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Conning Inc Portfolio holdings

AUM $3.01B
1-Year Est. Return 16.23%
This Fund
S&P 500
This Quarter Est. Return
+4.31%
1 Year Est. Return
+16.23%
3 Year Est. Return
+45.14%
5 Year Est. Return
+55.65%
10 Year Est. Return
+177.82%
AUM
$1.3B
AUM Growth
+$84.7M
Cap. Flow
-$44.5M
Cap. Flow %
-3.43%
Top 10 Hldgs %
16.93%
Holding
507
New
34
Increased
335
Reduced
62
Closed
8

Top Buys

Rank Stock Value
1
APA icon
APA Corp
APA
+$17.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$14.1M
3
MAT icon
Mattel
MAT
+$11.3M
4
NEE icon
NextEra Energy
NEE
+$10.7M
5
MET icon
MetLife
MET
+$6.2M

Top Sells

Rank Stock Value
1
APA.PRD
APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE)
APA.PRD
+$17.3M
2
COP icon
ConocoPhillips
COP
+$11.6M
3
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$5.92M
4
HSBC icon
HSBC
HSBC
+$4.02M
5
CS
Credit Suisse Group
CS
+$3.57M

Sector Composition

Rank Sector Weight
1 Industrials 13.48%
2 Healthcare 11.41%
3 Consumer Staples 11.33%
4 Technology 10.66%
5 Financials 8.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTB icon
326
M&T Bank
MTB
$35.8B
$346K 0.03%
3,091
+80
+3% +$9.26K
COR icon
327
Cencora
COR
$60.7B
$345K 0.03%
5,650
-134
-2% -$7.83K
BRK.A icon
328
Berkshire Hathaway Class A
BRK.A
$1.1T
$341K 0.03%
2
– –
WYNN icon
329
Wynn Resorts
WYNN
$10.5B
$341K 0.03%
2,158
+150
+7% +$21K
AVP
330
DELISTED
Avon Products, Inc.
AVP
$341K 0.03%
16,569
+260
+2% +$5.57K
IVZ icon
331
Invesco
IVZ
$13B
$338K 0.03%
10,605
+270
+3% +$8.62K
ALTR
332
DELISTED
Altera Corp
ALTR
$336K 0.03%
9,039
+190
+2% +$6.81K
CLX icon
333
Clorox
CLX
$11.7B
$335K 0.03%
4,102
+190
+5% +$16K
MCO icon
334
Moody's
MCO
$83.5B
$333K 0.03%
4,731
+220
+5% +$14.4K
EQT icon
335
EQT Corp
EQT
$33B
$332K 0.03%
6,883
+349
+5% +$16.2K
NEM icon
336
Newmont
NEM
$101B
$331K 0.03%
11,773
+290
+3% +$8.6K
FAST icon
337
Fastenal
FAST
$53.5B
$330K 0.03%
26,248
-160
-0.6% -$1.9K
APTV icon
338
Aptiv
APTV
$12.3B
$327K 0.03%
5,600
+1,550
+38% +$86.1K
FTI icon
339
TechnipFMC
FTI
$27.5B
$326K 0.03%
7,895
+202
+3% +$8.31K
DVA icon
340
DaVita
DVA
$15.3B
$324K 0.03%
5,698
+110
+2% +$6.3K
XEL icon
341
Xcel Energy
XEL
$48.8B
$320K 0.02%
11,587
+410
+4% +$11.7K
BCR
342
DELISTED
CR Bard Inc.
BCR
$320K 0.02%
2,782
+40
+1% +$4.59K
HOT
343
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
$317K 0.02%
4,775
+220
+5% +$14.6K
DG icon
344
Dollar General
DG
$28.1B
$312K 0.02%
5,530
+1,570
+40% +$86.3K
GBAB
345
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$382M
$310K 0.02%
+15,425
New +$318K
NUV icon
346
Nuveen Municipal Value Fund
NUV
$1.92B
$310K 0.02%
33,900
– –
RF icon
347
Regions Financial
RF
$26.3B
$309K 0.02%
33,420
+1,320
+4% +$12.9K
BX icon
348
Blackstone
BX
$102B
$308K 0.02%
+12,625
New +$281K
GLD icon
349
SPDR Gold Trust
GLD
$133B
$308K 0.02%
2,400
– –
RRC icon
350
Range Resources
RRC
$9.24B
$308K 0.02%
4,058
+100
+3% +$7.81K
12 13
14
15 16

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BSA
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ROTUOC
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KIA
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TAM
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SM
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CFM
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Conning Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Conning Inc held 507 positions worth $1.3B, up 7% from $1.21B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Conning Inc withdrew a net $44.5M in Q3 2013, closing 8 positions and reducing 62 holdings. Its most notable exit was APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE), an estimated $17.3M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 13% of assets, up from 13% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Conning Inc opened a new position in AngloGold Ashanti worth $2.18M.

  • Conning Inc's largest Q3 2013 buy was AngloGold Ashanti: 164,308 shares worth $2.18M.
  • Conning Inc added most to APA Corp in Q3 2013, an estimated $17.2M increase.
  • Conning Inc's biggest Q3 2013 reduction was ConocoPhillips, cutting an estimated $11.6M.
  • Conning Inc fully exited APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE) in Q3 2013, selling an estimated $17.3M.
  • Conning Inc's ten largest holdings make up 17% of its $1.3B portfolio in Q3 2013.
  • Conning Inc opened 34 new positions and closed 8 in Q3 2013.
  • Conning Inc's portfolio value rose 7% quarter-over-quarter to $1.3B.

Based on Conning Inc's 13F filing for Q3 2013, filed 4 Nov 2013.