Commonwealth Equity Services’s PGIM Nasdaq-100 Buffer 12 ETF - October PQOC Stock Holding History

Commonwealth Equity Services’s Portfolio PQOC Stock Details PQOC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	–	Sell	-9,166	Closed	-$287K	–	4603
2026 Q2	$287K	Hold	9,166	–	–	﹤0.01%	3795
2026 Q1	$254K	Hold	9,166	–	–	﹤0.01%	3776
2025 Q4	$262K	Buy	+9,166	New	+$259K	﹤0.01%	3768

Other funds holding PQOC

DHJJ Financial Advisors Naperville, Illinois $349M AUM 14.55% 1-Year Est. Return

Commonwealth Equity Services's PQOC Position: Q3 2026 in Review

Commonwealth Equity Services sold out of PGIM Nasdaq-100 Buffer 12 ETF - October (PQOC) in Q3 2026, closing a stake of 9,166 shares — an estimated $287K sold.

Commonwealth Equity Services first reported a position in PQOC in Q4 2025 and held it in 3 quarters. The position peaked at $287K in Q2 2026. 1 fund tracked by Wall St. Rank holds PQOC as of Q3 2026.

Commonwealth Equity Services reported no remaining PGIM Nasdaq-100 Buffer 12 ETF - October position as of Q3 2026 after selling out during the quarter.
Commonwealth Equity Services sold 9,166 PGIM Nasdaq-100 Buffer 12 ETF - October shares in Q3 2026, an estimated $287K.
Commonwealth Equity Services first reported a position in PGIM Nasdaq-100 Buffer 12 ETF - October in Q4 2025 and held it in 3 quarters.
Commonwealth Equity Services's PGIM Nasdaq-100 Buffer 12 ETF - October position peaked at $287K in Q2 2026.
1 fund tracked by Wall St. Rank held PGIM Nasdaq-100 Buffer 12 ETF - October as of Q3 2026.

Based on Commonwealth Equity Services's 13F filing for Q3 2026, filed 2 Nov 2026.