Connor, Clark & Lunn Investment Management (CC&L)’s Aravive, Inc. Common Stock ARAV Stock Holding History

Connor, Clark & Lunn Investment Management (CC&L)’s Portfolio ARAV Stock Details ARAV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-48,964	Closed	-$570K	–	1167
2020 Q2	$570K	Buy	48,964 +9,514	+24%	+$113K	﹤0.01%	727
2020 Q1	$227K	Buy	+39,450	New	+$353K	﹤0.01%	849
2017 Q3	–	Sell	-4,998	Closed	-$523K	–	937
2017 Q2	$523K	Buy	4,998 +1,281	+34%	+$138K	﹤0.01%	594
2017 Q1	$476K	Buy	+3,717	New	+$392K	﹤0.01%	634

Other funds holding ARAV

Artal Group Luxembourg $1.01B AUM 29.84% 1-Year Est. Return

NLVP

New Leaf Venture Partners New York $43M AUM 25.55% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Connor, Clark & Lunn Investment Management (CC&L)'s ARAV Position: Q3 2020 in Review

Connor, Clark & Lunn Investment Management (CC&L) sold out of Aravive, Inc. Common Stock (ARAV) in Q3 2020, closing a stake of 48,964 shares — an estimated $570K sold.

Connor, Clark & Lunn Investment Management (CC&L) first reported a position in ARAV in Q1 2017 and held it in 4 quarters. The position peaked at $570K in Q2 2020. 51 funds tracked by Wall St. Rank hold ARAV as of Q3 2020.

Connor, Clark & Lunn Investment Management (CC&L) reported no remaining Aravive, Inc. Common Stock position as of Q3 2020 after selling out during the quarter.
Connor, Clark & Lunn Investment Management (CC&L) sold 48,964 Aravive, Inc. Common Stock shares in Q3 2020, an estimated $570K.
Connor, Clark & Lunn Investment Management (CC&L) first reported a position in Aravive, Inc. Common Stock in Q1 2017 and held it in 4 quarters.
Connor, Clark & Lunn Investment Management (CC&L)'s Aravive, Inc. Common Stock position peaked at $570K in Q2 2020.
51 funds tracked by Wall St. Rank held Aravive, Inc. Common Stock as of Q3 2020.

Based on Connor, Clark & Lunn Investment Management (CC&L)'s 13F filing for Q3 2020, filed 12 Nov 2020.