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CI

Conning Inc Portfolio holdings

AUM $3.01B
1-Year Est. Return 16.23%
This Fund
S&P 500
This Quarter Est. Return
+4.31%
1 Year Est. Return
+16.23%
3 Year Est. Return
+45.14%
5 Year Est. Return
+55.65%
10 Year Est. Return
+177.82%
AUM
$1.3B
AUM Growth
+$84.7M
Cap. Flow
-$44.5M
Cap. Flow %
-3.43%
Top 10 Hldgs %
16.93%
Holding
507
New
34
Increased
335
Reduced
62
Closed
8

Top Buys

Rank Stock Value
1
APA icon
APA Corp
APA
+$17.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$14.1M
3
MAT icon
Mattel
MAT
+$11.3M
4
NEE icon
NextEra Energy
NEE
+$10.7M
5
MET icon
MetLife
MET
+$6.2M

Top Sells

Rank Stock Value
1
APA.PRD
APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE)
APA.PRD
+$17.3M
2
COP icon
ConocoPhillips
COP
+$11.6M
3
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$5.92M
4
HSBC icon
HSBC
HSBC
+$4.02M
5
CS
Credit Suisse Group
CS
+$3.57M

Sector Composition

Rank Sector Weight
1 Industrials 13.48%
2 Healthcare 11.41%
3 Consumer Staples 11.33%
4 Technology 10.66%
5 Financials 8.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NWE icon
76
NorthWestern Energy
NWE
$4.29B
$3.97M 0.31%
88,467
– –
ORCL icon
77
Oracle
ORCL
$367B
$3.73M 0.29%
112,569
+13,973
+14% +$453K
DIS icon
78
Walt Disney
DIS
$167B
$3.66M 0.28%
56,716
+4,364
+8% +$280K
SLB icon
79
SLB Ltd
SLB
$72.6B
$3.52M 0.27%
39,898
+1,090
+3% +$89.6K
CVS icon
80
CVS Health
CVS
$134B
$3.5M 0.27%
61,678
+7,216
+13% +$430K
SDY icon
81
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$3.35M 0.26%
48,665
– –
DHR icon
82
Danaher
DHR
$138B
$3.33M 0.26%
71,472
+669
+0.9% +$30.3K
PM icon
83
Philip Morris
PM
$299B
$3.26M 0.25%
37,639
+430
+1% +$37.6K
COP icon
84
ConocoPhillips
COP
$145B
$3.23M 0.25%
46,458
-173,226
-79% -$11.6M
CSCO icon
85
Cisco
CSCO
$448B
$3.17M 0.24%
135,331
+6,280
+5% +$156K
AXP icon
86
American Express
AXP
$228B
$3.14M 0.24%
41,571
+3,680
+10% +$277K
UNP icon
87
Union Pacific
UNP
$172B
$3.14M 0.24%
40,370
+520
+1% +$41.1K
GS icon
88
Goldman Sachs
GS
$302B
$3.02M 0.23%
19,065
+130
+0.7% +$20.9K
HD icon
89
Home Depot
HD
$332B
$2.97M 0.23%
39,207
+3,042
+8% +$235K
UTX.PRA
90
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$2.86M 0.22%
44,160
– –
AMZN icon
91
Amazon
AMZN
$2.53T
$2.86M 0.22%
182,880
+8,400
+5% +$125K
MON
92
DELISTED
Monsanto Co
MON
$2.75M 0.21%
26,308
+410
+2% +$41.2K
USB icon
93
US Bancorp
USB
$98B
$2.7M 0.21%
73,723
-940
-1% -$34.8K
UNH icon
94
UnitedHealth
UNH
$383B
$2.67M 0.21%
37,325
+690
+2% +$49.4K
BA icon
95
Boeing
BA
$175B
$2.63M 0.2%
22,370
-1,045
-4% -$113K
CIT
96
DELISTED
CIT Group Inc.
CIT
$2.58M 0.2%
53,004
-33,693
-39% -$1.65M
YUM icon
97
Yum! Brands
YUM
$43.3B
$2.52M 0.19%
49,179
+223
+0.5% +$11.6K
CB
98
DELISTED
CHUBB CORPORATION
CB
$2.47M 0.19%
27,648
+2,850
+11% +$247K
AMGN icon
99
Amgen
AMGN
$209B
$2.44M 0.19%
21,842
-1,260
-5% -$137K
V icon
100
Visa
V
$673B
$2.44M 0.19%
51,060
+2,000
+4% +$92.4K
2 3
4
5 6

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BSA
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ROTUOC
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KIA
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TAM
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SM
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CFM
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Conning Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Conning Inc held 507 positions worth $1.3B, up 7% from $1.21B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Conning Inc withdrew a net $44.5M in Q3 2013, closing 8 positions and reducing 62 holdings. Its most notable exit was APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE), an estimated $17.3M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 13% of assets, up from 13% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Conning Inc opened a new position in AngloGold Ashanti worth $2.18M.

  • Conning Inc's largest Q3 2013 buy was AngloGold Ashanti: 164,308 shares worth $2.18M.
  • Conning Inc added most to APA Corp in Q3 2013, an estimated $17.2M increase.
  • Conning Inc's biggest Q3 2013 reduction was ConocoPhillips, cutting an estimated $11.6M.
  • Conning Inc fully exited APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE) in Q3 2013, selling an estimated $17.3M.
  • Conning Inc's ten largest holdings make up 17% of its $1.3B portfolio in Q3 2013.
  • Conning Inc opened 34 new positions and closed 8 in Q3 2013.
  • Conning Inc's portfolio value rose 7% quarter-over-quarter to $1.3B.

Based on Conning Inc's 13F filing for Q3 2013, filed 4 Nov 2013.