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Conning Inc Portfolio holdings

AUM $3.01B
1-Year Est. Return 16.23%
This Fund
S&P 500
This Quarter Est. Return
+4.31%
1 Year Est. Return
+16.23%
3 Year Est. Return
+45.14%
5 Year Est. Return
+55.65%
10 Year Est. Return
+177.82%
AUM
$1.3B
AUM Growth
+$84.7M
Cap. Flow
-$44.5M
Cap. Flow %
-3.43%
Top 10 Hldgs %
16.93%
Holding
507
New
34
Increased
335
Reduced
62
Closed
8

Top Buys

Rank Stock Value
1
APA icon
APA Corp
APA
+$17.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$14.1M
3
MAT icon
Mattel
MAT
+$11.3M
4
NEE icon
NextEra Energy
NEE
+$10.7M
5
MET icon
MetLife
MET
+$6.2M

Top Sells

Rank Stock Value
1
APA.PRD
APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE)
APA.PRD
+$17.3M
2
COP icon
ConocoPhillips
COP
+$11.6M
3
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$5.92M
4
HSBC icon
HSBC
HSBC
+$4.02M
5
CS
Credit Suisse Group
CS
+$3.57M

Sector Composition

Rank Sector Weight
1 Industrials 13.48%
2 Healthcare 11.41%
3 Consumer Staples 11.33%
4 Technology 10.66%
5 Financials 8.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WIN
451
DELISTED
Windstream Holdings Inc
WIN
$98K 0.01%
1,572
-33
-2% -$2.13K
JPS
452
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$82K 0.01%
10,000
– –
BRS
453
DELISTED
Bristow Group, Inc.
BRS
$69K 0.01%
+947
New +$65K
ATI icon
454
ATI
ATI
$24.8B
$67K 0.01%
+2,188
New +$61.3K
AMD icon
455
Advanced Micro Devices
AMD
$791B
$51K ﹤0.01%
13,367
+160
+1% +$609
B
456
DELISTED
Barnes Group Inc.
B
$43K ﹤0.01%
+1,241
New +$40.7K
AKS
457
DELISTED
AK Steel Holding Corp
AKS
$39K ﹤0.01%
10,350
– –
JNS
458
DELISTED
Janus Capital Group Inc
JNS
$16K ﹤0.01%
+1,832
New +$16.4K
KMI.WS
459
DELISTED
Kinder Morgan Inc
KMI.WS
$9K ﹤0.01%
+1,730
New +$9.11K
BP icon
460
BP
BP
$114B
– –
-6,066
Closed -$207K
HSBC icon
461
HSBC
HSBC
$367B
– –
-89,944
Closed -$4.02M
CS
462
DELISTED
Credit Suisse Group
CS
– –
-134,946
Closed -$3.57M
AIG.WS
463
DELISTED
American International Group, Inc.
AIG.WS
$0 ﹤0.01%
+1
New +$19
DF
464
DELISTED
Dean Foods Company
DF
– –
-8,348
Closed -$167K
AU.PRA
465
DELISTED
ANGLOGOLD ASHANTI HLDGS FIN PLC MNTY SUB BD CONV 2013 (IMN)
AU.PRA
– –
-142,950
Closed -$2.44M
APA.PRD
466
DELISTED
APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE)
APA.PRD
– –
-363,364
Closed -$17.3M
FON
467
DELISTED
SPRINT CORP FON COM
FON
– –
-85,726
Closed -$602K
15 16 17 18
19

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Conning Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Conning Inc held 507 positions worth $1.3B, up 7% from $1.21B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Conning Inc withdrew a net $44.5M in Q3 2013, closing 8 positions and reducing 62 holdings. Its most notable exit was APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE), an estimated $17.3M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 13% of assets, up from 13% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Conning Inc opened a new position in AngloGold Ashanti worth $2.18M.

  • Conning Inc's largest Q3 2013 buy was AngloGold Ashanti: 164,308 shares worth $2.18M.
  • Conning Inc added most to APA Corp in Q3 2013, an estimated $17.2M increase.
  • Conning Inc's biggest Q3 2013 reduction was ConocoPhillips, cutting an estimated $11.6M.
  • Conning Inc fully exited APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE) in Q3 2013, selling an estimated $17.3M.
  • Conning Inc's ten largest holdings make up 17% of its $1.3B portfolio in Q3 2013.
  • Conning Inc opened 34 new positions and closed 8 in Q3 2013.
  • Conning Inc's portfolio value rose 7% quarter-over-quarter to $1.3B.

Based on Conning Inc's 13F filing for Q3 2013, filed 4 Nov 2013.