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CCFM

Cohen & Co Financial Management Portfolio holdings

AUM $18.3M
1-Year Est. Return 73.48%
This Fund
S&P 500
This Quarter Est. Return
-0.69%
1 Year Est. Return
-73.48%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$238M
AUM Growth
+$81.3M
Cap. Flow
+$83.4M
Cap. Flow %
34.99%
Top 10 Hldgs %
22.69%
Holding
188
New
124
Increased
14
Reduced
6
Closed
36

Top Buys

Rank Stock Value
1
BBLN
Babylon Holdings Limited
BBLN
+$14.4M
2
MAAC
Montes Archimedes Acquisition Corp. Class A Common Stock
MAAC
+$9.93M
3
LFLY
Leafly Holdings, Inc. Common Stock
LFLY
+$4.99M
4
IRAA
Iris Acquisition Corp Class A Common Stock
IRAA
+$3.1M
5
SWBK
Switchback II Corporation
SWBK
+$3.06M

Top Sells

Rank Stock Value
1
FTVIU
FinTech Acquisition Corp. VI Units
FTVIU
+$10.1M
2
ISAA
Iron Spark I Inc. Class A Common Stock
ISAA
+$6.49M
3
JWSM.U
Jaws Mustang Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
JWSM.U
+$5.03M
4
HCNEU
Jaws Hurricane Acquisition Corp. Unit
HCNEU
+$5.03M
5
IRAAU
Iris Acquisition Corp Units
IRAAU
+$5.03M

Sector Composition

Rank Sector Weight
1 Financials 64.33%
2 Healthcare 8.46%
3 Technology 5.62%
4 Industrials 4.86%
5 Communication Services 2.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBLN
1
DELISTED
Babylon Holdings Limited
BBLN
$14.5M 6.07%
+58,039
New +$14.4M
MAAC
2
DELISTED
Montes Archimedes Acquisition Corp. Class A Common Stock
MAAC
$9.35M 3.92%
+1,000,000
New +$9.93M
LFLY
3
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
$5M 2.1%
+25,050
New +$4.99M
PL icon
4
Planet Labs
PL
$7.41B
$4.96M 2.08%
500,000
+299,600
+150% +$2.97M
COLI
5
DELISTED
Colicity Inc. Class A Common Stock
COLI
$3.91M 1.64%
400,000
+246,868
+161% +$2.4M
JWSM
6
DELISTED
Jaws Mustang Acquisition Corp.
JWSM
$3.9M 1.64%
400,000
+200,000
+100% +$1.95M
ACII
7
DELISTED
Atlas Crest Investment Corp. II
ACII
$3.42M 1.43%
350,000
-150,000
-30% -$1.46M
IRAA
8
DELISTED
Iris Acquisition Corp Class A Common Stock
IRAA
$3.1M 1.3%
+319,698
New +$3.1M
SWBK
9
DELISTED
Switchback II Corporation
SWBK
$3.07M 1.29%
+308,187
New +$3.06M
TZPS
10
DELISTED
TZP Strategies Acquisition Corp. Class A Ordinary Share
TZPS
$2.93M 1.23%
+300,000
New +$2.91M
FSSI
11
DELISTED
Fortistar Sustainable Solutions Corp. Class A Common Stock
FSSI
$2.93M 1.23%
+300,000
New +$2.91M
LDTC
12
DELISTED
LeddarTech
LDTC
$2.93M 1.23%
+600,000
New +$2.91M
OPAL icon
13
OPAL Fuels
OPAL
$67.4M
$2.93M 1.23%
+300,000
New +$2.93M
LVRA
14
DELISTED
Levere Holdings Corp. Class A Ordinary Shares
LVRA
$2.93M 1.23%
+300,000
New +$2.91M
SLAM
15
DELISTED
Slam Corp. Class A Ordinary Share
SLAM
$2.92M 1.23%
+300,000
New +$2.91M
HCII
16
DELISTED
Hudson Executive Investment Corp. II Class A Common Stock
HCII
$2.92M 1.23%
+300,000
New +$2.92M
PV
17
DELISTED
Primavera Capital Acquisition Corporation
PV
$2.92M 1.23%
300,000
+194,819
+185% +$1.89M
ASZ
18
DELISTED
Austerlitz Acquisition Corporation II
ASZ
$2.92M 1.23%
300,000
-200,000
-40% -$1.95M
AAC
19
DELISTED
Ares Acquisition Corporation
AAC
$2.92M 1.23%
+300,000
New +$2.92M
FVIV
20
DELISTED
Fortress Value Acquisition Corp. IV
FVIV
$2.92M 1.23%
+300,000
New +$2.92M
SCLE
21
DELISTED
Broadscale Acquisition Corp. Class A common stock
SCLE
$2.92M 1.22%
300,000
+134,311
+81% +$1.3M
FSNB
22
DELISTED
Fusion Acquisition Corp. II
FSNB
$2.91M 1.22%
+300,000
New +$2.9M
FZT
23
DELISTED
FAST Acquisition Corp. II
FZT
$2.91M 1.22%
+300,000
New +$2.91M
BRIV
24
DELISTED
B. Riley Principal 250 Merger Corp. Class A common stock
BRIV
$2.9M 1.22%
+300,000
New +$2.9M
BKKT icon
25
CALL
Bakkt Inc
BKKT
$336M
$2.53M 1.06%
+10,000
New +$2.51M
1
2 3 4 5

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Cohen & Co Financial Management's Q3 2021 Portfolio in Review

As of Q3 2021, Cohen & Co Financial Management held 188 positions worth $238M, up 52% from $157M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cohen & Co Financial Management deployed $83.4M of net new capital in Q3 2021, opening 124 new positions and adding to 14 existing holdings. Its largest new stake was Babylon Holdings Limited: 58,039 shares worth $14.5M.

By sector, the portfolio is most concentrated in Financials at 64% of assets, up from 37% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Figure Acquisition Corp. I, an estimated $3.07M trimmed.

  • Cohen & Co Financial Management's largest Q3 2021 buy was Babylon Holdings Limited: 58,039 shares worth $14.5M.
  • Cohen & Co Financial Management added most to Planet Labs in Q3 2021, an estimated $2.97M increase.
  • Cohen & Co Financial Management's biggest Q3 2021 reduction was Figure Acquisition Corp. I, cutting an estimated $3.07M.
  • Cohen & Co Financial Management fully exited FinTech Acquisition Corp. VI Units in Q3 2021, selling an estimated $10.1M.
  • Cohen & Co Financial Management's ten largest holdings make up 23% of its $238M portfolio in Q3 2021.
  • Cohen & Co Financial Management opened 124 new positions and closed 36 in Q3 2021.
  • Cohen & Co Financial Management's portfolio value rose 52% quarter-over-quarter to $238M.

Based on Cohen & Co Financial Management's 13F filing for Q3 2021, filed 15 Nov 2021.