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CCFM

Cohen & Co Financial Management Portfolio holdings

AUM $18.3M
1-Year Est. Return 73.48%
This Fund
S&P 500
This Quarter Est. Return
-0.04%
1 Year Est. Return
-73.48%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$151M
AUM Growth
-$88M
Cap. Flow
-$87.6M
Cap. Flow %
-58.22%
Top 10 Hldgs %
21.84%
Holding
189
New
37
Increased
22
Reduced
29
Closed
79

Top Buys

Rank Stock Value
1
CPUH
Compute Health Acquisition Corp.
CPUH
+$2.93M
2
DISA
Disruptive Acquisition Corporation I Class A Ordinary Shares
DISA
+$2.93M
3
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$2.46M
4
APMI
AxonPrime Infrastructure Acquisition Corporation Class A Common Stock
APMI
+$2.45M
5
CNDA
Concord Acquisition Corp II
CNDA
+$2.45M

Top Sells

Rank Stock Value
1
BBLN
Babylon Holdings Limited
BBLN
+$14.5M
2
MAAC
Montes Archimedes Acquisition Corp. Class A Common Stock
MAAC
+$9.35M
3
LFLY
Leafly Holdings, Inc. Common Stock
LFLY
+$5M
4
PL icon
Planet Labs
PL
+$4.96M
5
IRAA
Iris Acquisition Corp Class A Common Stock
IRAA
+$3.1M

Sector Composition

Rank Sector Weight
1 Financials 85.62%
2 Technology 3.63%
3 Healthcare 2.38%
4 Industrials 1.94%
5 Communication Services 1.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KLAQW
101
DELISTED
KL Acquisition Corp Warrant
KLAQW
$27K 0.02%
+50,915
New +$31.9K
VTIQW
102
DELISTED
VectoIQ Acquisition Corp. II Warrant
VTIQW
$19K 0.01%
22,703
-117,501
-84% -$112K
HHLA.WS
103
DELISTED
HH&L Acquisition Co. Redeemable warrants, each warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HHLA.WS
$17K 0.01%
+29,577
New +$15.8K
GSAQW
104
DELISTED
Global Synergy Acquisition Corp. Warrant
GSAQW
$17K 0.01%
34,362
+9,424
+38% +$5.64K
DISAW
105
DELISTED
Disruptive Acquisition Corporation I Warrant
DISAW
$15K 0.01%
+18,899
New +$13.2K
ETACW
106
DELISTED
E.Merge Technology Acquisition Corp. Warrant
ETACW
$14K 0.01%
+25,536
New +$18.6K
CLDI.WS
107
DELISTED
Calidi Biotherapeutics, Inc. Redeemable Warrants, each whole warrant exercisable for 1/10th of a share of Common Stock at an exercise price of $115.00
CLDI.WS
$13K 0.01%
+25,000
New +$14.1K
DLCAW
108
DELISTED
Deep Lake Capital Acquisition Corp. Warrant
DLCAW
$10K 0.01%
+15,952
New +$11.8K
KRNLW
109
DELISTED
Kernel Group Holdings, Inc. Warrants
KRNLW
$6K ﹤0.01%
10,667
-318
-3% -$182
ACHR.WS icon
110
Archer Aviation Redeemable Warrants
ACHR.WS
$24.7M
– –
-100,000
Closed -$159K
BKKT icon
111
CALL
Bakkt Inc
BKKT
$337M
– –
-10,000
Closed -$2.53M
PARA
112
Banzai International
PARA
$5.83M
– –
-1
Closed -$119K
GBTG icon
113
American Express Global Business Travel
GBTG
$4.94B
– –
-198,000
Closed -$1.93M
ISPO
114
DELISTED
Inspirato
ISPO
– –
-3,706
Closed -$749K
MVST icon
115
PUT
Microvast
MVST
$302M
– –
-50,000
Closed -$411K
OPAL icon
116
OPAL Fuels
OPAL
$70.7M
– –
-300,000
Closed -$2.93M
PL icon
117
Planet Labs
PL
$8.53B
– –
-500,000
Closed -$4.96M
PROK icon
118
ProKidney
PROK
$337M
– –
-101,414
Closed -$994K
RNW icon
119
PUT
ReNew
RNW
$2.25B
– –
-97,700
Closed -$997K
SPIR icon
120
PUT
Spire Global
SPIR
$555M
– –
-6,625
Closed -$664K
SYM icon
121
Symbotic
SYM
$5.22B
– –
-200,000
Closed -$1.97M
UHG
122
DELISTED
United Homes Group
UHG
– –
-227,660
Closed -$2.21M
VLN.WS
123
DELISTED
Valens Semiconductor Ltd Warrants
VLN.WS
– –
-100,000
Closed -$63K
XBP icon
124
XBP Global Holdings
XBP
$36.4M
– –
-10,000
Closed -$997K
PDYNW icon
125
Palladyne AI Corp Warrants
PDYNW
$156K
– –
-500,000
Closed -$390K
3 4
5
6 7

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AA
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CAM
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DOS
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SIC
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LUGPI
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IVM
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Cohen & Co Financial Management's Q4 2021 Portfolio in Review

As of Q4 2021, Cohen & Co Financial Management held 189 positions worth $151M, down 37% from $238M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cohen & Co Financial Management withdrew a net $87.6M in Q4 2021, closing 79 positions and reducing 29 holdings. Its most notable exit was Babylon Holdings Limited, an estimated $14.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 86% of assets, up from 64% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Cohen & Co Financial Management opened a new position in Compute Health Acquisition Corp. worth $2.92M.

  • Cohen & Co Financial Management's largest Q4 2021 buy was Compute Health Acquisition Corp.: 300,000 shares worth $2.92M.
  • Cohen & Co Financial Management added most to HumanCo Acquisition Corp. Class A Common Stock in Q4 2021, an estimated $1.77M increase.
  • Cohen & Co Financial Management's biggest Q4 2021 reduction was RUM Group Inc, cutting an estimated $1.85M.
  • Cohen & Co Financial Management fully exited Babylon Holdings Limited in Q4 2021, selling an estimated $14.5M.
  • Cohen & Co Financial Management's ten largest holdings make up 22% of its $151M portfolio in Q4 2021.
  • Cohen & Co Financial Management opened 37 new positions and closed 79 in Q4 2021.
  • Cohen & Co Financial Management's portfolio value fell 37% quarter-over-quarter to $151M.

Based on Cohen & Co Financial Management's 13F filing for Q4 2021, filed 14 Feb 2022.