Cowen Prime Advisors’s Avantax, Inc. Common Stock AVTA Stock Holding History

Cowen Prime Advisors’s Portfolio AVTA Stock Details AVTA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-162,500	Closed	-$2.4M	–	193
2016 Q4	$2.4M	Sell	162,500 -18,100	-10%	-$244K	1.29%	22
2016 Q3	$2.02M	Sell	180,600 -26,100	-13%	-$290K	0.92%	31
2016 Q2	$2.14M	Buy	+206,700	New	+$1.63M	1.04%	28

Other funds holding AVTA

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

PWAM

Park West Asset Management San Francisco, California $1.47B AUM 86.42% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

Numeric Investors Boston, Massachusetts $13.7B AUM 28.88% 1-Year Est. Return

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

Norges Bank Oslo, Norway $1T AUM

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

Cowen Prime Advisors's AVTA Position: Q1 2017 in Review

Cowen Prime Advisors sold out of Avantax, Inc. Common Stock (AVTA) in Q1 2017, closing a stake of 162,500 shares — an estimated $2.4M sold.

Cowen Prime Advisors first reported a position in AVTA in Q2 2016 and held it in 3 quarters. The position peaked at $2.4M in Q4 2016. 154 funds tracked by Wall St. Rank hold AVTA as of Q1 2017.

Cowen Prime Advisors reported no remaining Avantax, Inc. Common Stock position as of Q1 2017 after selling out during the quarter.
Cowen Prime Advisors sold 162,500 Avantax, Inc. Common Stock shares in Q1 2017, an estimated $2.4M.
Cowen Prime Advisors first reported a position in Avantax, Inc. Common Stock in Q2 2016 and held it in 3 quarters.
Cowen Prime Advisors's Avantax, Inc. Common Stock position peaked at $2.4M in Q4 2016.
154 funds tracked by Wall St. Rank held Avantax, Inc. Common Stock as of Q1 2017.

Based on Cowen Prime Advisors's 13F filing for Q1 2017, filed 8 May 2017.