We are live on ! Find out more
CI

Conning Inc Portfolio holdings

AUM $3.01B
1-Year Est. Return 16.23%
This Fund
S&P 500
This Quarter Est. Return
+4.31%
1 Year Est. Return
+16.23%
3 Year Est. Return
+45.14%
5 Year Est. Return
+55.65%
10 Year Est. Return
+177.82%
AUM
$1.3B
AUM Growth
+$84.7M
Cap. Flow
-$44.5M
Cap. Flow %
-3.43%
Top 10 Hldgs %
16.93%
Holding
507
New
34
Increased
335
Reduced
62
Closed
8

Top Buys

Rank Stock Value
1
APA icon
APA Corp
APA
+$17.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$14.1M
3
MAT icon
Mattel
MAT
+$11.3M
4
NEE icon
NextEra Energy
NEE
+$10.7M
5
MET icon
MetLife
MET
+$6.2M

Top Sells

Rank Stock Value
1
APA.PRD
APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE)
APA.PRD
+$17.3M
2
COP icon
ConocoPhillips
COP
+$11.6M
3
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$5.92M
4
HSBC icon
HSBC
HSBC
+$4.02M
5
CS
Credit Suisse Group
CS
+$3.57M

Sector Composition

Rank Sector Weight
1 Industrials 13.48%
2 Healthcare 11.41%
3 Consumer Staples 11.33%
4 Technology 10.66%
5 Financials 8.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKE icon
101
Nike
NKE
$62.7B
$2.43M 0.19%
66,812
+880
+1% +$28.7K
DE icon
102
Deere & Co
DE
$162B
$2.42M 0.19%
29,752
+1,845
+7% +$154K
GILD icon
103
Gilead Sciences
GILD
$163B
$2.37M 0.18%
37,716
+1,400
+4% +$83.7K
AU icon
104
AngloGold Ashanti
AU
$41.6B
$2.18M 0.17%
+164,308
New +$2.2M
SBUX icon
105
Starbucks
SBUX
$121B
$2.14M 0.17%
55,686
+1,510
+3% +$54.3K
UTF icon
106
Cohen & Steers Infrastructure Fund
UTF
$3.11B
$2.12M 0.16%
107,266
+1,974
+2% +$38.1K
TWX
107
DELISTED
Time Warner Inc
TWX
$2.06M 0.16%
32,668
-2,092
-6% -$125K
EMC
108
DELISTED
EMC CORPORATION
EMC
$2.02M 0.16%
79,142
+1,720
+2% +$44.7K
EBAY icon
109
eBay
EBAY
$50.4B
$2M 0.15%
85,310
+6,555
+8% +$147K
CELG
110
DELISTED
Celgene Corp
CELG
$1.99M 0.15%
25,802
+5,022
+24% +$352K
MA icon
111
Mastercard
MA
$510B
$1.98M 0.15%
29,490
+1,600
+6% +$100K
GXP
112
DELISTED
Great Plains Energy Incorporated
GXP
$1.98M 0.15%
89,286
– –
APC
113
DELISTED
Anadarko Petroleum
APC
$1.96M 0.15%
21,061
+400
+2% +$36.4K
CSQ icon
114
Calamos Strategic Total Return Fund
CSQ
$3.21B
$1.92M 0.15%
192,045
+2,665
+1% +$27.1K
SWU
115
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$1.92M 0.15%
14,000
– –
BIIB icon
116
Biogen
BIIB
$30.7B
$1.85M 0.14%
7,706
+250
+3% +$56K
ABT icon
117
Abbott
ABT
$183B
$1.84M 0.14%
55,556
-845
-1% -$29.6K
BDJ icon
118
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
$1.83M 0.14%
243,366
+3,127
+1% +$24K
ELV icon
119
Elevance Health
ELV
$81.6B
$1.75M 0.14%
20,976
-20
-0.1% -$1.71K
COST icon
120
Costco
COST
$423B
$1.68M 0.13%
14,593
+460
+3% +$53.1K
TFCFA
121
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$1.66M 0.13%
+49,657
New +$1.56M
CAT icon
122
Caterpillar
CAT
$373B
$1.66M 0.13%
19,897
+380
+2% +$32.1K
F icon
123
Ford
F
$59.3B
$1.65M 0.13%
97,882
-3,383
-3% -$57.1K
WFC.PRL icon
124
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.69B
$1.65M 0.13%
1,450
+75
+5% +$86.2K
SPG icon
125
Simon Property Group
SPG
$74.7B
$1.64M 0.13%
11,741
+298
+3% +$43.3K
3 4
5
6 7

Similar funds

BGDI
BW Gestao de Investimentos Sao Paulo, Brazil $3.01B AUM 27.43% 1-Year Est. Return
Members Trust
Members Trust Tampa, Florida $3.01B AUM 10.24% 1-Year Est. Return
BSA
Braun Stacey Associates New York $3.01B AUM 47.79% 1-Year Est. Return
ROTUOC
Regents of the University of California Oakland, California $3.01B AUM 11.91% 1-Year Est. Return
KIA
KCM Investment Advisors Greenbrae, California $3.01B AUM 21.97% 1-Year Est. Return
TAM
Trillium Asset Management Boston, Massachusetts $3.01B AUM 19.96% 1-Year Est. Return
SM
Senvest Management New York $3.01B AUM 35.7% 1-Year Est. Return
CFM
Comprehensive Financial Management Los Gatos, California $3.01B AUM 2.93% 1-Year Est. Return

Conning Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Conning Inc held 507 positions worth $1.3B, up 7% from $1.21B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Conning Inc withdrew a net $44.5M in Q3 2013, closing 8 positions and reducing 62 holdings. Its most notable exit was APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE), an estimated $17.3M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 13% of assets, up from 13% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Conning Inc opened a new position in AngloGold Ashanti worth $2.18M.

  • Conning Inc's largest Q3 2013 buy was AngloGold Ashanti: 164,308 shares worth $2.18M.
  • Conning Inc added most to APA Corp in Q3 2013, an estimated $17.2M increase.
  • Conning Inc's biggest Q3 2013 reduction was ConocoPhillips, cutting an estimated $11.6M.
  • Conning Inc fully exited APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE) in Q3 2013, selling an estimated $17.3M.
  • Conning Inc's ten largest holdings make up 17% of its $1.3B portfolio in Q3 2013.
  • Conning Inc opened 34 new positions and closed 8 in Q3 2013.
  • Conning Inc's portfolio value rose 7% quarter-over-quarter to $1.3B.

Based on Conning Inc's 13F filing for Q3 2013, filed 4 Nov 2013.