Commonwealth Equity Services’s Xoma XOMA Stock Holding History

Commonwealth Equity Services’s Portfolio XOMA Stock Details XOMA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-529	Closed	-$5K	–	2376
2016 Q3	$5K	Sell	529 -25	-5%	-$287	﹤0.01%	2246
2016 Q2	$6K	Hold	554	–	–	﹤0.01%	2228
2016 Q1	$9K	Buy	+554	New	+$9.98K	﹤0.01%	2192
2015 Q2	–	Sell	-532	Closed	-$39K	–	2251
2015 Q1	$39K	Sell	532 -130	-20%	-$9.54K	﹤0.01%	2134
2014 Q4	$48K	Buy	+662	New	+$56.7K	﹤0.01%	2034

Other funds holding XOMA

BVF Inc San Francisco, California $3.14B AUM 249.53% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

NCCM

Nine Chapters Capital Management Short Hills, New Jersey $45.4M AUM 14.43% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

PCM

Prelude Capital Management New York $1.31B AUM 62.01% 1-Year Est. Return

Commonwealth Equity Services's XOMA Position: Q4 2016 in Review

Commonwealth Equity Services sold out of Xoma (XOMA) in Q4 2016, closing a stake of 529 shares — an estimated $5K sold.

Commonwealth Equity Services first reported a position in XOMA in Q4 2014 and held it in 5 quarters. The position peaked at $48K in Q4 2014. 39 funds tracked by Wall St. Rank hold XOMA as of Q4 2016.

Commonwealth Equity Services reported no remaining Xoma position as of Q4 2016 after selling out during the quarter.
Commonwealth Equity Services sold 529 Xoma shares in Q4 2016, an estimated $5K.
Commonwealth Equity Services first reported a position in Xoma in Q4 2014 and held it in 5 quarters.
Commonwealth Equity Services's Xoma position peaked at $48K in Q4 2014.
39 funds tracked by Wall St. Rank held Xoma as of Q4 2016.

Based on Commonwealth Equity Services's 13F filing for Q4 2016, filed 1 Feb 2017.