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CCFM

Cohen & Co Financial Management Portfolio holdings

AUM $18.3M
1-Year Est. Return 73.48%
This Fund
S&P 500
This Quarter Est. Return
-0.69%
1 Year Est. Return
-73.48%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$238M
AUM Growth
+$81.3M
Cap. Flow
+$82.6M
Cap. Flow %
34.62%
Top 10 Hldgs %
22.69%
Holding
188
New
123
Increased
14
Reduced
6
Closed
36

Top Buys

Rank Stock Value
1
BBLN
Babylon Holdings Limited
BBLN
+$14.4M
2
MAAC
Montes Archimedes Acquisition Corp. Class A Common Stock
MAAC
+$9.93M
3
LFLY
Leafly Holdings, Inc. Common Stock
LFLY
+$4.99M
4
IRAA
Iris Acquisition Corp Class A Common Stock
IRAA
+$3.1M
5
SWBK
Switchback II Corporation
SWBK
+$3.06M

Top Sells

Rank Stock Value
1
FTVIU
FinTech Acquisition Corp. VI Units
FTVIU
+$10.1M
2
ISAA
Iron Spark I Inc. Class A Common Stock
ISAA
+$6.49M
3
JWSM.U
Jaws Mustang Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
JWSM.U
+$5.03M
4
HCNEU
Jaws Hurricane Acquisition Corp. Unit
HCNEU
+$5.03M
5
IRAAU
Iris Acquisition Corp Units
IRAAU
+$5.03M

Sector Composition

Rank Sector Weight
1 Financials 64.33%
2 Healthcare 8.46%
3 Technology 5.62%
4 Industrials 4.86%
5 Communication Services 2.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSAQW
151
DELISTED
Global Synergy Acquisition Corp. Warrant
GSAQW
$14K 0.01%
+24,938
New +$17.4K
KRNLW
152
DELISTED
Kernel Group Holdings, Inc. Warrants
KRNLW
$6K ﹤0.01%
10,985
– –
IONQ icon
153
IonQ
IONQ
$16.6B
– –
-225,000
Closed -$2.4M
JWSM.U
154
DELISTED
Jaws Mustang Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
JWSM.U
– –
-500,000
Closed -$5.03M
IRAAU
155
DELISTED
Iris Acquisition Corp Units
IRAAU
– –
-500,000
Closed -$5.03M
FREEW
156
DELISTED
Whole Earth Brands, Inc. Warrant
FREEW
– –
-35,061
Closed -$78K
CONX
157
DELISTED
CONX Corp. Class A Common Stock
CONX
– –
-300,000
Closed -$2.96M
ROSS.WS
158
DELISTED
Ross Acquisition Corp II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
ROSS.WS
– –
-50,000
Closed -$48K
EOCW.U
159
DELISTED
Elliott Opportunity II Corp. Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
EOCW.U
– –
-500,000
Closed -$5M
HCNEU
160
DELISTED
Jaws Hurricane Acquisition Corp. Unit
HCNEU
– –
-500,000
Closed -$5.03M
ZTAQU
161
DELISTED
Zimmer Energy Transition Acquisition Corp. Units
ZTAQU
– –
-396,907
Closed -$4.03M
RONI.U
162
DELISTED
Rice Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
RONI.U
– –
-300,000
Closed -$3.07M
DHHCU
163
DELISTED
DiamondHead Holdings Corp. Unit
DHHCU
– –
-500,000
Closed -$5M
RKTA
164
DELISTED
Rocket Internet Growth Opportunities Corp.
RKTA
– –
-250,000
Closed -$2.42M
DGNU
165
DELISTED
Dragoneer Growth Opportunities Corp. III Class A Ordinary Shares
DGNU
– –
-250,000
Closed -$2.5M
FTPAU
166
DELISTED
FTAC Parnassus Acquisition Corp. Unit
FTPAU
– –
-350,000
Closed -$3.52M
ACQRU
167
DELISTED
Independence Holdings Corp. Units
ACQRU
– –
-250,000
Closed -$2.5M
PDOT.U
168
DELISTED
Peridot Acquisition Corp. II Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
PDOT.U
– –
-300,000
Closed -$3M
SVFB
169
DELISTED
SVF Investment Corp. 2 Class A Ordinary Shares
SVFB
– –
-300,000
Closed -$2.98M
FTAAU
170
DELISTED
FTAC Athena Acquisition Corp. Unit
FTAAU
– –
-92,413
Closed -$943K
MIT
171
DELISTED
Mason Industrial Technology, Inc.
MIT
– –
-200,000
Closed -$1.93M
DNZ
172
DELISTED
D and Z Media Acquisition Corp.
DNZ
– –
-200,000
Closed -$1.94M
ISAA
173
DELISTED
Iron Spark I Inc. Class A Common Stock
ISAA
– –
-650,000
Closed -$6.49M
FTVIU
174
DELISTED
FinTech Acquisition Corp. VI Units
FTVIU
– –
-1,000,000
Closed -$10.1M
RKTA.WS
175
DELISTED
Rocket Internet Growth Opportunities Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
RKTA.WS
– –
-112,219
Closed -$148K
4 5 6
7
8

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Cohen & Co Financial Management's Q3 2021 Portfolio in Review

As of Q3 2021, Cohen & Co Financial Management held 188 positions worth $238M, up 52% from $157M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cohen & Co Financial Management deployed $82.6M of net new capital in Q3 2021, opening 123 new positions and adding to 14 existing holdings. Its largest new stake was Babylon Holdings Limited: 58,039 shares worth $14.5M.

By sector, the portfolio is most concentrated in Financials at 64% of assets, up from 37% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Figure Acquisition Corp. I, an estimated $3.07M trimmed.

  • Cohen & Co Financial Management's largest Q3 2021 buy was Babylon Holdings Limited: 58,039 shares worth $14.5M.
  • Cohen & Co Financial Management added most to Planet Labs in Q3 2021, an estimated $2.97M increase.
  • Cohen & Co Financial Management's biggest Q3 2021 reduction was Figure Acquisition Corp. I, cutting an estimated $3.07M.
  • Cohen & Co Financial Management fully exited FinTech Acquisition Corp. VI Units in Q3 2021, selling an estimated $10.1M.
  • Cohen & Co Financial Management's ten largest holdings make up 23% of its $238M portfolio in Q3 2021.
  • Cohen & Co Financial Management opened 123 new positions and closed 36 in Q3 2021.
  • Cohen & Co Financial Management's portfolio value rose 52% quarter-over-quarter to $238M.

Based on Cohen & Co Financial Management's 13F filing for Q3 2021, filed 15 Nov 2021.