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CI

Conning Inc Portfolio holdings

AUM $3.34B
1-Year Est. Return 25.19%
This Fund
S&P 500
This Quarter Est. Return
+4.31%
1 Year Est. Return
+25.19%
3 Year Est. Return
+57.5%
5 Year Est. Return
+65.04%
10 Year Est. Return
+196.57%
AUM
$1.3B
AUM Growth
+$84.7M
Cap. Flow
-$44.5M
Cap. Flow %
-3.43%
Top 10 Hldgs %
16.93%
Holding
507
New
34
Increased
335
Reduced
62
Closed
8

Top Buys

Rank Stock Value
1
APA icon
APA Corp
APA
+$17.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$14.1M
3
MAT icon
Mattel
MAT
+$11.3M
4
NEE icon
NextEra Energy
NEE
+$10.7M
5
MET icon
MetLife
MET
+$6.2M

Top Sells

Rank Stock Value
1
APA.PRD
APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE)
APA.PRD
+$17.3M
2
COP icon
ConocoPhillips
COP
+$11.6M
3
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$5.92M
4
HSBC icon
HSBC
HSBC
+$4.02M
5
CS
Credit Suisse Group
CS
+$3.57M

Sector Composition

Rank Sector Weight
1 Miscellaneous 21.25%
2 Industrials 13.5%
3 Healthcare 11.49%
4 Consumer Staples 11.36%
5 Technology 10.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMG icon
276
Chipotle Mexican Grill
CMG
$43.4B
$420K 0.03%
49,000
+1,000
+2% +$8.09K
SIAL
277
DELISTED
SIGMA - ALDRICH CORP
SIAL
$420K 0.03%
4,920
-1,390
-22% -$117K
HIG icon
278
Hartford Financial Services
HIG
$36.8B
$416K 0.03%
13,360
+400
+3% +$12.5K
FRT icon
279
Federal Realty Investment Trust
FRT
$9.86B
$414K 0.03%
4,078
– –
GHC icon
280
Graham Holdings Company
GHC
$4.82B
$413K 0.03%
1,119
+17
+2% +$5.72K
EL icon
281
Estee Lauder
EL
$34.9B
$412K 0.03%
5,896
+150
+3% +$10.2K
ROST icon
282
Ross Stores
ROST
$72.6B
$412K 0.03%
11,332
+240
+2% +$8.19K
M icon
283
Macy's
M
$5.83B
$411K 0.03%
9,506
+100
+1% +$4.67K
PCG icon
284
PG&E
PCG
$29.4B
$411K 0.03%
10,043
+460
+5% +$20K
L icon
285
Loews
L
$22.2B
$410K 0.03%
8,782
+70
+0.8% +$3.22K
OMC icon
286
Omnicom Group
OMC
$21.9B
$410K 0.03%
6,466
-50
-0.8% -$3.18K
WDC icon
287
Western Digital
WDC
$153B
$410K 0.03%
8,565
+159
+2% +$7.85K
ORLY icon
288
O'Reilly Automotive
ORLY
$69B
$403K 0.03%
47,355
+900
+2% +$7.36K
ED icon
289
Consolidated Edison
ED
$39B
$396K 0.03%
7,188
+270
+4% +$15.6K
DOV icon
290
Dover
DOV
$25.6B
$394K 0.03%
6,539
+284
+5% +$16.4K
TYC
291
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$394K 0.03%
10,762
+258
+2% +$9.35K
LIFE
292
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
$393K 0.03%
5,252
+100
+2% +$7.46K
BSX icon
293
Boston Scientific
BSX
$63.9B
$392K 0.03%
33,402
+570
+2% +$6.17K
SWK icon
294
Stanley Black & Decker
SWK
$13.6B
$391K 0.03%
4,312
+190
+5% +$16.3K
CTXS
295
DELISTED
Citrix Systems Inc
CTXS
$391K 0.03%
6,946
+264
+4% +$14.8K
DTE icon
296
DTE Energy
DTE
$27.2B
$388K 0.03%
6,909
+235
+4% +$13.6K
HTD
297
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$861M
$388K 0.03%
22,300
– –
PEG icon
298
Public Service Enterprise Group
PEG
$35.2B
$385K 0.03%
11,691
+300
+3% +$9.93K
PCL
299
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$385K 0.03%
8,225
+26
+0.3% +$1.22K
APH icon
300
Amphenol
APH
$192B
$382K 0.03%
79,008
+1,280
+2% +$6.25K
10 11
12
13 14

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NIM
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Conning Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Conning Inc held 507 positions worth $1.3B, up 7% from $1.21B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Conning Inc withdrew a net $44.5M in Q3 2013, closing 8 positions and reducing 62 holdings. Its most notable exit was APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE), an estimated $17.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 21% of assets, down from 23% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Conning Inc opened a new position in AngloGold Ashanti worth $2.18M.

  • Conning Inc's largest Q3 2013 buy was AngloGold Ashanti: 164,308 shares worth $2.18M.
  • Conning Inc added most to APA Corp in Q3 2013, an estimated $17.2M increase.
  • Conning Inc's biggest Q3 2013 reduction was ConocoPhillips, cutting an estimated $11.6M.
  • Conning Inc fully exited APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE) in Q3 2013, selling an estimated $17.3M.
  • Conning Inc's ten largest holdings make up 17% of its $1.3B portfolio in Q3 2013.
  • Conning Inc opened 34 new positions and closed 8 in Q3 2013.
  • Conning Inc's portfolio value rose 7% quarter-over-quarter to $1.3B.

Based on Conning Inc's 13F filing for Q3 2013, filed 4 Nov 2013.