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Conning Inc Portfolio holdings

AUM $3.01B
1-Year Est. Return 16.23%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+16.23%
3 Year Est. Return
+45.14%
5 Year Est. Return
+55.65%
10 Year Est. Return
+177.82%
AUM
$2.51B
AUM Growth
-$1.28M
Cap. Flow
-$154M
Cap. Flow %
-6.13%
Top 10 Hldgs %
15.77%
Holding
606
New
28
Increased
207
Reduced
260
Closed
32

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$23.8M
2
HON icon
Honeywell
HON
+$22.5M
3
TRV icon
Travelers Companies
TRV
+$22.4M
4
XLNX
Xilinx Inc
XLNX
+$22.3M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$7.04M

Top Sells

Rank Stock Value
1
RTN
Raytheon Company
RTN
+$26.1M
2
NUE icon
Nucor
NUE
+$25.2M
3
ADI icon
Analog Devices
ADI
+$23.8M
4
WM icon
Waste Management
WM
+$23M
5
AMP icon
Ameriprise Financial
AMP
+$22.9M

Sector Composition

Rank Sector Weight
1 Industrials 13.74%
2 Consumer Staples 12.43%
3 Technology 11.41%
4 Healthcare 9.36%
5 Energy 9.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDY icon
101
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$4.45M 0.18%
52,007
+300
+0.6% +$25.2K
ETP
102
DELISTED
Energy Transfer Partners, L.P.
ETP
$4.45M 0.18%
185,245
+43,200
+30% +$1.09M
NWE icon
103
NorthWestern Energy
NWE
$4.29B
$4.38M 0.17%
77,076
-9,021
-10% -$507K
FTV icon
104
Fortive
FTV
$17.7B
$4.27M 0.17%
126,313
+87,741
+227% +$2.9M
GS icon
105
Goldman Sachs
GS
$302B
$4.17M 0.17%
17,405
-230
-1% -$46.7K
EEP
106
DELISTED
Enbridge Energy Partners
EEP
$4.17M 0.17%
163,467
-15,852
-9% -$386K
CVS icon
107
CVS Health
CVS
$134B
$4.09M 0.16%
51,875
+1,390
+3% +$112K
V icon
108
Visa
V
$673B
$4.05M 0.16%
51,924
+1,420
+3% +$114K
FTS icon
109
Fortis
FTS
$29.3B
$3.97M 0.16%
+128,535
New +$3.99M
WES
110
DELISTED
Western Gas Partners Lp
WES
$3.94M 0.16%
66,960
-5,097
-7% -$287K
AKRX
111
DELISTED
Akorn Inc
AKRX
$3.91M 0.16%
179,160
+18,790
+12% +$432K
SLB icon
112
SLB Ltd
SLB
$72.6B
$3.78M 0.15%
45,069
+2,458
+6% +$201K
IWN icon
113
iShares Russell 2000 Value ETF
IWN
$14.4B
$3.78M 0.15%
31,804
– –
EQM
114
DELISTED
EQM Midstream Partners, LP
EQM
$3.68M 0.15%
47,971
+9,313
+24% +$690K
EXG icon
115
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.97B
$3.66M 0.15%
455,868
+7,977
+2% +$65.9K
WFC.PRL icon
116
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.69B
$3.53M 0.14%
2,970
+20
+0.7% +$24.8K
ABBV icon
117
AbbVie
ABBV
$455B
$3.53M 0.14%
56,422
-92,045
-62% -$5.62M
AXP icon
118
American Express
AXP
$228B
$3.5M 0.14%
50,141
-700
-1% -$48.5K
STX icon
119
Seagate
STX
$193B
$3.48M 0.14%
91,110
-380
-0.4% -$14.2K
UN
120
DELISTED
Unilever NV New York Registry Shares
UN
$3.44M 0.14%
83,788
– –
BDJ icon
121
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
$3.41M 0.14%
418,724
+5,078
+1% +$40K
KHC icon
122
Kraft Heinz
KHC
$31.3B
$3.34M 0.13%
38,294
+20,410
+114% +$1.75M
UTF icon
123
Cohen & Steers Infrastructure Fund
UTF
$3.11B
$3.22M 0.13%
166,471
-11,531
-6% -$231K
SBUX icon
124
Starbucks
SBUX
$121B
$3.22M 0.13%
58,011
+1,815
+3% +$101K
NKE icon
125
Nike
NKE
$62.7B
$3.09M 0.12%
60,822
+510
+0.8% +$26.2K
3 4
5
6 7

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Conning Inc's Q4 2016 Portfolio in Review

As of Q4 2016, Conning Inc held 606 positions worth $2.51B, down 0.05% from $2.51B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Conning Inc withdrew a net $154M in Q4 2016, closing 32 positions and reducing 260 holdings. Its most notable exit was Natwest Bank Ads Series C, an estimated $5.15M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 14% of assets, down from 14% a quarter earlier, followed by Consumer Staples and Technology.

Against the trend, Conning Inc opened a new position in iShares Core Universal USD Bond ETF worth $6.04M.

  • Conning Inc's largest Q4 2016 buy was iShares Core Universal USD Bond ETF: 120,100 shares worth $6.04M.
  • Conning Inc added most to Amgen in Q4 2016, an estimated $23.8M increase.
  • Conning Inc's biggest Q4 2016 reduction was Raytheon Company, cutting an estimated $26.1M.
  • Conning Inc fully exited Natwest Bank Ads Series C in Q4 2016, selling an estimated $5.15M.
  • Conning Inc's ten largest holdings make up 16% of its $2.51B portfolio in Q4 2016.
  • Conning Inc opened 28 new positions and closed 32 in Q4 2016.
  • Conning Inc's portfolio value fell 0.05% quarter-over-quarter to $2.51B.

Based on Conning Inc's 13F filing for Q4 2016, filed 2 Feb 2017.