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Conning Inc Portfolio holdings

AUM $3.01B
1-Year Est. Return 16.23%
This Fund
S&P 500
This Quarter Est. Return
+4.31%
1 Year Est. Return
+16.23%
3 Year Est. Return
+45.14%
5 Year Est. Return
+55.65%
10 Year Est. Return
+177.82%
AUM
$1.3B
AUM Growth
+$84.7M
Cap. Flow
-$44.5M
Cap. Flow %
-3.43%
Top 10 Hldgs %
16.93%
Holding
507
New
34
Increased
335
Reduced
62
Closed
8

Top Buys

Rank Stock Value
1
APA icon
APA Corp
APA
+$17.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$14.1M
3
MAT icon
Mattel
MAT
+$11.3M
4
NEE icon
NextEra Energy
NEE
+$10.7M
5
MET icon
MetLife
MET
+$6.2M

Top Sells

Rank Stock Value
1
APA.PRD
APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE)
APA.PRD
+$17.3M
2
COP icon
ConocoPhillips
COP
+$11.6M
3
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$5.92M
4
HSBC icon
HSBC
HSBC
+$4.02M
5
CS
Credit Suisse Group
CS
+$3.57M

Sector Composition

Rank Sector Weight
1 Industrials 13.48%
2 Healthcare 11.41%
3 Consumer Staples 11.33%
4 Technology 10.66%
5 Financials 8.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GIS icon
51
General Mills
GIS
$19.4B
$11.4M 0.88%
237,996
-5,959
-2% -$299K
MAT icon
52
Mattel
MAT
$4.42B
$11.4M 0.88%
272,272
+264,336
+3,331% +$11.3M
NEE icon
53
NextEra Energy
NEE
$183B
$11.3M 0.88%
565,572
+517,560
+1,078% +$10.7M
MO icon
54
Altria Group
MO
$113B
$10.8M 0.83%
313,259
+18,945
+6% +$668K
RAI
55
DELISTED
Reynolds American Inc
RAI
$9.8M 0.76%
401,752
+10,592
+3% +$263K
MET icon
56
MetLife
MET
$62.5B
$8.14M 0.63%
194,581
+143,809
+283% +$6.2M
PFE icon
57
Pfizer
PFE
$142B
$7.5M 0.58%
275,100
-1,571
-0.6% -$42.7K
GOOG icon
58
Alphabet (Google) Class C
GOOG
$4.08T
$7.29M 0.56%
334,128
+14,856
+5% +$328K
IBM icon
59
IBM
IBM
$209B
$6.92M 0.53%
39,090
+1,715
+5% +$312K
GE icon
60
GE Aerospace
GE
$368B
$6.74M 0.52%
58,836
+2,022
+4% +$232K
WFC icon
61
Wells Fargo
WFC
$258B
$6.32M 0.49%
152,893
+877
+0.6% +$37.4K
MLU
62
DELISTED
METLIFE, INC. COM EQUITY UNIT
MLU
$6.25M 0.48%
217,900
-170,153
-44% -$5.92M
JPM icon
63
JPMorgan Chase
JPM
$933B
$6.01M 0.46%
116,246
+2,640
+2% +$142K
IWM icon
64
iShares Russell 2000 ETF
IWM
$80.2B
$5.93M 0.46%
55,627
-19,000
-25% -$1.97M
BRK.B icon
65
Berkshire Hathaway Class B
BRK.B
$1.1T
$5.06M 0.39%
44,549
+1,660
+4% +$192K
NW.PRC.CL
66
DELISTED
Natwest Bank Ads Series C
NW.PRC.CL
$5.01M 0.39%
200,000
– –
HSBC.PRA
67
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$4.93M 0.38%
200,000
– –
BKF icon
68
iShares MSCI BIC ETF
BKF
$77.9M
$4.79M 0.37%
128,516
-2,600
-2% -$92.2K
KEY icon
69
KeyCorp
KEY
$24.2B
$4.69M 0.36%
411,207
-79,570
-16% -$951K
ADM icon
70
Archer Daniels Midland
ADM
$38.9B
$4.57M 0.35%
124,034
-18,305
-13% -$666K
BAC icon
71
Bank of America
BAC
$433B
$4.46M 0.34%
323,069
-46,686
-13% -$666K
VALE.P
72
DELISTED
Vale S A
VALE.P
$4.21M 0.32%
295,982
– –
QCOM icon
73
Qualcomm
QCOM
$160B
$4.12M 0.32%
61,251
+6,075
+11% +$398K
C icon
74
Citigroup
C
$222B
$4.08M 0.32%
84,155
+3,215
+4% +$163K
CMCSA icon
75
Comcast
CMCSA
$84B
$4.03M 0.31%
178,438
+21,660
+14% +$472K
1 2
3
4 5

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KIA
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TAM
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Conning Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Conning Inc held 507 positions worth $1.3B, up 7% from $1.21B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Conning Inc withdrew a net $44.5M in Q3 2013, closing 8 positions and reducing 62 holdings. Its most notable exit was APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE), an estimated $17.3M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 13% of assets, up from 13% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Conning Inc opened a new position in AngloGold Ashanti worth $2.18M.

  • Conning Inc's largest Q3 2013 buy was AngloGold Ashanti: 164,308 shares worth $2.18M.
  • Conning Inc added most to APA Corp in Q3 2013, an estimated $17.2M increase.
  • Conning Inc's biggest Q3 2013 reduction was ConocoPhillips, cutting an estimated $11.6M.
  • Conning Inc fully exited APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE) in Q3 2013, selling an estimated $17.3M.
  • Conning Inc's ten largest holdings make up 17% of its $1.3B portfolio in Q3 2013.
  • Conning Inc opened 34 new positions and closed 8 in Q3 2013.
  • Conning Inc's portfolio value rose 7% quarter-over-quarter to $1.3B.

Based on Conning Inc's 13F filing for Q3 2013, filed 4 Nov 2013.