Conning Inc’s Natwest Bank Ads Series C NW.PRC.CL Stock Holding History

Conning Inc’s Portfolio NW.PRC.CL Stock Details NW.PRC.CL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-200,000	Closed	-$5.15M	–	604
2016 Q3	$5.15M	Hold	200,000	–	–	0.21%	89
2016 Q2	$5.21M	Hold	200,000	–	–	0.22%	86
2016 Q1	$5.17M	Hold	200,000	–	–	0.22%	84
2015 Q4	$5.18M	Hold	200,000	–	–	0.22%	87
2015 Q3	$5.1M	Hold	200,000	–	–	0.22%	81
2015 Q2	$5.14M	Hold	200,000	–	–	0.21%	88
2015 Q1	$5.2M	Hold	200,000	–	–	0.22%	79
2014 Q4	$5.22M	Hold	200,000	–	–	0.26%	76
2014 Q3	$5.18M	Hold	200,000	–	–	0.27%	73
2014 Q2	$5.25M	Hold	200,000	–	–	0.28%	75
2014 Q1	$5.12M	Hold	200,000	–	–	0.3%	72
2013 Q4	$5.04M	Hold	200,000	–	–	0.31%	70
2013 Q3	$5.01M	Hold	200,000	–	–	0.39%	68
2013 Q2	$5.02M	Buy	+200,000	New	+$5.09M	0.41%	66

Other funds holding NW.PRC.CL

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Travelers Companies Saint Paul, Minnesota $127M AUM 14.47% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

OIM

Opus Investment Management Worcester, Massachusetts $168M AUM 17.01% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Conning Inc's NW.PRC.CL Position: Q4 2016 in Review

Conning Inc sold out of Natwest Bank Ads Series C (NW.PRC.CL) in Q4 2016, closing a stake of 200,000 shares — an estimated $5.15M sold.

Conning Inc first reported a position in NW.PRC.CL in Q2 2013 and held it in 14 quarters. The position peaked at $5.25M in Q2 2014. 35 funds tracked by Wall St. Rank hold NW.PRC.CL as of Q4 2016.

Conning Inc reported no remaining Natwest Bank Ads Series C position as of Q4 2016 after selling out during the quarter.
Conning Inc sold 200,000 Natwest Bank Ads Series C shares in Q4 2016, an estimated $5.15M.
Conning Inc first reported a position in Natwest Bank Ads Series C in Q2 2013 and held it in 14 quarters.
Conning Inc's Natwest Bank Ads Series C position peaked at $5.25M in Q2 2014.
35 funds tracked by Wall St. Rank held Natwest Bank Ads Series C as of Q4 2016.

Based on Conning Inc's 13F filing for Q4 2016, filed 2 Feb 2017.