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Conning Inc Portfolio holdings

AUM $3.01B
1-Year Est. Return 16.23%
This Fund
S&P 500
This Quarter Est. Return
+4.31%
1 Year Est. Return
+16.23%
3 Year Est. Return
+45.14%
5 Year Est. Return
+55.65%
10 Year Est. Return
+177.82%
AUM
$1.3B
AUM Growth
+$84.7M
Cap. Flow
-$44.5M
Cap. Flow %
-3.43%
Top 10 Hldgs %
16.93%
Holding
507
New
34
Increased
335
Reduced
62
Closed
8

Top Buys

Rank Stock Value
1
APA icon
APA Corp
APA
+$17.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$14.1M
3
MAT icon
Mattel
MAT
+$11.3M
4
NEE icon
NextEra Energy
NEE
+$10.7M
5
MET icon
MetLife
MET
+$6.2M

Top Sells

Rank Stock Value
1
APA.PRD
APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE)
APA.PRD
+$17.3M
2
COP icon
ConocoPhillips
COP
+$11.6M
3
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$5.92M
4
HSBC icon
HSBC
HSBC
+$4.02M
5
CS
Credit Suisse Group
CS
+$3.57M

Sector Composition

Rank Sector Weight
1 Industrials 13.48%
2 Healthcare 11.41%
3 Consumer Staples 11.33%
4 Technology 10.66%
5 Financials 8.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KLAC icon
351
KLA
KLAC
$236B
$307K 0.02%
50,520
+1,900
+4% +$11.1K
MCP.PRA
352
DELISTED
MOLYCORP, INC PFD CONV SER A
MCP.PRA
$306K 0.02%
15,000
– –
STX icon
353
Seagate
STX
$193B
$304K 0.02%
6,950
+1,170
+20% +$49.2K
GAP
354
The Gap Inc
GAP
$7.34B
$304K 0.02%
7,551
-50
-0.7% -$2.16K
GPC icon
355
Genuine Parts
GPC
$17.2B
$303K 0.02%
3,744
+90
+2% +$7.3K
REGN icon
356
Regeneron Pharmaceuticals
REGN
$77.4B
$303K 0.02%
+970
New +$255K
FIS icon
357
Fidelity National Information Services
FIS
$23.8B
$302K 0.02%
6,508
+470
+8% +$21.3K
CHK
358
DELISTED
Chesapeake Energy Corporation
CHK
$301K 0.02%
62
-2
-3% -$9.28K
CA
359
DELISTED
CA, Inc.
CA
$301K 0.02%
10,133
+90
+0.9% +$2.7K
CAG icon
360
Conagra Brands
CAG
$7.19B
$300K 0.02%
12,704
+322
+3% +$8.69K
EMN icon
361
Eastman Chemical
EMN
$8.01B
$298K 0.02%
3,830
+190
+5% +$14.6K
PNR icon
362
Pentair
PNR
$10.6B
$297K 0.02%
6,805
+775
+13% +$32.3K
SJM icon
363
J.M. Smucker
SJM
$13.1B
$297K 0.02%
2,832
+160
+6% +$17.3K
SWN
364
DELISTED
Southwestern Energy Company
SWN
$297K 0.02%
8,173
+310
+4% +$11.8K
ES icon
365
Eversource Energy
ES
$27.8B
$296K 0.02%
7,164
+490
+7% +$20.7K
FLR icon
366
Fluor
FLR
$6.99B
$293K 0.02%
4,130
+200
+5% +$13K
GM icon
367
General Motors
GM
$80B
$293K 0.02%
+8,140
New +$292K
PFG icon
368
Principal Financial Group
PFG
$24.5B
$290K 0.02%
6,762
+60
+0.9% +$2.5K
DO
369
DELISTED
Diamond Offshore Drilling
DO
$290K 0.02%
4,651
+40
+0.9% +$2.68K
RL icon
370
Ralph Lauren
RL
$23B
$288K 0.02%
1,749
+40
+2% +$6.94K
VNQ icon
371
Vanguard Real Estate ETF
VNQ
$39.4B
$288K 0.02%
+4,357
New +$296K
RSG icon
372
Republic Services
RSG
$65B
$287K 0.02%
8,611
-40
-0.5% -$1.36K
LO
373
DELISTED
LORILLARD INC COM STK
LO
$287K 0.02%
6,411
+110
+2% +$4.85K
COL
374
DELISTED
Rockwell Collins
COL
$280K 0.02%
4,123
-20
-0.5% -$1.41K
GT icon
375
Goodyear
GT
$2.04B
$279K 0.02%
12,434
+140
+1% +$2.68K
13 14
15
16 17

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Conning Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Conning Inc held 507 positions worth $1.3B, up 7% from $1.21B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Conning Inc withdrew a net $44.5M in Q3 2013, closing 8 positions and reducing 62 holdings. Its most notable exit was APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE), an estimated $17.3M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 13% of assets, up from 13% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Conning Inc opened a new position in AngloGold Ashanti worth $2.18M.

  • Conning Inc's largest Q3 2013 buy was AngloGold Ashanti: 164,308 shares worth $2.18M.
  • Conning Inc added most to APA Corp in Q3 2013, an estimated $17.2M increase.
  • Conning Inc's biggest Q3 2013 reduction was ConocoPhillips, cutting an estimated $11.6M.
  • Conning Inc fully exited APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE) in Q3 2013, selling an estimated $17.3M.
  • Conning Inc's ten largest holdings make up 17% of its $1.3B portfolio in Q3 2013.
  • Conning Inc opened 34 new positions and closed 8 in Q3 2013.
  • Conning Inc's portfolio value rose 7% quarter-over-quarter to $1.3B.

Based on Conning Inc's 13F filing for Q3 2013, filed 4 Nov 2013.