$1.99M
Cap. Flow %
-0.26%
Top 10 Hldgs %
30.88%
Holding
240
New
–
Increased
–
Reduced
1
Closed
1

Top Buys

No buys this quarter

Top Sells

1
CUBI icon
Customers Bancorp
CUBI
$98.1K
2
KFN
KKR FINANCIAL HOLDINGS LLC COM
KFN
$12K

Sector Composition

1 Utilities 31.44%
2 Communication Services 15.47%
3 Energy 11.82%
4 Real Estate 8.51%
5 Financials 3.94%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AHT.PRD
151
Ashford Hospitality Trust Series D
AHT.PRD
$19.6M
$137K 0.02%
5,430
– –
BAX icon
152
Baxter International
BAX
$12.2B
$124K 0.02%
3,093
– –
LO
153
DELISTED
LORILLARD INC COM STK
LO
$121K 0.02%
2,240
– –
AHL.PRB.CL
154
DELISTED
ASPEN Insurance Holding Limited
AHL.PRB.CL
$120K 0.02%
4,590
– –
CVX icon
155
Chevron
CVX
$313B
$119K 0.02%
1,000
– –
ISF.CL
156
DELISTED
ING Groep NV
ISF.CL
$119K 0.02%
4,750
– –
NRF.PRC
157
DELISTED
NorthStar Realty Finance Corp.
NRF.PRC
$119K 0.02%
4,700
– –
TOO.PRA
158
DELISTED
Teekay Offshore Partners L.P. 7.25% Series A Cumulative Redeemable Preferred Units,
TOO.PRA
$116K 0.02%
4,550
– –
SWJ.CL
159
DELISTED
STANLEY BLACK & DECKER, INC. 5.75% Junior Subordinated Debentures due 2052
SWJ.CL
$116K 0.02%
4,860
– –
VZA.CL
160
DELISTED
Verizon Communications Inc.
VZA.CL
$115K 0.01%
115,000
– –
SAN.PRE
161
DELISTED
SANTANDER FIN PFD S.A. UNIPERSONAL 10.5% NON CUMUL SER 10PFD
SAN.PRE
$115K 0.01%
4,410
– –
HUSI.PRH
162
DELISTED
HSBC USA, INC. DEP SH REP 1/40TH PFD SERS H
HUSI.PRH
$111K 0.01%
4,430
– –
PDLI
163
DELISTED
PDL BioPharma, Inc.
PDLI
$111K 0.01%
13,330
– –
COP icon
164
ConocoPhillips
COP
$117B
$109K 0.01%
1,550
– –
MFA
165
MFA Financial
MFA
$1.07B
$109K 0.01%
3,505
– –
WR
166
DELISTED
Westar Energy Inc
WR
$109K 0.01%
3,100
– –
EQNR icon
167
Equinor
EQNR
$60.1B
$105K 0.01%
3,720
– –
AET
168
DELISTED
Aetna Inc
AET
$105K 0.01%
1,400
– –
EFC
169
Ellington Financial
EFC
$1.37B
$102K 0.01%
4,300
– –
MILL.PRC
170
DELISTED
MILLER ENERGY RES INC 10.75% PFD SER C
MILL.PRC
$100K 0.01%
4,000
– –
DE icon
171
Deere & Co
DE
$128B
$99K 0.01%
1,090
– –
RF.PRA
172
DELISTED
REGIONS FINANCIAL CORPORATION Depositary Shares Each Representing a 1/40th Interest in a Share of 6.
RF.PRA
$97K 0.01%
4,020
– –
ADM icon
173
Archer Daniels Midland
ADM
$29.6B
$95K 0.01%
2,200
– –
OHI icon
174
Omega Healthcare
OHI
$12.6B
$94K 0.01%
2,790
– –
NLY.PRD
175
DELISTED
Annaly Capital Management, Inc. 7.50% Series D Cumulative Redeemable Preferred Stock
NLY.PRD
$91K 0.01%
3,860
– –
5 6
7
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