Commonwealth Equity Services’s PGIM US Large-Cap Buffer 20 ETF - August PBAU Stock Holding History

Commonwealth Equity Services’s Portfolio PBAU Stock Details PBAU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$476K	Sell	14,845 -108	-0.7%	-$3.44K	﹤0.01%	3300
2026 Q2	$470K	Sell	14,953 -13,632	-48%	-$421K	﹤0.01%	3358
2026 Q1	$847K	Sell	28,585 -22,483	-44%	-$675K	﹤0.01%	2740
2025 Q4	$1.53M	Sell	51,068 -1,876	-4%	-$55.5K	﹤0.01%	2212
2025 Q3	$1.56M	Buy	52,944 +45,482	+610%	+$1.31M	﹤0.01%	2221
2025 Q2	$210K	Buy	+7,462	New	+$201K	﹤0.01%	3891

Other funds holding PBAU

Jim Saulnier & Associates Fort Collins, Colorado $259M AUM 8.22% 1-Year Est. Return

Concurrent Investment Advisors Tampa, Florida $14.5B AUM 24.52% 1-Year Est. Return

Spire Wealth Management Mclean, Virginia $3.27B AUM 30.11% 1-Year Est. Return

Kestra Advisory Services Austin, Texas $35.1B AUM 20.13% 1-Year Est. Return

Kestra Private Wealth Services Austin, Texas $9.37B AUM 22.72% 1-Year Est. Return

Blue Water Asset Management Grand Rapids, Michigan $309M AUM 6.04% 1-Year Est. Return

DHJJ Financial Advisors Naperville, Illinois $349M AUM 14.55% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $191B AUM 30.51% 1-Year Est. Return

Sunrise Financial Services Burien, Washington $180M AUM 18.87% 1-Year Est. Return

Commonwealth Equity Services's PBAU Position: Q3 2026 in Review

Commonwealth Equity Services reduced its PGIM US Large-Cap Buffer 20 ETF - August (PBAU) stake by 0.72% in Q3 2026, selling an estimated $3.44K and leaving 14,845 shares worth $476K. The position accounts for ﹤0.01% of the portfolio, ranked #3300.

Commonwealth Equity Services first reported a position in PBAU in Q2 2025 and has held it in 6 quarters since. The position peaked at $1.56M in Q3 2025. 10 funds tracked by Wall St. Rank hold PBAU as of Q3 2026.

Commonwealth Equity Services held 14,845 shares of PGIM US Large-Cap Buffer 20 ETF - August worth $476K as of Q3 2026.
Commonwealth Equity Services sold 108 PGIM US Large-Cap Buffer 20 ETF - August shares in Q3 2026, an estimated $3.44K.
PGIM US Large-Cap Buffer 20 ETF - August made up ﹤0.01% of Commonwealth Equity Services's portfolio in Q3 2026, its #3300 holding.
Commonwealth Equity Services first reported a position in PGIM US Large-Cap Buffer 20 ETF - August in Q2 2025 and has held it in 6 quarters since.
Commonwealth Equity Services's PGIM US Large-Cap Buffer 20 ETF - August position peaked at $1.56M in Q3 2025.
10 funds tracked by Wall St. Rank held PGIM US Large-Cap Buffer 20 ETF - August as of Q3 2026.

Based on Commonwealth Equity Services's 13F filing for Q3 2026, filed 2 Nov 2026.