Cowen Prime Advisors’s BlackRock Capital Investment Corporation BKCC Stock Holding History

Cowen Prime Advisors’s Portfolio BKCC Stock Details BKCC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-521	Closed	-$5K	–	275
2015 Q2	$5K	Sell	521 -1,026	-66%	-$9.58K	﹤0.01%	226
2015 Q1	$14K	Hold	1,547	–	–	0.01%	239
2014 Q4	$13K	Sell	1,547 -521	-25%	-$4.48K	0.01%	251
2014 Q3	$18K	Buy	+2,068	New	+$18.7K	0.01%	233
2014 Q2	–	Sell	-2,068	Closed	-$19K	–	289
2014 Q1	$19K	Hold	2,068	–	–	0.01%	211
2013 Q4	$19K	Hold	2,068	–	–	0.01%	204
2013 Q3	$20K	Hold	2,068	–	–	0.01%	206
2013 Q2	$20K	Buy	+2,068	New	+$20.2K	0.01%	210

Other funds holding BKCC

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return

ING Group Amsterdam, Netherlands $16.4B AUM 34.6% 1-Year Est. Return

PAM

PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return

Cowen Prime Advisors's BKCC Position: Q3 2015 in Review

Cowen Prime Advisors sold out of BlackRock Capital Investment Corporation (BKCC) in Q3 2015, closing a stake of 521 shares — an estimated $5K sold.

Cowen Prime Advisors first reported a position in BKCC in Q2 2013 and held it in 8 quarters. The position peaked at $20K in Q3 2013. 121 funds tracked by Wall St. Rank hold BKCC as of Q3 2015.

Cowen Prime Advisors reported no remaining BlackRock Capital Investment Corporation position as of Q3 2015 after selling out during the quarter.
Cowen Prime Advisors sold 521 BlackRock Capital Investment Corporation shares in Q3 2015, an estimated $5K.
Cowen Prime Advisors first reported a position in BlackRock Capital Investment Corporation in Q2 2013 and held it in 8 quarters.
Cowen Prime Advisors's BlackRock Capital Investment Corporation position peaked at $20K in Q3 2013.
121 funds tracked by Wall St. Rank held BlackRock Capital Investment Corporation as of Q3 2015.

Based on Cowen Prime Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.