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CI

Conning Inc Portfolio holdings

AUM $3.01B
1-Year Est. Return 16.23%
This Fund
S&P 500
This Quarter Est. Return
+4.31%
1 Year Est. Return
+16.23%
3 Year Est. Return
+45.14%
5 Year Est. Return
+55.65%
10 Year Est. Return
+177.82%
AUM
$1.3B
AUM Growth
+$84.7M
Cap. Flow
-$44.5M
Cap. Flow %
-3.43%
Top 10 Hldgs %
16.93%
Holding
507
New
34
Increased
335
Reduced
62
Closed
8

Top Buys

Rank Stock Value
1
APA icon
APA Corp
APA
+$17.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$14.1M
3
MAT icon
Mattel
MAT
+$11.3M
4
NEE icon
NextEra Energy
NEE
+$10.7M
5
MET icon
MetLife
MET
+$6.2M

Top Sells

Rank Stock Value
1
APA.PRD
APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE)
APA.PRD
+$17.3M
2
COP icon
ConocoPhillips
COP
+$11.6M
3
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$5.92M
4
HSBC icon
HSBC
HSBC
+$4.02M
5
CS
Credit Suisse Group
CS
+$3.57M

Sector Composition

Rank Sector Weight
1 Industrials 13.48%
2 Healthcare 11.41%
3 Consumer Staples 11.33%
4 Technology 10.66%
5 Financials 8.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCP
151
DELISTED
PRECISION CASTPARTS CORP
PCP
$1.14M 0.09%
5,014
+1,268
+34% +$286K
EOG icon
152
EOG Resources
EOG
$77.5B
$1.13M 0.09%
13,312
+520
+4% +$40.4K
BNY
153
Bank of New York Mellon
BNY
$106B
$1.12M 0.09%
37,050
-1,725
-4% -$52.9K
PH icon
154
Parker-Hannifin
PH
$121B
$1.09M 0.08%
10,038
+325
+3% +$33.5K
AFL icon
155
Aflac
AFL
$64.8B
$1.09M 0.08%
35,076
+740
+2% +$22.3K
COF icon
156
Capital One
COF
$129B
$1.08M 0.08%
15,729
+650
+4% +$43.7K
SYK icon
157
Stryker
SYK
$133B
$1.05M 0.08%
15,507
+70
+0.5% +$4.83K
DTV
158
DELISTED
DIRECTV COM STK (DE)
DTV
$1.03M 0.08%
17,313
-230
-1% -$14.2K
EXC icon
159
Exelon
EXC
$46.6B
$1.03M 0.08%
48,861
+981
+2% +$21.5K
JFR icon
160
Nuveen Floating Rate Income Fund
JFR
$1.23B
$1.03M 0.08%
85,900
– –
AGN
161
DELISTED
Allergan Inc
AGN
$1.03M 0.08%
11,340
+2,171
+24% +$195K
STT icon
162
State Street
STT
$50.2B
$1.01M 0.08%
15,319
+4,151
+37% +$284K
D icon
163
Dominion Energy
D
$61.3B
$996K 0.08%
15,944
+540
+4% +$32K
PARA
164
DELISTED
Paramount Global Class B
PARA
$985K 0.08%
17,851
+120
+0.7% +$6.38K
ACN icon
165
Accenture
ACN
$99.9B
$976K 0.08%
13,260
+580
+5% +$42.9K
TMO icon
166
Thermo Fisher Scientific
TMO
$214B
$976K 0.08%
10,588
+14
+0.1% +$1.27K
AET
167
DELISTED
Aetna Inc
AET
$976K 0.08%
15,240
+5,960
+64% +$382K
MCK icon
168
McKesson
MCK
$101B
$960K 0.07%
7,482
+220
+3% +$27K
TWC
169
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$955K 0.07%
8,557
+160
+2% +$18K
PSA icon
170
Public Storage
PSA
$59.3B
$949K 0.07%
5,913
+180
+3% +$28.5K
PNC icon
171
PNC Financial Services
PNC
$99.2B
$940K 0.07%
12,981
+510
+4% +$38.1K
NBL
172
DELISTED
Noble Energy, Inc.
NBL
$931K 0.07%
13,898
+4,820
+53% +$309K
CMI icon
173
Cummins
CMI
$87.3B
$929K 0.07%
6,993
+1,400
+25% +$173K
PFN
174
PIMCO Income Strategy Fund II
PFN
$696M
$922K 0.07%
90,399
– –
CTRA
175
DELISTED
Coterra Energy
CTRA
$908K 0.07%
24,334
+350
+1% +$13.1K
5 6
7
8 9

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Conning Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Conning Inc held 507 positions worth $1.3B, up 7% from $1.21B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Conning Inc withdrew a net $44.5M in Q3 2013, closing 8 positions and reducing 62 holdings. Its most notable exit was APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE), an estimated $17.3M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 13% of assets, up from 13% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Conning Inc opened a new position in AngloGold Ashanti worth $2.18M.

  • Conning Inc's largest Q3 2013 buy was AngloGold Ashanti: 164,308 shares worth $2.18M.
  • Conning Inc added most to APA Corp in Q3 2013, an estimated $17.2M increase.
  • Conning Inc's biggest Q3 2013 reduction was ConocoPhillips, cutting an estimated $11.6M.
  • Conning Inc fully exited APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE) in Q3 2013, selling an estimated $17.3M.
  • Conning Inc's ten largest holdings make up 17% of its $1.3B portfolio in Q3 2013.
  • Conning Inc opened 34 new positions and closed 8 in Q3 2013.
  • Conning Inc's portfolio value rose 7% quarter-over-quarter to $1.3B.

Based on Conning Inc's 13F filing for Q3 2013, filed 4 Nov 2013.