CQS Cayman’s Uranium Energy UEC Stock Holding History

CQS Cayman’s Portfolio UEC Stock Details UEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	$745K	Hold	764,341	–	–	0.03%	147
2019 Q2	$1.05M	Hold	764,341	–	–	0.04%	140
2019 Q1	$1.07M	Hold	764,341	–	–	0.05%	93
2018 Q4	$955K	Hold	764,341	–	–	0.07%	92
2018 Q3	$1.31M	Hold	764,341	–	–	0.06%	93
2018 Q2	$1.23M	Hold	764,341	–	–	0.07%	94
2018 Q1	$1M	Hold	764,341	–	–	0.05%	109
2017 Q4	$1.36M	Hold	764,341	–	–	0.09%	85
2017 Q3	$1.06M	Sell	764,341 -200,000	-21%	-$292K	0.07%	90
2017 Q2	$1.53M	Sell	964,341 -133,400	-12%	-$186K	0.11%	88
2017 Q1	$1.56M	Buy	1,097,741 +266,800	+32%	+$402K	0.12%	87
2016 Q4	$939K	Buy	+830,941	New	+$777K	0.07%	98
2015 Q2	–	Sell	-720,286	Closed	-$1.08M	–	216
2015 Q1	$1.08M	Hold	720,286	–	–	0.05%	158
2014 Q4	$1.26M	Sell	720,286 -387,505	-35%	-$582K	0.08%	120
2014 Q3	$1.39M	Buy	1,107,791 +347,791	+46%	+$525K	0.08%	117
2014 Q2	$1.19M	Sell	760,000 -840,000	-53%	-$1.19M	0.07%	98
2014 Q1	$2.11M	Sell	1,600,000 -500,000	-24%	-$865K	0.17%	75
2013 Q4	$4.2M	Hold	2,100,000	–	–	0.46%	43
2013 Q3	$4.72M	Hold	2,100,000	–	–	0.6%	40
2013 Q2	$3.76M	Buy	+2,100,000	New	+$3.87M	0.55%	41

Other funds holding UEC

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Mirae Asset Global Investments Seoul, South Korea $299B AUM 28.69% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

AWG

Alpha Wave Global New York $791M AUM 113.77% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

BCM

Bridgeway Capital Management Houston, Texas $4.97B AUM 44.96% 1-Year Est. Return

CQS Cayman's UEC Position: Q3 2019 in Review

CQS Cayman held its Uranium Energy (UEC) position steady in Q3 2019 at 764,341 shares worth $745K. The position accounts for 0.03% of the portfolio, ranked #147.

CQS Cayman first reported a position in UEC in Q2 2013 and has held it in 20 quarters since. The position peaked at $4.72M in Q3 2013. 88 funds tracked by Wall St. Rank hold UEC as of Q3 2019.

CQS Cayman held 764,341 shares of Uranium Energy worth $745K as of Q3 2019.
CQS Cayman left its Uranium Energy share count unchanged in Q3 2019.
Uranium Energy made up 0.03% of CQS Cayman's portfolio in Q3 2019, its #147 holding.
CQS Cayman first reported a position in Uranium Energy in Q2 2013 and has held it in 20 quarters since.
CQS Cayman's Uranium Energy position peaked at $4.72M in Q3 2013.
88 funds tracked by Wall St. Rank held Uranium Energy as of Q3 2019.

Based on CQS Cayman's 13F filing for Q3 2019, filed 12 Nov 2019.