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CCFM

Cohen & Co Financial Management Portfolio holdings

AUM $18.3M
1-Year Est. Return 73.48%
This Fund
S&P 500
This Quarter Est. Return
-0.69%
1 Year Est. Return
-73.48%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$238M
AUM Growth
+$81.3M
Cap. Flow
+$82.6M
Cap. Flow %
34.62%
Top 10 Hldgs %
22.69%
Holding
188
New
123
Increased
14
Reduced
6
Closed
36

Top Buys

Rank Stock Value
1
BBLN
Babylon Holdings Limited
BBLN
+$14.4M
2
MAAC
Montes Archimedes Acquisition Corp. Class A Common Stock
MAAC
+$9.93M
3
LFLY
Leafly Holdings, Inc. Common Stock
LFLY
+$4.99M
4
IRAA
Iris Acquisition Corp Class A Common Stock
IRAA
+$3.1M
5
SWBK
Switchback II Corporation
SWBK
+$3.06M

Top Sells

Rank Stock Value
1
FTVIU
FinTech Acquisition Corp. VI Units
FTVIU
+$10.1M
2
ISAA
Iron Spark I Inc. Class A Common Stock
ISAA
+$6.49M
3
JWSM.U
Jaws Mustang Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
JWSM.U
+$5.03M
4
HCNEU
Jaws Hurricane Acquisition Corp. Unit
HCNEU
+$5.03M
5
IRAAU
Iris Acquisition Corp Units
IRAAU
+$5.03M

Sector Composition

Rank Sector Weight
1 Financials 64.33%
2 Healthcare 8.46%
3 Technology 5.62%
4 Industrials 4.86%
5 Communication Services 2.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PARA
126
Banzai International
PARA
$5.83M
$119K 0.05%
+1
New +$97K
LLAP
127
DELISTED
Terran Orbital Corporation
LLAP
$115K 0.05%
+11,774
New +$114K
REEAW
128
DELISTED
REE Automotive Ltd. Warrant
REEAW
$110K 0.05%
+125,000
New +$158K
VTIQW
129
DELISTED
VectoIQ Acquisition Corp. II Warrant
VTIQW
$108K 0.05%
+140,204
New +$153K
ITACW
130
DELISTED
Industrial Tech Acquisitions, Inc. Warrant
ITACW
$108K 0.05%
+100,000
New +$103K
HUGS.WS
131
DELISTED
USHG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
HUGS.WS
$86K 0.04%
+100,000
New +$96.8K
LGACW
132
DELISTED
Lazard Growth Acquisition Corp. I Warrants
LGACW
$82K 0.03%
+100,000
New +$103K
PDOT.WS
133
DELISTED
Peridot Acquisition Corp. II Redeemable warrants included as part of the units, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PDOT.WS
$81K 0.03%
+100,000
New +$105K
LDTCW
134
DELISTED
LeddarTech Holdings Inc. Warrants
LDTCW
$78K 0.03%
+111,598
New +$93.1K
ENPC.WS
135
DELISTED
Executive Network Partnering Corporation Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
ENPC.WS
$78K 0.03%
+100,000
New +$81.8K
SCOAW
136
DELISTED
ScION Tech Growth I Warrant
SCOAW
$77K 0.03%
+100,000
New +$91.1K
LIII.WS
137
DELISTED
Leo Holdings III Corp Redeemable Warrants, each whole warrant exercisable for one Class A ordinary s
LIII.WS
$77K 0.03%
+100,000
New +$89.2K
ANAC.WS
138
DELISTED
Arctos NorthStar Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
ANAC.WS
$74K 0.03%
+100,000
New +$85.7K
MIT.WS
139
DELISTED
Mason Industrial Technology, Inc. Redeemable warrants, exercisable for one share of Class A common stock for $11.50 per share
MIT.WS
$72K 0.03%
100,000
+62,190
+164% +$47.2K
HCCCW
140
DELISTED
Healthcare Capital Corp. Warrant
HCCCW
$69K 0.03%
+100,000
New +$71.6K
VLN.WS
141
DELISTED
Valens Semiconductor Ltd Warrants
VLN.WS
$63K 0.03%
+100,000
New +$63K
SCAQW
142
DELISTED
Stratim Cloud Acquisition Corp. Warrant
SCAQW
$63K 0.03%
+100,000
New +$74.9K
AGGRW
143
DELISTED
Agile Growth Corp Warrant
AGGRW
$63K 0.03%
+100,000
New +$79.6K
TZPSW
144
DELISTED
TZP Strategies Acquisition Corp. Warrant
TZPSW
$63K 0.03%
+100,000
New +$72K
TMPOW
145
DELISTED
Tempo Automation Holdings, Inc. Warrant
TMPOW
$60K 0.03%
+100,000
New +$81.2K
BSLKW
146
DELISTED
Bolt Projects Holdings Warrant
BSLKW
$53K 0.02%
+103,201
New +$71.2K
KIIIU
147
DELISTED
Kismet Acquisition Three Corp. Unit
KIIIU
$52K 0.02%
+100,000
New +$990K
DNZ.WS
148
DELISTED
D and Z Media Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
DNZ.WS
$25K 0.01%
+40,355
New +$32.3K
SVFAW
149
DELISTED
SVF Investment Corp. Warrant
SVFAW
$16K 0.01%
+16,116
New +$19K
GSEVW
150
DELISTED
Gores Holdings VII, Inc. Warrant
GSEVW
$14K 0.01%
+11,956
New +$15.7K
4 5
6
7 8

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Cohen & Co Financial Management's Q3 2021 Portfolio in Review

As of Q3 2021, Cohen & Co Financial Management held 188 positions worth $238M, up 52% from $157M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cohen & Co Financial Management deployed $82.6M of net new capital in Q3 2021, opening 123 new positions and adding to 14 existing holdings. Its largest new stake was Babylon Holdings Limited: 58,039 shares worth $14.5M.

By sector, the portfolio is most concentrated in Financials at 64% of assets, up from 37% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Figure Acquisition Corp. I, an estimated $3.07M trimmed.

  • Cohen & Co Financial Management's largest Q3 2021 buy was Babylon Holdings Limited: 58,039 shares worth $14.5M.
  • Cohen & Co Financial Management added most to Planet Labs in Q3 2021, an estimated $2.97M increase.
  • Cohen & Co Financial Management's biggest Q3 2021 reduction was Figure Acquisition Corp. I, cutting an estimated $3.07M.
  • Cohen & Co Financial Management fully exited FinTech Acquisition Corp. VI Units in Q3 2021, selling an estimated $10.1M.
  • Cohen & Co Financial Management's ten largest holdings make up 23% of its $238M portfolio in Q3 2021.
  • Cohen & Co Financial Management opened 123 new positions and closed 36 in Q3 2021.
  • Cohen & Co Financial Management's portfolio value rose 52% quarter-over-quarter to $238M.

Based on Cohen & Co Financial Management's 13F filing for Q3 2021, filed 15 Nov 2021.