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CCFM

Cohen & Co Financial Management Portfolio holdings

AUM $18.3M
1-Year Est. Return 73.48%
This Fund
S&P 500
This Quarter Est. Return
-0.69%
1 Year Est. Return
-73.48%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$238M
AUM Growth
+$81.3M
Cap. Flow
+$82.6M
Cap. Flow %
34.62%
Top 10 Hldgs %
22.69%
Holding
188
New
123
Increased
14
Reduced
6
Closed
36

Top Buys

Rank Stock Value
1
BBLN
Babylon Holdings Limited
BBLN
+$14.4M
2
MAAC
Montes Archimedes Acquisition Corp. Class A Common Stock
MAAC
+$9.93M
3
LFLY
Leafly Holdings, Inc. Common Stock
LFLY
+$4.99M
4
IRAA
Iris Acquisition Corp Class A Common Stock
IRAA
+$3.1M
5
SWBK
Switchback II Corporation
SWBK
+$3.06M

Top Sells

Rank Stock Value
1
FTVIU
FinTech Acquisition Corp. VI Units
FTVIU
+$10.1M
2
ISAA
Iron Spark I Inc. Class A Common Stock
ISAA
+$6.49M
3
JWSM.U
Jaws Mustang Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
JWSM.U
+$5.03M
4
HCNEU
Jaws Hurricane Acquisition Corp. Unit
HCNEU
+$5.03M
5
IRAAU
Iris Acquisition Corp Units
IRAAU
+$5.03M

Sector Composition

Rank Sector Weight
1 Financials 64.33%
2 Healthcare 8.46%
3 Technology 5.62%
4 Industrials 4.86%
5 Communication Services 2.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IIIIU
176
DELISTED
INSU Acquisition Corp. III Unit
IIIIU
– –
-400,000
Closed -$4.02M
FSNB.WS
177
DELISTED
Fusion Acquisition Corp. II Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
FSNB.WS
– –
-25,000
Closed -$24K
IPOD
178
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
– –
-200,000
Closed -$2.08M
IPOF
179
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
– –
-250,000
Closed -$2.55M
RBAC
180
DELISTED
RedBall Acquisition Corp.
RBAC
– –
-500,000
Closed -$4.88M
ACTDU
181
DELISTED
ArcLight Clean Transition Corp. II Unit
ACTDU
– –
-250,000
Closed -$2.51M
HCCCU
182
DELISTED
Healthcare Capital Corp. Unit
HCCCU
– –
-100,000
Closed -$998K
ATHN.U
183
DELISTED
Athena Technology Acquisition Corp. Units, each consisting of one share of Class A Common Stock and
ATHN.U
– –
-315,920
Closed -$3.15M
DGNS
184
DELISTED
Dragoneer Growth Opportunities Corp. II Class A Ordinary Shares
DGNS
– –
-174,100
Closed -$1.76M
ACIC
185
DELISTED
Atlas Crest Investment Corp.
ACIC
– –
-300,000
Closed -$2.99M
VCVCW
186
DELISTED
10X Capital Venture Acquisition Corp Warrant
VCVCW
– –
-125,000
Closed -$220K
VCVC
187
DELISTED
10X Capital Venture Acquisition Corp
VCVC
– –
-250,000
Closed -$2.49M
TRONU
188
DELISTED
Corner Growth Acquisition Corp. 2 Units
TRONU
– –
-400,000
Closed -$4.02M
4 5 6 7
8

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Cohen & Co Financial Management's Q3 2021 Portfolio in Review

As of Q3 2021, Cohen & Co Financial Management held 188 positions worth $238M, up 52% from $157M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cohen & Co Financial Management deployed $82.6M of net new capital in Q3 2021, opening 123 new positions and adding to 14 existing holdings. Its largest new stake was Babylon Holdings Limited: 58,039 shares worth $14.5M.

By sector, the portfolio is most concentrated in Financials at 64% of assets, up from 37% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Figure Acquisition Corp. I, an estimated $3.07M trimmed.

  • Cohen & Co Financial Management's largest Q3 2021 buy was Babylon Holdings Limited: 58,039 shares worth $14.5M.
  • Cohen & Co Financial Management added most to Planet Labs in Q3 2021, an estimated $2.97M increase.
  • Cohen & Co Financial Management's biggest Q3 2021 reduction was Figure Acquisition Corp. I, cutting an estimated $3.07M.
  • Cohen & Co Financial Management fully exited FinTech Acquisition Corp. VI Units in Q3 2021, selling an estimated $10.1M.
  • Cohen & Co Financial Management's ten largest holdings make up 23% of its $238M portfolio in Q3 2021.
  • Cohen & Co Financial Management opened 123 new positions and closed 36 in Q3 2021.
  • Cohen & Co Financial Management's portfolio value rose 52% quarter-over-quarter to $238M.

Based on Cohen & Co Financial Management's 13F filing for Q3 2021, filed 15 Nov 2021.