Crow Point Partners’s HSBC USA, INC. DEP SH REP 1/40TH PFD SERS H HUSI.PRH Stock Holding History

Crow Point Partners’s Portfolio HUSI.PRH Stock Details HUSI.PRH Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-4,430	Closed	-$111K	–	296
2014 Q2	$111K	Hold	4,430	–	–	0.01%	172
2014 Q1	$111K	Buy	+4,430	New	+$109K	0.01%	172

Other funds holding HUSI.PRH

PAM

Private Asset Management San Diego, California $426M AUM 20.27% 1-Year Est. Return

JIR

James Investment Research Alpha, Ohio $891M AUM 30.4% 1-Year Est. Return

CapWealth Advisors Franklin, Tennessee $1.35B AUM 34.16% 1-Year Est. Return

Crow Point Partners's HUSI.PRH Position: Q3 2014 in Review

Crow Point Partners sold out of HSBC USA, INC. DEP SH REP 1/40TH PFD SERS H (HUSI.PRH) in Q3 2014, closing a stake of 4,430 shares — an estimated $111K sold.

Crow Point Partners first reported a position in HUSI.PRH in Q1 2014 and held it in 2 quarters. The position peaked at $111K in Q2 2014. 3 funds tracked by Wall St. Rank hold HUSI.PRH as of Q3 2014.

Crow Point Partners reported no remaining HSBC USA, INC. DEP SH REP 1/40TH PFD SERS H position as of Q3 2014 after selling out during the quarter.
Crow Point Partners sold 4,430 HSBC USA, INC. DEP SH REP 1/40TH PFD SERS H shares in Q3 2014, an estimated $111K.
Crow Point Partners first reported a position in HSBC USA, INC. DEP SH REP 1/40TH PFD SERS H in Q1 2014 and held it in 2 quarters.
Crow Point Partners's HSBC USA, INC. DEP SH REP 1/40TH PFD SERS H position peaked at $111K in Q2 2014.
3 funds tracked by Wall St. Rank held HSBC USA, INC. DEP SH REP 1/40TH PFD SERS H as of Q3 2014.

Based on Crow Point Partners's 13F filing for Q3 2014, filed 20 Nov 2014.