CQS Cayman’s Amplify Cybersecurity ETF HACK Stock Holding History

CQS Cayman’s Portfolio HACK Stock Details HACK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-18,000	Closed	-$502K	–	125
2016 Q3	$502K	Sell	18,000 -3,500	-16%	-$92K	0.04%	117
2016 Q2	$514K	Buy	+21,500	New	+$510K	0.05%	114
2015 Q4	–	Sell	-60,000	Closed	-$1.51M	–	152
2015 Q3	$1.51M	Buy	+60,000	New	+$1.73M	0.13%	99
2015 Q2	–	Sell	-100,000	Closed	-$2.8M	–	192
2015 Q1	$2.8M	Buy	+100,000	New	+$2.74M	0.13%	113

Other funds holding HACK

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

BCM

BTR Capital Management Oakland, California $641M AUM 9.05% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

WJA

Williams Jones & Associates New York $4.82B AUM 19.95% 1-Year Est. Return

RIL

Rothschild Investment LLC Chicago, Illinois $2.68B AUM 34.39% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

CQS Cayman's HACK Position: Q4 2016 in Review

CQS Cayman sold out of Amplify Cybersecurity ETF (HACK) in Q4 2016, closing a stake of 18,000 shares — an estimated $502K sold.

CQS Cayman first reported a position in HACK in Q1 2015 and held it in 4 quarters. The position peaked at $2.8M in Q1 2015. 103 funds tracked by Wall St. Rank hold HACK as of Q4 2016.

CQS Cayman reported no remaining Amplify Cybersecurity ETF position as of Q4 2016 after selling out during the quarter.
CQS Cayman sold 18,000 Amplify Cybersecurity ETF shares in Q4 2016, an estimated $502K.
CQS Cayman first reported a position in Amplify Cybersecurity ETF in Q1 2015 and held it in 4 quarters.
CQS Cayman's Amplify Cybersecurity ETF position peaked at $2.8M in Q1 2015.
103 funds tracked by Wall St. Rank held Amplify Cybersecurity ETF as of Q4 2016.

Based on CQS Cayman's 13F filing for Q4 2016, filed 14 Feb 2017.