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CWM

Concert Wealth Management Portfolio holdings

AUM $24.7M
1-Year Est. Return 14.91%
This Fund
S&P 500
This Quarter Est. Return
+4.07%
1 Year Est. Return
+14.91%
3 Year Est. Return
+28.52%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$705M
AUM Growth
+$37.1M
Cap. Flow
+$22.3M
Cap. Flow %
3.15%
Top 10 Hldgs %
48.98%
Holding
556
New
66
Increased
201
Reduced
210
Closed
31

Top Buys

Rank Stock Value
1
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$2.48M
2
GURU icon
Global X Guru Index ETF
GURU
+$1.85M
3
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$1.8M
4
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$1.73M
5
DWAS icon
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
+$1.35M

Top Sells

Rank Stock Value
1
UPS icon
United Parcel Service
UPS
+$7.27M
2
SIVB
SVB Financial Group
SIVB
+$959K
3
NIO
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
+$837K
4
NWSA
NEWS CORPORATION CL-A
NWSA
+$755K
5
CVX icon
Chevron
CVX
+$711K

Sector Composition

Rank Sector Weight
1 Industrials 33.41%
2 Consumer Discretionary 15.39%
3 Technology 5.49%
4 Energy 4.09%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGL
501
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$154K 0.02%
16,649
-6,300
-27% -$57.6K
PSLV icon
502
Sprott Physical Silver Trust
PSLV
$12.3B
$149K 0.02%
17,100
-6,000
-26% -$51.3K
NLY icon
503
Annaly Capital Management
NLY
$17B
$144K 0.02%
3,096
-1,332
-30% -$62.7K
ETY icon
504
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.33B
$143K 0.02%
14,180
-693
-5% -$7.21K
FFA
505
First Trust Enhanced Equity Income Fund
FFA
$456M
$143K 0.02%
11,547
-483
-4% -$6.17K
SUSQ
506
DELISTED
SUSQUEHANNA BANCSHARES INC
SUSQ
$142K 0.02%
11,346
– –
SABA
507
Saba Capital Income & Opportunities Fund II
SABA
$223M
$133K 0.02%
7,915
+429
+6% +$7.08K
BTZ icon
508
BlackRock Credit Allocation Income Trust
BTZ
$938M
$132K 0.02%
10,011
– –
GLO
509
Clough Global Opportunities Fund
GLO
$254M
$129K 0.02%
10,105
+12
+0.1% +$154
NUV icon
510
Nuveen Municipal Value Fund
NUV
$1.91B
$129K 0.02%
14,037
– –
MDR
511
DELISTED
McDermott International
MDR
$120K 0.02%
5,607
+134
+2% +$3.18K
SQNM
512
DELISTED
SEQUENOM INC NEW
SQNM
$118K 0.02%
44,600
– –
EXG icon
513
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.03B
$112K 0.02%
11,741
+300
+3% +$2.86K
NCV
514
Virtus Convertible & Income Fund
NCV
$385M
$109K 0.02%
2,892
-46
-2% -$1.72K
LBF
515
DELISTED
Deutsche Global High Incm Fund
LBF
$106K 0.02%
13,298
-3,464
-21% -$27.4K
ALU
516
DELISTED
Alcatel-Lucent
ALU
$93K 0.01%
27,153
+2,279
+9% +$5.82K
BGY icon
517
BlackRock Enhanced International Dividend Trust
BGY
$528M
$87K 0.01%
11,194
-2,064
-16% -$15.8K
BKT icon
518
BlackRock Income Trust
BKT
$334M
$81K 0.01%
4,048
-575
-12% -$11.2K
MNKD icon
519
MannKind Corp
MNKD
$1.19B
$75K 0.01%
2,572
+452
+21% +$14.9K
MHR
520
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$67K 0.01%
+10,900
New +$49.4K
CIM
521
Chimera Investment
CIM
$1.05B
$56K 0.01%
1,245
-431
-26% -$19.2K
PIM
522
Franklin Master Intermediate Income Trust
PIM
$150M
$56K 0.01%
11,500
-12,000
-51% -$59.1K
CATX icon
523
Perspective Therapeutics
CATX
$347M
$27K ﹤0.01%
4,060
– –
PSP icon
524
Invesco Global Listed Private Equity ETF
PSP
$243M
$23K ﹤0.01%
+2,489
New +$144K
ERN
525
DELISTED
Erin Energy Corp
ERN
$12K ﹤0.01%
6,059
– –
19 20
21
22 23

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MIGAR
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TAM
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ACM
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S
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ASB
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CPV
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A
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TSP
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Concert Wealth Management's Q3 2013 Portfolio in Review

As of Q3 2013, Concert Wealth Management held 556 positions worth $705M, up 5.5% from $668M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Concert Wealth Management deployed $22.3M of net new capital in Q3 2013, opening 66 new positions and adding to 201 existing holdings. Its largest new stake was Global X Guru Index ETF: 83,704 shares worth $1.9M.

By sector, the portfolio is most concentrated in Industrials at 33% of assets, down from 35% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was United Parcel Service, an estimated $7.27M trimmed.

  • Concert Wealth Management's largest Q3 2013 buy was Global X Guru Index ETF: 83,704 shares worth $1.9M.
  • Concert Wealth Management added most to PIMCO Active Bond Exchange-Traded Fund in Q3 2013, an estimated $2.48M increase.
  • Concert Wealth Management's biggest Q3 2013 reduction was United Parcel Service, cutting an estimated $7.27M.
  • Concert Wealth Management fully exited SVB Financial Group in Q3 2013, selling an estimated $959K.
  • Concert Wealth Management's ten largest holdings make up 49% of its $705M portfolio in Q3 2013.
  • Concert Wealth Management opened 66 new positions and closed 31 in Q3 2013.
  • Concert Wealth Management's portfolio value rose 5.5% quarter-over-quarter to $705M.

Based on Concert Wealth Management's 13F filing for Q3 2013, filed 12 Nov 2013.