CQS Cayman’s SFL Corp SFL Stock Holding History

CQS Cayman’s Portfolio SFL Stock Details SFL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-91,300	Closed	-$1.7M	–	168
2014 Q2	$1.7M	Sell	91,300 -107,900	-54%	-$1.93M	0.1%	92
2014 Q1	$3.58M	Sell	199,200 -6,800	-3%	-$118K	0.29%	61
2013 Q4	$3.37M	Sell	206,000 -18,718	-8%	-$306K	0.37%	51
2013 Q3	$3.43M	Buy	224,718 +84,718	+61%	+$1.32M	0.43%	54
2013 Q2	$2.08M	Buy	+140,000	New	+$2.34M	0.3%	58

Other funds holding SFL

Deutsche Bank Frankfurt Am Main Ge, Germany $344B AUM 42.99% 1-Year Est. Return

Allianz Asset Management Munich, Germany $112B AUM 36.28% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

OIM

Oceanic Investment Management Douglas, Isle Of Man $77.9M AUM

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

RIM

Ranger International Management Lake Forest, Illinois $21.9M AUM 23.9% 1-Year Est. Return

CQS Cayman's SFL Position: Q3 2014 in Review

CQS Cayman sold out of SFL Corp (SFL) in Q3 2014, closing a stake of 91,300 shares — an estimated $1.7M sold.

CQS Cayman first reported a position in SFL in Q2 2013 and held it in 5 quarters. The position peaked at $3.58M in Q1 2014. 137 funds tracked by Wall St. Rank hold SFL as of Q3 2014.

CQS Cayman reported no remaining SFL Corp position as of Q3 2014 after selling out during the quarter.
CQS Cayman sold 91,300 SFL Corp shares in Q3 2014, an estimated $1.7M.
CQS Cayman first reported a position in SFL Corp in Q2 2013 and held it in 5 quarters.
CQS Cayman's SFL Corp position peaked at $3.58M in Q1 2014.
137 funds tracked by Wall St. Rank held SFL Corp as of Q3 2014.

Based on CQS Cayman's 13F filing for Q3 2014, filed 29 Oct 2014.