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Conning Inc Portfolio holdings

AUM $3.34B
1-Year Est. Return 25.19%
This Fund
S&P 500
This Quarter Est. Return
+4.31%
1 Year Est. Return
+25.19%
3 Year Est. Return
+57.5%
5 Year Est. Return
+65.04%
10 Year Est. Return
+196.57%
AUM
$1.3B
AUM Growth
+$84.7M
Cap. Flow
-$44.5M
Cap. Flow %
-3.43%
Top 10 Hldgs %
16.93%
Holding
507
New
34
Increased
335
Reduced
62
Closed
8

Top Buys

Rank Stock Value
1
APA icon
APA Corp
APA
+$17.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$14.1M
3
MAT icon
Mattel
MAT
+$11.3M
4
NEE icon
NextEra Energy
NEE
+$10.7M
5
MET icon
MetLife
MET
+$6.2M

Top Sells

Rank Stock Value
1
APA.PRD
APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE)
APA.PRD
+$17.3M
2
COP icon
ConocoPhillips
COP
+$11.6M
3
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$5.92M
4
HSBC icon
HSBC
HSBC
+$4.02M
5
CS
Credit Suisse Group
CS
+$3.57M

Sector Composition

Rank Sector Weight
1 Miscellaneous 21.25%
2 Industrials 13.5%
3 Healthcare 11.49%
4 Consumer Staples 11.36%
5 Technology 10.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVB
226
DELISTED
AvalonBay Communities
AVB
$568K 0.04%
4,471
+170
+4% +$22.4K
INTU icon
227
Intuit
INTU
$85B
$564K 0.04%
8,498
+180
+2% +$11.6K
BBBY
228
DELISTED
Bed Bath & Beyond Inc
BBBY
$555K 0.04%
7,169
+10
+0.1% +$749
LYB icon
229
LyondellBasell Industries
LYB
$21B
$548K 0.04%
7,480
+1,970
+36% +$137K
LUMN icon
230
Lumen
LUMN
$6.88B
$546K 0.04%
17,395
+220
+1% +$7.49K
NLY icon
231
Annaly Capital Management
NLY
$16B
$545K 0.04%
+11,768
New +$554K
MPC icon
232
Marathon Petroleum
MPC
$116B
$543K 0.04%
16,870
+120
+0.7% +$4.22K
SE
233
DELISTED
Spectra Energy Corp Wi
SE
$540K 0.04%
15,775
+600
+4% +$20.7K
SCHW
234
Charles Schwab
SCHW
$182B
$539K 0.04%
25,486
+890
+4% +$19.4K
MSI icon
235
Motorola Solutions
MSI
$76.2B
$533K 0.04%
8,979
+380
+4% +$21.9K
NYX
236
DELISTED
NYSE EURONEXT INC
NYX
$533K 0.04%
12,700
+7,190
+130% +$302K
NFLX icon
237
Netflix
NFLX
$318B
$524K 0.04%
118,650
+9,800
+9% +$37.8K
KR icon
238
Kroger
KR
$36.4B
$523K 0.04%
25,930
+420
+2% +$8.07K
BRSL
239
Brightstar Lottery PLC
BRSL
$1.92B
$522K 0.04%
27,591
-60
-0.2% -$1.14K
WY icon
240
Weyerhaeuser
WY
$15.7B
$519K 0.04%
18,113
+790
+5% +$22.4K
A icon
241
Agilent Technologies
A
$43.3B
$517K 0.04%
14,114
+140
+1% +$4.72K
WBD icon
242
Warner Bros
WBD
$70.4B
$512K 0.04%
11,877
+59
+0.5% +$2.45K
BHI
243
DELISTED
Baker Hughes
BHI
$510K 0.04%
10,380
+260
+3% +$12.5K
AEP icon
244
American Electric Power
AEP
$65.7B
$506K 0.04%
11,668
+290
+3% +$12.9K
HSY icon
245
Hershey
HSY
$34.3B
$506K 0.04%
5,468
+184
+3% +$17.2K
DVN icon
246
Devon Energy
DVN
$53.3B
$505K 0.04%
8,748
+120
+1% +$6.86K
EVV
247
Eaton Vance Limited Duration Income Fund
EVV
$1.01B
$502K 0.04%
32,079
– –
DOC icon
248
Healthpeak Properties
DOC
$14B
$500K 0.04%
13,413
+626
+5% +$24.4K
STI
249
DELISTED
SunTrust Banks, Inc.
STI
$500K 0.04%
15,419
+420
+3% +$14.2K
VFC icon
250
VF Corp
VFC
$5B
$499K 0.04%
10,654
+637
+6% +$29.4K
8 9
10
11 12

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AG
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FISPB
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HI
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NIM
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SHGA
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EC
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CWM
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Conning Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Conning Inc held 507 positions worth $1.3B, up 7% from $1.21B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Conning Inc withdrew a net $44.5M in Q3 2013, closing 8 positions and reducing 62 holdings. Its most notable exit was APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE), an estimated $17.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 21% of assets, down from 23% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Conning Inc opened a new position in AngloGold Ashanti worth $2.18M.

  • Conning Inc's largest Q3 2013 buy was AngloGold Ashanti: 164,308 shares worth $2.18M.
  • Conning Inc added most to APA Corp in Q3 2013, an estimated $17.2M increase.
  • Conning Inc's biggest Q3 2013 reduction was ConocoPhillips, cutting an estimated $11.6M.
  • Conning Inc fully exited APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE) in Q3 2013, selling an estimated $17.3M.
  • Conning Inc's ten largest holdings make up 17% of its $1.3B portfolio in Q3 2013.
  • Conning Inc opened 34 new positions and closed 8 in Q3 2013.
  • Conning Inc's portfolio value rose 7% quarter-over-quarter to $1.3B.

Based on Conning Inc's 13F filing for Q3 2013, filed 4 Nov 2013.