Credit Suisse’s First Trust Exchange-Traded Fund III First Trust Active Factor International ETF AFDM Stock Holding History

Credit Suisse’s Portfolio AFDM Stock Details AFDM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-69,800	Closed	-$3.69M	–	4203
2016 Q3	$3.69M	Sell	69,800 -200	-0.3%	-$10.3K	﹤0.01%	1888
2016 Q2	$3.48M	Buy	+70,000	New	+$3.54M	﹤0.01%	1900

Other funds holding AFDM

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

NewEdge Advisors New Orleans, Louisiana $33.6B AUM 31.03% 1-Year Est. Return

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

SAM

Shamrock Asset Management Dallas, Texas $128M AUM 2.65% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Cranbrook Wealth Management Bloomfield Hills, Michigan $529M AUM 11.19% 1-Year Est. Return

RiverFront Investment Group Richmond, Virginia $7.56B AUM 23.82% 1-Year Est. Return

Credit Suisse's AFDM Position: Q4 2016 in Review

Credit Suisse sold out of First Trust Exchange-Traded Fund III First Trust Active Factor International ETF (AFDM) in Q4 2016, closing a stake of 69,800 shares — an estimated $3.69M sold.

Credit Suisse first reported a position in AFDM in Q2 2016 and held it in 2 quarters. The position peaked at $3.69M in Q3 2016. 22 funds tracked by Wall St. Rank hold AFDM as of Q4 2016.

Credit Suisse reported no remaining First Trust Exchange-Traded Fund III First Trust Active Factor International ETF position as of Q4 2016 after selling out during the quarter.
Credit Suisse sold 69,800 First Trust Exchange-Traded Fund III First Trust Active Factor International ETF shares in Q4 2016, an estimated $3.69M.
Credit Suisse first reported a position in First Trust Exchange-Traded Fund III First Trust Active Factor International ETF in Q2 2016 and held it in 2 quarters.
Credit Suisse's First Trust Exchange-Traded Fund III First Trust Active Factor International ETF position peaked at $3.69M in Q3 2016.
22 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund III First Trust Active Factor International ETF as of Q4 2016.

Based on Credit Suisse's 13F filing for Q4 2016, filed 14 Feb 2017.