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Conning Inc Portfolio holdings

AUM $3.34B
1-Year Est. Return 25.19%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+25.19%
3 Year Est. Return
+57.5%
5 Year Est. Return
+65.04%
10 Year Est. Return
+196.57%
AUM
$2.51B
AUM Growth
-$1.28M
Cap. Flow
-$97.6M
Cap. Flow %
-3.89%
Top 10 Hldgs %
15.77%
Holding
606
New
28
Increased
207
Reduced
260
Closed
32

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$23.8M
2
HON icon
Honeywell
HON
+$22.5M
3
TRV icon
Travelers Companies
TRV
+$22.4M
4
XLNX
Xilinx Inc
XLNX
+$22.3M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$7.04M

Top Sells

Rank Stock Value
1
RTN
Raytheon Company
RTN
+$26.1M
2
NUE icon
Nucor
NUE
+$25.2M
3
ADI icon
Analog Devices
ADI
+$23.8M
4
WM icon
Waste Management
WM
+$23M
5
AMP icon
Ameriprise Financial
AMP
+$22.9M

Sector Composition

Rank Sector Weight
1 Miscellaneous 18.81%
2 Industrials 13.75%
3 Consumer Staples 12.57%
4 Technology 12.42%
5 Energy 9.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXPD icon
551
Expeditors International
EXPD
$25.2B
– –
-4,391
Closed -$226K
EXR icon
552
Extra Space Storage
EXR
$29B
– –
-2,930
Closed -$233K
FNDB icon
553
Schwab Fundamental US Broad Market Index ETF
FNDB
$1.48B
– –
-252,306
Closed -$2.61M
GPN icon
554
Global Payments
GPN
$23.5B
– –
-3,300
Closed -$253K
HBI
555
DELISTED
Hanesbrands
HBI
– –
-8,600
Closed -$217K
HYG icon
556
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.1B
– –
-50,000
Closed -$4.36M
IRM icon
557
Iron Mountain
IRM
$33.4B
– –
-7,211
Closed -$271K
IWM icon
558
PUT
iShares Russell 2000 ETF
IWM
$76.9B
– –
-50,000
Closed -$6.21M
IXC icon
559
iShares Global Energy ETF
IXC
$3B
– –
-13,754
Closed -$452K
LKQ icon
560
LKQ Corp
LKQ
$5.92B
– –
-6,090
Closed -$216K
MAC icon
561
Macerich
MAC
$6.35B
– –
-2,840
Closed -$230K
MXI icon
562
iShares Global Materials ETF
MXI
$391M
– –
-17,901
Closed -$958K
NDAQ icon
563
Nasdaq
NDAQ
$49.9B
– –
-10,428
Closed -$235K
NI icon
564
NiSource
NI
$19.5B
– –
-9,786
Closed -$236K
SPY icon
565
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$799B
– –
-210,600
Closed -$45.6M
UDR icon
566
UDR
UDR
$11.2B
– –
-6,060
Closed -$218K
UHS icon
567
Universal Health Services
UHS
$10.4B
– –
-2,200
Closed -$271K
VXUS icon
568
Vanguard Total International Stock ETF
VXUS
$162B
– –
-51,670
Closed -$2.44M
WYNN icon
569
Wynn Resorts
WYNN
$8.93B
– –
-2,168
Closed -$211K
HSBC.PRA
570
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
– –
-200,000
Closed -$5.13M
SGYP
571
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
– –
-299,300
Closed -$1.65M
SWH
572
DELISTED
Stanley Black & Decker, Inc.
SWH
– –
-20,408
Closed -$2.58M
SHPG
573
DELISTED
Shire pic
SHPG
– –
-1,107
Closed -$215K
NW.PRC.CL
574
DELISTED
Natwest Bank Ads Series C
NW.PRC.CL
– –
-200,000
Closed -$5.15M
LNKD
575
DELISTED
LinkedIn Corporation
LNKD
– –
-10,400
Closed -$1.53M
20 21 22
23
24

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CWM
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Conning Inc's Q4 2016 Portfolio in Review

As of Q4 2016, Conning Inc held 606 positions worth $2.51B, down 0.05% from $2.51B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Conning Inc withdrew a net $97.6M in Q4 2016, closing 32 positions and reducing 260 holdings. Its most notable exit was Natwest Bank Ads Series C, an estimated $5.15M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 19% of assets, down from 21% a quarter earlier, followed by Industrials and Consumer Staples.

Against the trend, Conning Inc opened a new position in iShares Core Universal USD Bond ETF worth $6.04M.

  • Conning Inc's largest Q4 2016 buy was iShares Core Universal USD Bond ETF: 120,100 shares worth $6.04M.
  • Conning Inc added most to Amgen in Q4 2016, an estimated $23.8M increase.
  • Conning Inc's biggest Q4 2016 reduction was Raytheon Company, cutting an estimated $26.1M.
  • Conning Inc fully exited Natwest Bank Ads Series C in Q4 2016, selling an estimated $5.15M.
  • Conning Inc's ten largest holdings make up 16% of its $2.51B portfolio in Q4 2016.
  • Conning Inc opened 28 new positions and closed 32 in Q4 2016.
  • Conning Inc's portfolio value fell 0.05% quarter-over-quarter to $2.51B.

Based on Conning Inc's 13F filing for Q4 2016, filed 2 Feb 2017.