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CI

Conning Inc Portfolio holdings

AUM $3.34B
1-Year Est. Return 25.19%
This Fund
S&P 500
This Quarter Est. Return
+4.31%
1 Year Est. Return
+25.19%
3 Year Est. Return
+57.5%
5 Year Est. Return
+65.04%
10 Year Est. Return
+196.57%
AUM
$1.3B
AUM Growth
+$84.7M
Cap. Flow
-$44.5M
Cap. Flow %
-3.43%
Top 10 Hldgs %
16.93%
Holding
507
New
34
Increased
335
Reduced
62
Closed
8

Top Buys

Rank Stock Value
1
APA icon
APA Corp
APA
+$17.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$14.1M
3
MAT icon
Mattel
MAT
+$11.3M
4
NEE icon
NextEra Energy
NEE
+$10.7M
5
MET icon
MetLife
MET
+$6.2M

Top Sells

Rank Stock Value
1
APA.PRD
APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE)
APA.PRD
+$17.3M
2
COP icon
ConocoPhillips
COP
+$11.6M
3
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$5.92M
4
HSBC icon
HSBC
HSBC
+$4.02M
5
CS
Credit Suisse Group
CS
+$3.57M

Sector Composition

Rank Sector Weight
1 Miscellaneous 21.25%
2 Industrials 13.5%
3 Healthcare 11.49%
4 Consumer Staples 11.36%
5 Technology 10.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESRX
126
DELISTED
Express Scripts Holding Company
ESRX
$1.62M 0.13%
26,279
+680
+3% +$44K
MDLZ icon
127
Mondelez International
MDLZ
$79.3B
$1.58M 0.12%
50,401
+1,460
+3% +$45.3K
AIG icon
128
American International
AIG
$39.7B
$1.49M 0.11%
30,559
+5,854
+24% +$278K
PPG icon
129
PPG Industries
PPG
$23.3B
$1.47M 0.11%
17,588
+1,646
+10% +$132K
BKNG icon
130
Booking.com
BKNG
$129B
$1.45M 0.11%
35,750
+750
+2% +$28.1K
BPOP icon
131
Popular Inc
BPOP
$10.5B
$1.43M 0.11%
54,600
-61,400
-53% -$1.93M
KEY.PRG
132
DELISTED
KeyCorp Pfd
KEY.PRG
$1.37M 0.11%
11,000
– –
PSX icon
133
Phillips 66
PSX
$106B
$1.36M 0.11%
23,559
+510
+2% +$29.6K
WELL.PRI
134
DELISTED
Welltower Inc.
WELL.PRI
$1.35M 0.1%
+23,500
New +$1.39M
JCI icon
135
Johnson Controls International
JCI
$83.8B
$1.33M 0.1%
30,575
+573
+2% +$24.3K
PX
136
DELISTED
Praxair Inc
PX
$1.32M 0.1%
11,011
+2,495
+29% +$296K
LOW icon
137
Lowe's Companies
LOW
$109B
$1.31M 0.1%
27,431
+60
+0.2% +$2.72K
HAL icon
138
Halliburton
HAL
$29.7B
$1.3M 0.1%
27,093
+5,409
+25% +$253K
BAC.PRL icon
139
Bank of America Series L
BAC.PRL
$3.9B
$1.3M 0.1%
1,200
+700
+140% +$767K
TEG
140
DELISTED
INTEGRYS ENERGY GROUP INC COM (USA)
TEG
$1.3M 0.1%
23,204
+50
+0.2% +$2.94K
DUK icon
141
Duke Energy
DUK
$91.8B
$1.29M 0.1%
19,331
+1,265
+7% +$86.3K
TJX icon
142
TJX Companies
TJX
$137B
$1.26M 0.1%
44,788
+820
+2% +$21.8K
HPQ icon
143
HP
HPQ
$30.5B
$1.26M 0.1%
131,955
+5,642
+4% +$62.3K
TRV icon
144
Travelers Companies
TRV
$78.8B
$1.25M 0.1%
14,750
+210
+1% +$17.4K
VIAB
145
DELISTED
Viacom Inc. Class B
VIAB
$1.24M 0.1%
14,817
+40
+0.3% +$3.1K
APD icon
146
Air Products & Chemicals
APD
$64.7B
$1.18M 0.09%
11,946
+130
+1% +$12.4K
RFP
147
DELISTED
Resolute Forest Products Inc.
RFP
$1.17M 0.09%
88,796
-41,771
-32% -$577K
FITB
148
Fifth Third Bancorp
FITB
$49.6B
$1.16M 0.09%
64,460
+39,516
+158% +$743K
BGT icon
149
BlackRock Floating Rate Income Trust
BGT
$320M
$1.16M 0.09%
81,772
– –
WBA
150
DELISTED
Walgreens Boots Alliance
WBA
$1.14M 0.09%
21,177
+610
+3% +$30.7K
4 5
6
7 8

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Conning Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Conning Inc held 507 positions worth $1.3B, up 7% from $1.21B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Conning Inc withdrew a net $44.5M in Q3 2013, closing 8 positions and reducing 62 holdings. Its most notable exit was APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE), an estimated $17.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 21% of assets, down from 23% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Conning Inc opened a new position in AngloGold Ashanti worth $2.18M.

  • Conning Inc's largest Q3 2013 buy was AngloGold Ashanti: 164,308 shares worth $2.18M.
  • Conning Inc added most to APA Corp in Q3 2013, an estimated $17.2M increase.
  • Conning Inc's biggest Q3 2013 reduction was ConocoPhillips, cutting an estimated $11.6M.
  • Conning Inc fully exited APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE) in Q3 2013, selling an estimated $17.3M.
  • Conning Inc's ten largest holdings make up 17% of its $1.3B portfolio in Q3 2013.
  • Conning Inc opened 34 new positions and closed 8 in Q3 2013.
  • Conning Inc's portfolio value rose 7% quarter-over-quarter to $1.3B.

Based on Conning Inc's 13F filing for Q3 2013, filed 4 Nov 2013.