CQS Cayman’s Broadcom AVGO Stock Holding History

CQS Cayman’s Portfolio AVGO Stock Details AVGO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-20,000	Closed	-$354K	–	115
2016 Q4	$354K	Sell	20,000 -10,000	-33%	-$173K	0.03%	111
2016 Q3	$518K	Sell	30,000 -2,500	-8%	-$41.8K	0.04%	116
2016 Q2	$505K	Buy	+32,500	New	+$495K	0.04%	115

Other funds holding AVGO

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

ClearBridge Investments New York $121B AUM 27.52% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

CQS Cayman's AVGO Position: Q1 2017 in Review

CQS Cayman sold out of Broadcom (AVGO) in Q1 2017, closing a stake of 20,000 shares — an estimated $354K sold.

CQS Cayman first reported a position in AVGO in Q2 2016 and held it in 3 quarters. The position peaked at $518K in Q3 2016. 858 funds tracked by Wall St. Rank hold AVGO as of Q1 2017.

CQS Cayman reported no remaining Broadcom position as of Q1 2017 after selling out during the quarter.
CQS Cayman sold 20,000 Broadcom shares in Q1 2017, an estimated $354K.
CQS Cayman first reported a position in Broadcom in Q2 2016 and held it in 3 quarters.
CQS Cayman's Broadcom position peaked at $518K in Q3 2016.
858 funds tracked by Wall St. Rank held Broadcom as of Q1 2017.

Based on CQS Cayman's 13F filing for Q1 2017, filed 15 May 2017.