Community Financial System’s HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) HSBC.PRA Stock Holding History

Community Financial System’s Portfolio HSBC.PRA Stock Details HSBC.PRA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$50K	Hold	2,000	–	–	0.01%	236
2014 Q2	$51K	Hold	2,000	–	–	0.01%	236
2014 Q1	$51K	Hold	2,000	–	–	0.01%	235
2013 Q4	$49K	Hold	2,000	–	–	0.01%	241
2013 Q3	$49K	Hold	2,000	–	–	0.01%	234
2013 Q2	$50K	Buy	+2,000	New	+$50.6K	0.01%	221

Other funds holding HSBC.PRA

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Conning Inc Hartford, Connecticut $3.01B AUM 16.23% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

HSBC Holdings London, United Kingdom $192B AUM 27.2% 1-Year Est. Return

PineBridge Investments New York $11.9B AUM 23.42% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Community Financial System's HSBC.PRA Position: Q3 2014 in Review

Community Financial System held its HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) (HSBC.PRA) position steady in Q3 2014 at 2,000 shares worth $50K. The position accounts for 0.01% of the portfolio, ranked #236.

Community Financial System first reported a position in HSBC.PRA in Q2 2013 and has held it in 6 quarters since. The position peaked at $51K in Q2 2014. 96 funds tracked by Wall St. Rank hold HSBC.PRA as of Q3 2014.

Community Financial System held 2,000 shares of HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) worth $50K as of Q3 2014.
Community Financial System left its HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) share count unchanged in Q3 2014.
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) made up 0.01% of Community Financial System's portfolio in Q3 2014, its #236 holding.
Community Financial System first reported a position in HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) in Q2 2013 and has held it in 6 quarters since.
Community Financial System's HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) position peaked at $51K in Q2 2014.
96 funds tracked by Wall St. Rank held HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) as of Q3 2014.

Based on Community Financial System's 13F filing for Q3 2014, filed 8 Oct 2014.