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Conning Inc Portfolio holdings

AUM $3.01B
1-Year Est. Return 16.23%
This Fund
S&P 500
This Quarter Est. Return
+4.31%
1 Year Est. Return
+16.23%
3 Year Est. Return
+45.14%
5 Year Est. Return
+55.65%
10 Year Est. Return
+177.82%
AUM
$1.3B
AUM Growth
+$84.7M
Cap. Flow
-$44.5M
Cap. Flow %
-3.43%
Top 10 Hldgs %
16.93%
Holding
507
New
34
Increased
335
Reduced
62
Closed
8

Top Buys

Rank Stock Value
1
APA icon
APA Corp
APA
+$17.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$14.1M
3
MAT icon
Mattel
MAT
+$11.3M
4
NEE icon
NextEra Energy
NEE
+$10.7M
5
MET icon
MetLife
MET
+$6.2M

Top Sells

Rank Stock Value
1
APA.PRD
APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE)
APA.PRD
+$17.3M
2
COP icon
ConocoPhillips
COP
+$11.6M
3
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$5.92M
4
HSBC icon
HSBC
HSBC
+$4.02M
5
CS
Credit Suisse Group
CS
+$3.57M

Sector Composition

Rank Sector Weight
1 Industrials 13.48%
2 Healthcare 11.41%
3 Consumer Staples 11.33%
4 Technology 10.66%
5 Financials 8.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJR icon
1
iShares Core S&P Small-Cap ETF
IJR
$109B
$26.4M 2.04%
529,940
+640
+0.1% +$30.9K
MDY icon
2
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$25.3M 1.95%
111,845
– –
IVV icon
3
iShares Core S&P 500 ETF
IVV
$858B
$22.7M 1.76%
134,613
+650
+0.5% +$110K
XOM icon
4
ExxonMobil
XOM
$650B
$22.7M 1.75%
263,810
+8,913
+3% +$804K
LQD icon
5
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$20.4M 1.57%
179,520
+124,670
+227% +$14.1M
MRK icon
6
Merck
MRK
$322B
$19.9M 1.53%
437,521
+8,044
+2% +$367K
AAPL icon
7
Apple
AAPL
$4.97T
$19.4M 1.5%
1,138,340
+20,440
+2% +$339K
APA icon
8
APA Corp
APA
$13B
$18.5M 1.43%
217,213
+207,357
+2,104% +$17.2M
CVX icon
9
Chevron
CVX
$382B
$18.4M 1.42%
151,481
+4,393
+3% +$540K
JNJ icon
10
Johnson & Johnson
JNJ
$640B
$18.1M 1.4%
208,911
+228
+0.1% +$20.5K
MSFT icon
11
Microsoft
MSFT
$2.9T
$17.9M 1.38%
538,628
+39,867
+8% +$1.31M
T icon
12
AT&T
T
$164B
$17.1M 1.32%
670,891
+33,439
+5% +$878K
PG icon
13
Procter & Gamble
PG
$340B
$17M 1.31%
225,005
+4,124
+2% +$328K
INTC icon
14
Intel
INTC
$413B
$16.6M 1.28%
725,175
+72,524
+11% +$1.67M
EFA icon
15
iShares MSCI EAFE ETF
EFA
$76.4B
$16.1M 1.24%
252,437
-1,405
-0.6% -$86.1K
VZ icon
16
Verizon
VZ
$197B
$15.4M 1.19%
329,911
+16,658
+5% +$813K
KO icon
17
Coca-Cola
KO
$383B
$15.1M 1.16%
397,627
+19,924
+5% +$788K
BMY icon
18
Bristol-Myers Squibb
BMY
$129B
$14.7M 1.14%
318,387
+35,113
+12% +$1.54M
EMR icon
19
Emerson Electric
EMR
$81.6B
$14.7M 1.14%
227,199
-11,386
-5% -$696K
RTX icon
20
RTX Corp
RTX
$290B
$14.7M 1.13%
216,179
-12,238
-5% -$801K
PEP icon
21
PepsiCo
PEP
$196B
$14.5M 1.12%
182,165
+5,164
+3% +$424K
MMM icon
22
3M
MMM
$91.8B
$14.1M 1.09%
141,500
-3,827
-3% -$372K
WMT icon
23
Walmart Inc
WMT
$909B
$14M 1.08%
568,854
+19,080
+3% +$481K
HON icon
24
Honeywell
HON
$76.4B
$14M 1.08%
187,219
-1,423
-0.8% -$106K
ABBV icon
25
AbbVie
ABBV
$465B
$13.8M 1.07%
309,327
+5,148
+2% +$228K
1
2 3 4 5

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BSA
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ROTUOC
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KIA
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TAM
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SM
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CFM
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Conning Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Conning Inc held 507 positions worth $1.3B, up 7% from $1.21B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Conning Inc withdrew a net $44.5M in Q3 2013, closing 8 positions and reducing 62 holdings. Its most notable exit was APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE), an estimated $17.3M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 13% of assets, up from 13% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Conning Inc opened a new position in AngloGold Ashanti worth $2.18M.

  • Conning Inc's largest Q3 2013 buy was AngloGold Ashanti: 164,308 shares worth $2.18M.
  • Conning Inc added most to APA Corp in Q3 2013, an estimated $17.2M increase.
  • Conning Inc's biggest Q3 2013 reduction was ConocoPhillips, cutting an estimated $11.6M.
  • Conning Inc fully exited APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE) in Q3 2013, selling an estimated $17.3M.
  • Conning Inc's ten largest holdings make up 17% of its $1.3B portfolio in Q3 2013.
  • Conning Inc opened 34 new positions and closed 8 in Q3 2013.
  • Conning Inc's portfolio value rose 7% quarter-over-quarter to $1.3B.

Based on Conning Inc's 13F filing for Q3 2013, filed 4 Nov 2013.