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Conning Inc Portfolio holdings

AUM $3.34B
1-Year Est. Return 25.19%
This Fund
S&P 500
This Quarter Est. Return
+4.31%
1 Year Est. Return
+25.19%
3 Year Est. Return
+57.5%
5 Year Est. Return
+65.04%
10 Year Est. Return
+196.57%
AUM
$1.3B
AUM Growth
+$84.7M
Cap. Flow
-$44.5M
Cap. Flow %
-3.43%
Top 10 Hldgs %
16.93%
Holding
507
New
34
Increased
335
Reduced
62
Closed
8

Top Buys

Rank Stock Value
1
APA icon
APA Corp
APA
+$17.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$14.1M
3
MAT icon
Mattel
MAT
+$11.3M
4
NEE icon
NextEra Energy
NEE
+$10.7M
5
MET icon
MetLife
MET
+$6.2M

Top Sells

Rank Stock Value
1
APA.PRD
APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE)
APA.PRD
+$17.3M
2
COP icon
ConocoPhillips
COP
+$11.6M
3
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$5.92M
4
HSBC icon
HSBC
HSBC
+$4.02M
5
CS
Credit Suisse Group
CS
+$3.57M

Sector Composition

Rank Sector Weight
1 Miscellaneous 21.25%
2 Industrials 13.5%
3 Healthcare 11.49%
4 Consumer Staples 11.36%
5 Technology 10.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TFC icon
201
Truist Financial
TFC
$60.8B
$683K 0.05%
20,243
+620
+3% +$21.7K
HES
202
DELISTED
Hess
HES
$677K 0.05%
8,757
+280
+3% +$20.9K
WELL icon
203
Welltower
WELL
$168B
$658K 0.05%
10,550
+680
+7% +$43.3K
NRG icon
204
NRG Energy
NRG
$22.7B
$655K 0.05%
23,961
+590
+3% +$15.9K
XLU icon
205
State Street Utilities Select Sector SPDR ETF
XLU
$21.5B
$654K 0.05%
35,000
-40,000
-53% -$762K
DGX icon
206
Quest Diagnostics
DGX
$27.3B
$652K 0.05%
10,553
+190
+2% +$11.4K
CSX icon
207
CSX Corp
CSX
$89.1B
$643K 0.05%
74,889
+2,130
+3% +$17.9K
MJN
208
DELISTED
Mead Johnson Nutrition Company
MJN
$641K 0.05%
8,637
+120
+1% +$9K
PXD
209
DELISTED
Pioneer Natural Resource Co.
PXD
$639K 0.05%
3,383
+180
+6% +$30.6K
DFS
210
DELISTED
Discover Financial Services
DFS
$638K 0.05%
12,619
+632
+5% +$31.6K
ECL icon
211
Ecolab
ECL
$77.5B
$629K 0.05%
6,366
+60
+1% +$5.58K
ADBE icon
212
Adobe
ADBE
$100B
$624K 0.05%
12,007
+380
+3% +$18.1K
VMRK
213
Vivmark Residential
VMRK
$49.7B
$623K 0.05%
11,624
+400
+4% +$22K
WM icon
214
Waste Management
WM
$86.5B
$615K 0.05%
14,909
+260
+2% +$10.8K
ISRG icon
215
Intuitive Surgical
ISRG
$135B
$612K 0.05%
14,634
+180
+1% +$7.95K
PLD icon
216
Prologis
PLD
$129B
$605K 0.05%
16,095
+600
+4% +$22.6K
WMB icon
217
Williams Companies
WMB
$87.3B
$602K 0.05%
16,566
+1,405
+9% +$49.2K
PCAR icon
218
PACCAR
PCAR
$63.2B
$601K 0.05%
16,187
+315
+2% +$11.7K
SYY icon
219
Sysco
SYY
$38.1B
$593K 0.05%
18,624
+560
+3% +$18.8K
MRO
220
DELISTED
Marathon Oil Corporation
MRO
$591K 0.05%
16,932
+620
+4% +$22K
ADI icon
221
Analog Devices
ADI
$177B
$589K 0.05%
12,528
+4,030
+47% +$193K
ALL icon
222
Allstate
ALL
$65B
$588K 0.05%
11,630
+250
+2% +$12.6K
MRSH
223
Marsh
MRSH
$84.7B
$581K 0.04%
13,339
+430
+3% +$18.1K
PPL
224
PPL Corp
PPL
$25.1B
$578K 0.04%
20,422
+3,049
+18% +$87.5K
MHFI
225
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$573K 0.04%
8,735
+260
+3% +$15.8K
7 8
9
10 11

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Conning Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Conning Inc held 507 positions worth $1.3B, up 7% from $1.21B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Conning Inc withdrew a net $44.5M in Q3 2013, closing 8 positions and reducing 62 holdings. Its most notable exit was APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE), an estimated $17.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 21% of assets, down from 23% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Conning Inc opened a new position in AngloGold Ashanti worth $2.18M.

  • Conning Inc's largest Q3 2013 buy was AngloGold Ashanti: 164,308 shares worth $2.18M.
  • Conning Inc added most to APA Corp in Q3 2013, an estimated $17.2M increase.
  • Conning Inc's biggest Q3 2013 reduction was ConocoPhillips, cutting an estimated $11.6M.
  • Conning Inc fully exited APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE) in Q3 2013, selling an estimated $17.3M.
  • Conning Inc's ten largest holdings make up 17% of its $1.3B portfolio in Q3 2013.
  • Conning Inc opened 34 new positions and closed 8 in Q3 2013.
  • Conning Inc's portfolio value rose 7% quarter-over-quarter to $1.3B.

Based on Conning Inc's 13F filing for Q3 2013, filed 4 Nov 2013.