Connor, Clark & Lunn Investment Management (CC&L)’s Xoma XOMA Stock Holding History

Connor, Clark & Lunn Investment Management (CC&L)’s Portfolio XOMA Stock Details XOMA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-5,470	Closed	-$50K	–	1004
2016 Q3	$50K	Hold	5,470	–	–	﹤0.01%	800
2016 Q2	$60K	Hold	5,470	–	–	﹤0.01%	826
2016 Q1	$85K	Hold	5,470	–	–	﹤0.01%	775
2015 Q4	$146K	Buy	5,470 +2,525	+86%	+$64.5K	﹤0.01%	727
2015 Q3	$44K	Sell	2,945 -1,070	-27%	-$33.8K	﹤0.01%	695
2015 Q2	$312K	Sell	4,015 -7,120	-64%	-$513K	﹤0.01%	492
2015 Q1	$811K	Hold	11,135	–	–	0.01%	336
2014 Q4	$799K	Buy	11,135 +8,580	+336%	+$735K	0.01%	332
2014 Q3	$215K	Buy	+2,555	New	+$218K	﹤0.01%	487
2014 Q2	–	Sell	-8,200	Closed	-$943K	–	644
2014 Q1	$943K	Buy	+8,200	New	+$1.19M	0.01%	387

Other funds holding XOMA

BVF Inc San Francisco, California $3.14B AUM 249.53% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.26% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

NCCM

Nine Chapters Capital Management Short Hills, New Jersey $45.4M AUM 14.43% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

PCM

Prelude Capital Management New York $1.31B AUM 62.02% 1-Year Est. Return

Connor, Clark & Lunn Investment Management (CC&L)'s XOMA Position: Q4 2016 in Review

Connor, Clark & Lunn Investment Management (CC&L) sold out of Xoma (XOMA) in Q4 2016, closing a stake of 5,470 shares — an estimated $50K sold.

Connor, Clark & Lunn Investment Management (CC&L) first reported a position in XOMA in Q1 2014 and held it in 10 quarters. The position peaked at $943K in Q1 2014. 39 funds tracked by Wall St. Rank hold XOMA as of Q4 2016.

Connor, Clark & Lunn Investment Management (CC&L) reported no remaining Xoma position as of Q4 2016 after selling out during the quarter.
Connor, Clark & Lunn Investment Management (CC&L) sold 5,470 Xoma shares in Q4 2016, an estimated $50K.
Connor, Clark & Lunn Investment Management (CC&L) first reported a position in Xoma in Q1 2014 and held it in 10 quarters.
Connor, Clark & Lunn Investment Management (CC&L)'s Xoma position peaked at $943K in Q1 2014.
39 funds tracked by Wall St. Rank held Xoma as of Q4 2016.

Based on Connor, Clark & Lunn Investment Management (CC&L)'s 13F filing for Q4 2016, filed 13 Feb 2017.