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CWM

Collaborative Wealth Management Portfolio holdings

AUM $218M
1-Year Est. Return 14.42%
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
+14.42%
3 Year Est. Return
+35.82%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$247M
AUM Growth
+$18M
Cap. Flow
+$5.26M
Cap. Flow %
2.13%
Top 10 Hldgs %
35.51%
Holding
201
New
19
Increased
66
Reduced
72
Closed
5

Top Buys

Rank Stock Value
1
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$1.52M
2
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$1.03M
3
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$974K
4
FPEI icon
First Trust Institutional Preferred Securities and Income ETF
FPEI
+$943K
5
GLDM icon
SPDR Gold MiniShares Trust
GLDM
+$661K

Top Sells

Rank Stock Value
1
PFFD icon
Global X US Preferred ETF
PFFD
+$1.71M
2
AMZN icon
Amazon
AMZN
+$1.07M
3
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$1.06M
4
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$998K
5
SPLB icon
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
+$892K

Sector Composition

Rank Sector Weight
1 Technology 3.21%
2 Consumer Discretionary 2.52%
3 Energy 0.81%
4 Communication Services 0.63%
5 Financials 0.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
POCT icon
176
Innovator US Equity Power Buffer ETF October
POCT
$964M
$216K 0.09%
5,015
– –
NUSC icon
177
Nuveen ESG Small-Cap ETF
NUSC
$1.28B
$215K 0.09%
+4,871
New +$207K
XLC icon
178
State Street Communication Services Select Sector SPDR ETF
XLC
$23.1B
$215K 0.09%
1,812
-544
-23% -$60.5K
OKE icon
179
Oneok
OKE
$58.9B
$209K 0.08%
2,867
– –
SPYD icon
180
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.62B
$208K 0.08%
4,734
-9
-0.2% -$395
CAIE
181
Calamos Autocallable Income ETF
CAIE
$1.07B
$208K 0.08%
+7,571
New +$201K
VWO icon
182
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$205K 0.08%
+3,784
New +$195K
CVIE icon
183
Calvert International Responsible Index ETF
CVIE
$417M
$205K 0.08%
+3,000
New +$198K
QUAL icon
184
iShares MSCI USA Quality Factor ETF
QUAL
$46.1B
$205K 0.08%
+1,052
New +$197K
IYH icon
185
iShares US Healthcare ETF
IYH
$3.2B
$204K 0.08%
+3,470
New +$198K
KJUL icon
186
Innovator US Small Cap Power Buffer ETF July
KJUL
$141M
$201K 0.08%
+6,496
New +$196K
SCHG icon
187
Schwab US Large-Cap Growth ETF
SCHG
$59.7B
$201K 0.08%
+6,302
New +$192K
CION icon
188
CION Investment
CION
$304M
$184K 0.07%
19,402
– –
AGNC icon
189
AGNC Investment
AGNC
$12.9B
$177K 0.07%
18,090
– –
F icon
190
Ford
F
$56.7B
$151K 0.06%
12,641
-700
-5% -$8.07K
MHF
191
Western Asset Municipal High Income Fund
MHF
$154M
$141K 0.06%
19,565
– –
PMO
192
Franklin Municipal Opportunities Trust
PMO
$293M
$138K 0.06%
13,400
– –
PCN
193
PIMCO Corporate & Income Strategy Fund
PCN
$875M
$135K 0.05%
10,071
– –
EAD
194
Allspring Income Opportunities Fund
EAD
$376M
$108K 0.04%
15,440
– –
VMO icon
195
Invesco Municipal Opportunity Trust
VMO
$662M
$106K 0.04%
11,000
– –
CIF
196
DELISTED
MFS Intermediate High Income Fund
CIF
$50.3K 0.02%
28,473
– –
GRID
197
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.3B
– –
-2,621
Closed -$364K
IBM icon
198
IBM
IBM
$200B
– –
-690
Closed -$203K
MUST icon
199
Columbia Multi-Sector Municipal Income ETF
MUST
$595M
– –
-11,134
Closed -$224K
PHT
200
DELISTED
Pioneer High Income Fund
PHT
– –
-16,206
Closed -$131K
5 6 7
8
9

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Collaborative Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, Collaborative Wealth Management held 201 positions worth $247M, up 7.8% from $229M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Collaborative Wealth Management's Q3 2025 filing shows 19 new, 66 increased, 72 reduced and 5 closed positions. Its largest new stake was Alpha Architect 1-3 Month Box ETF: 4,402 shares worth $501K. The largest sale was Global X US Preferred ETF, an estimated $1.71M.

By sector, the portfolio is most concentrated in Technology at 3.2% of assets, up from 3% a quarter earlier, followed by Consumer Discretionary and Energy.

  • Collaborative Wealth Management's largest Q3 2025 buy was Alpha Architect 1-3 Month Box ETF: 4,402 shares worth $501K.
  • Collaborative Wealth Management added most to First Trust Smith Unconstrained Bond ETF in Q3 2025, an estimated $1.52M increase.
  • Collaborative Wealth Management's biggest Q3 2025 reduction was Global X US Preferred ETF, cutting an estimated $1.71M.
  • Collaborative Wealth Management fully exited First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund in Q3 2025, selling an estimated $364K.
  • Collaborative Wealth Management's ten largest holdings make up 36% of its $247M portfolio in Q3 2025.
  • Collaborative Wealth Management opened 19 new positions and closed 5 in Q3 2025.
  • Collaborative Wealth Management's portfolio value rose 7.8% quarter-over-quarter to $247M.

Based on Collaborative Wealth Management's 13F filing for Q3 2025, filed 7 Nov 2025.