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Conning Inc Portfolio holdings

AUM $3.01B
1-Year Est. Return 16.23%
This Fund
S&P 500
This Quarter Est. Return
+4.31%
1 Year Est. Return
+16.23%
3 Year Est. Return
+45.14%
5 Year Est. Return
+55.65%
10 Year Est. Return
+177.82%
AUM
$1.3B
AUM Growth
+$84.7M
Cap. Flow
-$44.5M
Cap. Flow %
-3.43%
Top 10 Hldgs %
16.93%
Holding
507
New
34
Increased
335
Reduced
62
Closed
8

Top Buys

Rank Stock Value
1
APA icon
APA Corp
APA
+$17.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$14.1M
3
MAT icon
Mattel
MAT
+$11.3M
4
NEE icon
NextEra Energy
NEE
+$10.7M
5
MET icon
MetLife
MET
+$6.2M

Top Sells

Rank Stock Value
1
APA.PRD
APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE)
APA.PRD
+$17.3M
2
COP icon
ConocoPhillips
COP
+$11.6M
3
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$5.92M
4
HSBC icon
HSBC
HSBC
+$4.02M
5
CS
Credit Suisse Group
CS
+$3.57M

Sector Composition

Rank Sector Weight
1 Industrials 13.48%
2 Healthcare 11.41%
3 Consumer Staples 11.33%
4 Technology 10.66%
5 Financials 8.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMS icon
376
CMS Energy
CMS
$22.7B
$277K 0.02%
10,518
+160
+2% +$4.35K
HSP
377
DELISTED
HOSPIRA INC
HSP
$277K 0.02%
7,069
-1,370
-16% -$54.6K
LLL
378
DELISTED
L3 Technologies, Inc.
LLL
$275K 0.02%
2,911
-40
-1% -$3.69K
FLS icon
379
Flowserve
FLS
$9.63B
$270K 0.02%
4,326
-240
-5% -$13.9K
OKE icon
380
Oneok
OKE
$56.1B
$269K 0.02%
5,764
+149
+3% +$6.47K
SLM icon
381
SLM Corp
SLM
$4.86B
$269K 0.02%
30,221
+420
+1% +$3.67K
LNC icon
382
Lincoln National
LNC
$8.8B
$268K 0.02%
6,377
+50
+0.8% +$2.11K
MUR icon
383
Murphy Oil
MUR
$5.48B
$268K 0.02%
4,449
-576
-11% -$33.9K
TGNA
384
DELISTED
TEGNA Inc
TGNA
$265K 0.02%
18,875
+249
+1% +$3.33K
LLTC
385
DELISTED
Linear Technology Corp
LLTC
$265K 0.02%
6,674
+230
+4% +$9.08K
KMX icon
386
CarMax
KMX
$8.33B
$263K 0.02%
5,429
+130
+2% +$6.36K
BWA icon
387
BorgWarner
BWA
$13.2B
$262K 0.02%
+5,862
New +$246K
SRCL
388
DELISTED
Stericycle Inc
SRCL
$261K 0.02%
2,262
+60
+3% +$6.92K
NVDA icon
389
NVIDIA
NVDA
$4.72T
$260K 0.02%
668,480
+2,000
+0.3% +$744
NIO
390
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$260K 0.02%
20,000
– –
ESV
391
DELISTED
Ensco Rowan plc
ESV
$256K 0.02%
1,193
+308
+35% +$70.6K
LUV icon
392
Southwest Airlines
LUV
$22.3B
$255K 0.02%
17,480
+410
+2% +$5.58K
DEO icon
393
Diageo
DEO
$49.5B
$254K 0.02%
2,000
– –
MAR icon
394
Marriott International
MAR
$99B
$251K 0.02%
5,978
+20
+0.3% +$830
VAR
395
DELISTED
Varian Medical Systems, Inc.
VAR
$251K 0.02%
3,833
+69
+2% +$4.37K
CCEP icon
396
Coca-Cola Europacific Partners
CCEP
$49.3B
$248K 0.02%
6,179
-300
-5% -$11.4K
WAT icon
397
Waters Corp
WAT
$37.3B
$246K 0.02%
2,314
+50
+2% +$5.13K
FRX
398
DELISTED
FOREST LABORATORIES INC
FRX
$246K 0.02%
5,752
+30
+0.5% +$1.3K
WWD icon
399
Woodward
WWD
$21.2B
$245K 0.02%
6,000
-3,000
-33% -$123K
MOS icon
400
The Mosaic Company
MOS
$7.24B
$244K 0.02%
5,670
– –
14 15
16
17 18

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Conning Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Conning Inc held 507 positions worth $1.3B, up 7% from $1.21B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Conning Inc withdrew a net $44.5M in Q3 2013, closing 8 positions and reducing 62 holdings. Its most notable exit was APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE), an estimated $17.3M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 13% of assets, up from 13% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Conning Inc opened a new position in AngloGold Ashanti worth $2.18M.

  • Conning Inc's largest Q3 2013 buy was AngloGold Ashanti: 164,308 shares worth $2.18M.
  • Conning Inc added most to APA Corp in Q3 2013, an estimated $17.2M increase.
  • Conning Inc's biggest Q3 2013 reduction was ConocoPhillips, cutting an estimated $11.6M.
  • Conning Inc fully exited APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE) in Q3 2013, selling an estimated $17.3M.
  • Conning Inc's ten largest holdings make up 17% of its $1.3B portfolio in Q3 2013.
  • Conning Inc opened 34 new positions and closed 8 in Q3 2013.
  • Conning Inc's portfolio value rose 7% quarter-over-quarter to $1.3B.

Based on Conning Inc's 13F filing for Q3 2013, filed 4 Nov 2013.